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Disclosery

AAOI APPLIED OPTOELECTRONICS INC

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COM (common), issuer CIK 1158114

470 managers (484 13F filers) reported a position in AAOI shares at 2026-06-30, 51,029,630 shares in all. 171 filers opened a position and 63 filers sold out during the quarter.

Managers
470
13F filers
484
New
171
Added
138
Reduced
144
Sold out
63
Shares held by filers
51,029,630

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Yeh Shu-Hua (Joshua)officer (*** See Remarks)2026-10-05-6,000 S$120.03Form 4

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Caption Management, LLC9,200$1.36M0.05%+6,70013F-HRTimeline
HEALTHCARE OF ONTARIO PENSION PLAN TRUS…9,111$1.35M<0.01%new13F-HRTimeline
Geneos Wealth Management Inc.9,005$1.33M0.03%-9,06713F-HRTimeline
Advisory Services Network, LLC8,865$1.31M0.01%+2,44113F-HRTimeline
Aster Capital Management (DIFC) Ltd8,847$1.31M0.28%new13F-HR/ATimeline
Bannerstone Capital Management, LLC8,807$1.3M1.1%-1,29613F-HRTimeline
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC8,709$1.29M<0.01%+7,49813F-HRTimelineGroup
VIRGINIA RETIREMENT SYSTEMS ET Al8,400$1.24M0.01%new13F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co8,111$1.2M<0.01%+1,41213F-HRTimelineGroup
Nokomis Capital, L.L.C.7,900$1.17M0.43%013F-HR/ATimeline
Allianz Asset Management GmbHin group Allianz SE7,803$1.16M<0.01%new13F-HR/ATimelineGroup
SPHERA FUNDS MANAGEMENT LTD.group of 2 filers holding7,590$1.12M-73,400Timeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.7,567$1.12M0.01%-25,24313F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…7,540$1.12M0.01%-11,08313F-HRTimelineGroup
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION…7,472$1.11M<0.01%new13F-HRTimeline
NewEdge Advisors, LLC7,248$1.07M<0.01%-1,29713F-HRTimeline
LMR Partners LLPin group LMR Partners LLP6,774$1M0.01%new13F-HRTimelineGroup
Wealthfront Advisers LLC6,768$1M<0.01%+2,10513F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP7,280$988K<0.01%+5,89413F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…6,640$984K0.02%-1,22713F-HRTimelineGroup
TEACHERS RETIREMENT SYSTEM OF THE STATE…6,623$981K0.01%013F-HRTimeline
Amundiin group Amundi6,512$965K<0.01%new13F-HRTimelineGroup
ACADIAN ASSET MANAGEMENT LLCin group ACADIAN ASSET MANAGEMENT LLC6,184$914K<0.01%-3,54913F-HRTimelineGroup
CAXTON ASSOCIATES LLP6,088$902K0.02%+1,62013F-HRTimeline
Vident Advisory, LLCin group Vident Advisory, LLC6,084$901K0.01%-1,41313F-HRTimelineGroup
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.6,069$899K0.01%+39113F-HRTimelineGroup
ACT CAPITAL MANAGEMENT, LLC6,000$889K0.58%-19,90013F-HRTimeline
Caprock Group, LLC5,848$866K0.02%-39713F-HRTimeline
Eddie Patel Inc5,699$844K0.5%-9413F-HRTimeline
World Investment Advisors5,786$838K0.01%new13F-HRTimeline
AMALGAMATED BANK5,521$818K0.01%new13F-HRTimeline
CoreCap Advisors, LLC5,513$817K0.02%+1,01013F-HRTimeline
Diametric Capital, LP5,468$810K0.09%new13F-HRTimeline
TEACHER RETIREMENT SYSTEM OF TEXAS5,458$809K<0.01%new13F-HRTimeline
SJS Investment Consulting Inc.5,441$806K0.09%+4,99113F-HRTimeline
Federation des caisses Desjardins du Qu…5,375$796K<0.01%+5,34013F-HRTimeline
Kovack Advisors, Inc.5,717$795K0.04%+35713F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP5,262$780K<0.01%new13F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC5,182$768K<0.01%+1,88913F-HRTimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC5,100$756K0.01%new13F-HRTimelineGroup
CAPTRUST FINANCIAL ADVISORS5,073$752K<0.01%+2,32713F-HRTimeline
Swiss Life Asset Management Ltdin group Swiss Life Asset Management L…5,021$744K<0.01%+1,25813F-HRTimelineGroup
SIG BROKERAGE, LP4,985$739K0.12%new13F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.4,950$733K<0.01%-27613F-HRTimelineGroup
Odyssean, LLC4,927$730K0.12%-2,81113F-HRTimeline
Gallo Partners, LP4,826$715K1.59%new13F-HRTimeline
Mariner, LLCin group Mariner, LLC4,616$684K<0.01%-1,46813F-HRTimelineGroup
Vestmark Advisory Solutions, Inc.4,553$675K0.01%new13F-HRTimeline
Ensign Peak Advisors, Inc4,550$674K<0.01%+75013F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC4,510$668K<0.01%-87213F-HRTimelineGroup
Element Wealth, LLC4,483$664K0.25%new13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…4,470$662K<0.01%+1,82113F-HRTimelineGroup
BARCLAYS PLCin group BARCLAYS PLC4,399$652K<0.01%-90,34413F-HRTimelineGroup
BankChampaign, National Association3,474$638K0.49%+11213F-HRTimeline
MetLife Investment Management, LLCin group MetLife Investment Management…4,289$635K<0.01%-31,65613F-HRTimelineGroup
Fulcrum Equity Management4,206$623K0.5%new13F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.4,096$622K0.03%+20013F-HRTimelineGroup
MAVERICK CAPITAL LTD4,188$620K0.01%-12,00513F-HRTimeline
Virtus Wealth Solutions LLC4,065$602K0.08%+1,36513F-HRTimeline
DARK FOREST CAPITAL MANAGEMENT LP4,043$599K0.04%-9,04313F-HRTimeline
Utah Retirement Systems4,025$596K0.01%new13F-HRTimeline
Maryland State Retirement & Pension Sys…4,018$595K0.01%new13F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…4,952$594K<0.01%+2,29213F-HRTimeline
PINEBRIDGE INVESTMENTS LLC3,958$586K<0.01%new13F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV3,955$586K<0.01%+12513F-HR/ATimeline
Walleye Capital LLCin group Walleye Capital LLC3,929$582K<0.01%+3,48613F-HRTimelineGroup
Vontobel Holding Ltd.in group Vontobel Holding Ltd.3,881$575K<0.01%new13F-HRTimelineGroup
Abel Hall, LLC3,807$564K0.1%-2013F-HRTimeline
Bogart Wealth, LLC3,803$563K0.02%new13F-HRTimeline
Sanctuary Advisors, LLC3,737$554K<0.01%new13F-HRTimeline
PIAR LLC3,700$548K0.34%new13F-HRTimeline
Integrated Quantitative Investments LLC3,688$546K0.09%new13F-HRTimeline
PICTON MAHONEY ASSET MANAGEMENT3,672$544K0.01%-76,40813F-HRTimeline
Silverleafe Capital Partners, LLC3,637$539K0.15%+42913F-HRTimeline
JEPPSON WEALTH MANAGEMENT, LLC3,606$534K0.16%+213F-HRTimeline
SIH Partners, LLLPin group SIH Partners, LLLP3,594$532K0.02%-2,09813F-HRTimelineGroup
Centiva Capital, LP3,593$532K0.02%-50813F-HRTimeline
M&T Bank Corpin group M&T Bank Corp3,542$525K<0.01%new13F-HRTimelineGroup
J. Safra Sarasin Holding AGin group J. Safra Sarasin Holding AG3,522$522K0.01%new13F-HRTimelineGroup
BROWN WEALTH MANAGEMENT, LLC3,505$519K0.12%-1,65413F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC3,470$514K<0.01%-12513F-HRTimelineGroup
JENNISON ASSOCIATES LLC3,417$506K<0.01%-1,72713F-HRTimeline
Bosman Wealth Management, LLC3,412$506K0.31%new13F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management3,368$499K0.01%-3,02313F-HRTimelineGroup
CSS LLC/IL3,328$493K0.02%+20013F-HRTimeline
Avanda Investment Management Pte. Ltd.3,200$474K0.64%new13F-HRTimeline
GTS SECURITIES LLC3,177$471K0.01%new13F-HRTimeline
WEDBUSH SECURITIES INC3,138$465K0.01%new13F-HRTimeline
T3 Companies, LLCin group T3 Companies, LLC3,110$461K0.53%-12,44013F-HRTimelineGroup
Schonfeld Strategic Advisors LLC3,105$460K<0.01%new13F-HRTimeline
Trilogy Capital Inc.3,100$459K0.02%-3,65013F-HRTimeline
MBL Wealth, LLC3,084$457K0.03%new13F-HRTimeline
Fulcrum Asset Management LLP3,038$456K0.05%new13F-HRTimeline
CORSAIR CAPITAL MANAGEMENT, L.P.3,000$444K0.06%-5,00013F-HRTimeline
Silicon Valley Capital Partners3,000$444K0.04%new13F-HRTimeline
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC3,000$444K0.24%new13F-HRTimeline
DNB Asset Management ASin group DNB Asset Management AS2,985$442K<0.01%-33013F-HRTimelineGroup
Atria Investments, Inc2,820$418K<0.01%-56413F-HRTimeline
Graham Capital Management, L.P.2,767$410K0.01%-37,32113F-HRTimeline
Janney Montgomery Scott LLC2,723$403K<0.01%new13F-HRTimeline
Chicago Partners Investment Group LLC3,481$390K0.01%+1,75113F-HRTimeline
State of Wyoming2,627$389K0.04%-7,94413F-HRTimeline
Callan Family Office, LLCin group Callan Family Office, LLC2,626$389K0.01%new13F-HRTimelineGroup
HOLLENCREST CAPITAL MANAGEMENT2,601$385K0.03%+14113F-HRTimeline
GFG Capital, LLC2,555$379K0.1%013F-HRTimeline
Teza Capital Management LLC2,549$378K0.73%new13F-HRTimeline
MGO ONE SEVEN LLC2,508$372K0.01%new13F-HRTimeline
AlphaGrep UK Ltd2,493$369K0.11%new13F-HRTimeline
Ballentine Partners, LLC2,482$368K<0.01%-9813F-HRTimeline
Parallel Advisors, LLC2,480$367K0.01%+2,40013F-HRTimeline
KORNITZER CAPITAL MANAGEMENT INC /KS2,474$367K0.01%-4,55713F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP2,460$365K<0.01%-41713F-HR/ATimelineGroup
Nykredit A/Sin group Nykredit A/S2,441$362K<0.01%13F-HR/ATimelineGroup
TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU…2,440$362K0.1%+89013F-HRTimeline
Abundance Wealth Counselors2,434$361K0.02%new13F-HRTimeline
Blackstone Inc.in group Blackstone Inc.2,433$360K<0.01%new13F-HRTimelineGroupThe filing omitted confidential holdings, a later amendment may add them.
Vise Technologies, Inc.2,433$360K<0.01%new13F-HRTimeline
GWN SECURITIES INC.2,429$360K0.06%new13F-HRTimeline
CIBC Bancorp USA Inc.in group CIBC Bancorp USA Inc.2,440$358K<0.01%-6,78813F-HRTimelineGroup
Purpose Unlimited Inc.in group Purpose Unlimited Inc.2,400$356K0.01%-1,10013F-HRTimelineGroup
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2,362$350K<0.01%-17,92913F-HRTimeline
Yorktown Management & Research Co Inc2,350$348K0.21%new13F-HRTimeline
Venture Visionary Partners LLC2,332$346K0.01%-2,48313F-HRTimeline
CIBC Asset Management Inc2,325$344K<0.01%-92213F-HRTimeline
Ethic Inc.2,311$342K<0.01%new13F-HRTimeline
LANARK FINANCIAL, INC.2,307$342K0.02%+72813F-HRTimeline
Verdence Capital Advisors LLC2,291$339K0.02%-57913F-HRTimeline
North Dakota State Investment Board2,273$337K0.01%new13F-HRTimeline
KBC Group NVin group KBC Group NV2,238$332K<0.01%+29513F-HRTimelineGroup
Private Advisor Group, LLC2,221$329K<0.01%-87213F-HRTimeline
Belpointe Asset Management LLC2,171$322K0.01%-4,00113F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …2,165$321K<0.01%new13F-HRTimelineGroup
Arax Advisory Partners2,125$315K<0.01%+2,01413F-HRTimeline
MIRABELLA FINANCIAL SERVICES LLP2,090$310K0.03%new13F-HRTimeline
Hilltop Holdings Inc.in group Hilltop Holdings Inc.2,078$308K0.02%new13F-HRTimelineGroup
Ausdal Financial Partners, Inc.2,065$306K0.01%new13F-HRTimeline
CHOREO, LLC2,062$306K<0.01%new13F-HRTimeline
Mount Lucas Management LP2,030$301K0.11%new13F-HRTimeline
Sava Infond d.o.o.2,000$296K0.02%013F-HRTimeline
HighTower Advisors, LLC1,939$287K<0.01%new13F-HRTimeline
AssuredPartners Investment Advisors, LLC1,930$286K0.03%new13F-HRTimeline
LEGACY CAPITAL WEALTH MANAGEMENT, LLC1,900$282K0.13%new13F-HRTimeline
Baader Bank Aktiengesellschaft1,898$281K0.02%new13F-HRTimeline
GAMMA Investing LLC1,862$276K0.01%-2113F-HRTimeline
Greenland Capital Management LP1,846$274K0.05%new13F-HRTimeline
Y-Intercept (Hong Kong) Ltd1,845$273K0.01%new13F-HRTimeline
Ledyard National Bank1,821$270K0.02%new13F-HRTimeline
NISA INVESTMENT ADVISORS, LLC1,817$269K<0.01%-49913F-HRTimeline
AlphaCore Capital LLC1,807$268K<0.01%new13F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC1,797$266K<0.01%-8,17613F-HRTimeline
PCM Encore, LLC1,795$266K0.05%new13F-HRTimeline
Kohmann Bosshard Financial Services, LLC1,789$265K0.02%new13F-HRTimeline
Shay Capital LLC1,750$259K0.03%-95013F-HRTimeline
B. Riley Wealth Advisors, Inc.1,711$257K0.01%new13F-HRTimeline
Snowden Capital Advisors LLC1,725$256K0.01%new13F-HRTimeline
Pinpoint Asset Management (Singapore) P…1,705$253K0.05%+14813F-HRTimeline
CENTAURUS FINANCIAL, INC.1,689$250K0.01%new13F-HRTimeline
Cresset Asset Management, LLC1,687$250K<0.01%new13F-HRTimeline
Krilogy Financial LLC1,653$245K0.01%-13213F-HRTimeline
111 Capital1,642$243K0.04%new13F-HRTimeline
STRS OHIO1,627$241K<0.01%-3,97313F-HRTimeline
&PARTNERS1,592$240K<0.01%new13F-HRTimeline
J. Team Financial, Inc.1,580$234K0.23%new13F-HRTimeline
Twin Tree Management, LP1,551$230K0.04%new13F-HRTimeline
Simplicity Wealth,LLC1,534$227K0.01%new13F-HRTimeline
F/m Investments LLC1,504$223K0.01%new13F-HRTimeline
Sovereign Financial Group, Inc.1,503$223K0.03%new13F-HRTimeline
Bramshill Investments, LLC1,500$222K0.02%new13F-HRTimeline
CIBC WORLD MARKET INC.1,496$222K<0.01%new13F-HRTimeline
Tradewinds, LLC.3,396$222K0.05%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,478$219K<0.01%+1,23613F-HRTimelineGroup
Essex LLC1,468$217K0.03%new13F-HRTimeline
Interchange Capital Partners, LLC1,421$211K0.04%new13F-HRTimeline
Optiver Holding B.V.in group Optiver Holding B.V.1,416$210K<0.01%new13F-HRTimelineGroup
DSM CAPITAL PARTNERS LLC1,415$210K<0.01%new13F-HRTimeline
Perigon Wealth Management, LLC1,404$208K<0.01%new13F-HRTimeline
VIRTUS ADVISERS, LLCin group Virtus Investment Advisers, L…1,403$208K0.08%new13F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…1,400$207K<0.01%-1,13513F-HRTimelineGroup
MAI Capital Management1,368$203K<0.01%+1,06313F-HRTimeline
IFP Advisors, Inc1,302$193K<0.01%-82113F-HRTimeline
ALBION FINANCIAL GROUP /UT1,000$148K0.01%013F-HRTimeline
SILVER OAK SECURITIES, INCORPORATED992$147K0.01%new13F-HRTimeline
Pinnacle Wealth Planning Services, Inc.893$132K0.01%+19113F-HRTimeline
Institute for Wealth Management, LLC.831$123K0.01%new13F-HRTimeline
VESTOR CAPITAL, LLC850$112K0.01%new13F-HRTimeline
Farther Finance Advisors, LLC717$106K<0.01%+6113F-HRTimeline
Global Retirement Partners, LLC668$99K<0.01%13F-HRTimeline
SIGNATUREFD, LLC666$98.7K<0.01%+15113F-HRTimeline
RiverPark Advisors, LLCin group RiverPark Advisors, LLC640$94.8K0.04%-53213F-HRTimelineGroup
Allworth Financial LP596$88.3K<0.01%+24313F-HRTimeline
Larson Financial Group LLC569$84.3K<0.01%-29113F-HRTimeline
Compagnie Lombard Odier SCmA550$81.5K<0.01%+2013F-HRTimeline
OP Asset Management Ltd549$81.3K<0.01%new13F-HRTimeline
Sterling Capital Management LLC509$75.4K<0.01%-28413F-HRTimeline
Tema ETFs LLC421$62.4K<0.01%new13F-HRTimeline
SIMPLEX TRADING, LLC419$62.1K<0.01%-39,48413F-HRTimeline
Strive Financial Group ,LLC406$60.2K0.03%+3613F-HR/ATimeline
NFSG Corp400$59.3K0.01%-60013F-HRTimeline
AlphaCentric Advisors LLC337$49.9K0.04%new13F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…333$49.3K<0.01%+25813F-HRTimelineGroup

Events

  • Yeh Shu-Hua (Joshua) sold 6,000 AAOI shares on 2026-10-05, Form 4 filed 2026-10-07. 0001683168-26-007698

    Accepted , ingested