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Disclosery

AAOI APPLIED OPTOELECTRONICS INC

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COM (common), issuer CIK 1158114

154 managers (159 13F filers) reported a position in AAOI shares at 2024-12-31, 30,700,610 shares in all. 44 filers opened a position and 32 filers sold out during the quarter.

Managers
154
13F filers
159
New
44
Added
56
Reduced
37
Sold out
32
Shares held by filers
30,700,610

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Yeh Shu-Hua (Joshua)officer (*** See Remarks)2026-10-05-6,000 S$120.03Form 4

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BlackRock, Inc.in group BlackRock, Inc.3,393,252$125M<0.01%+355,86013F-HRTimelineGroup
VANGUARD GROUP INCin group VANGUARD GROUP INC2,429,418$89.5M<0.01%+241,59413F-HRTimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.2,178,198$80.3M0.09%+2,035,27713F-HRTimelineGroup
JAT Capital Mgmt LP1,851,730$68.3M11.94%+1,399,57513F-HRTimeline
CITIGROUP INCin group CITIGROUP INC1,370,626$50.5M0.05%+1,025,01413F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,160,100$42.8M<0.01%+915,05413F-HR/ATimelineGroup
STATE STREET CORPin group STATE STREET CORP1,088,735$40.1M<0.01%+201,47613F-HRTimelineGroup
EMERALD ADVISERS, LLCgroup of 2 filers holding1,006,457$37.1M+69,845Timeline
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC979,769$36.1M<0.01%+70,21013F-HRTimelineGroup
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD849,993$31.3M0.17%new13F-HRTimelineGroup
ROYCE & ASSOCIATES LP760,690$28M0.26%-835,85513F-HRTimeline
Yong Rong (HK) Asset Management Ltd750,000$27.6M12.09%new13F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC663,853$24.2M0.02%new13F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding646,269$23.8M+97,863Timeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.633,600$23.4M0.26%new13F-HR/ATimelineGroup
Driehaus Capital Management LLC510,594$18.8M0.16%-1,011,45413F-HRTimeline
OBERWEIS ASSET MANAGEMENT INC/495,815$18.3M0.86%-370,10013F-HRTimeline
UBS Group AGgroup of 2 filers holding485,868$17.9M+330,881Timeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC476,127$17.6M<0.01%+191,30013F-HRTimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC432,198$15.9M0.03%+299,73813F-HRTimelineGroup
DIMENSIONAL FUND ADVISORS LPin group DIMENSIONAL FUND ADVISORS LP403,691$14.9M<0.01%-103,94113F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP400,195$14.8M<0.01%+73,11213F-HRTimelineGroup
GROUP ONE TRADING LLC399,620$14.7M0.5%+54,58413F-HR/ATimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC379,331$14M<0.01%-652,94513F-HRTimelineGroup
CloudAlpha Capital Management Limited/H…362,964$13.4M2.78%new13F-HRTimeline
VOLORIDGE INVESTMENT MANAGEMENT, LLC353,622$13M0.05%new13F-HRTimeline
Assenagon Asset Management S.A.345,392$12.7M0.02%new13F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/339,550$12.5M<0.01%+310,24313F-HRTimelineGroup
Portolan Capital Management, LLCin group Portolan Capital Management, …336,907$12.4M0.84%-321,68513F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO293,906$10.8M<0.01%+272,74113F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC278,021$10.2M0.01%-69,27313F-HRTimelineGroup
PRICE T ROWE ASSOCIATES INC /MD/266,606$9.83M<0.01%+150,77013F-HRTimeline
SILVERCREST ASSET MANAGEMENT GROUP LLC235,049$8.66M0.06%+6,73013F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC217,800$8.03M<0.01%+160,88013F-HR/ATimelineGroup
AFFINITY WEALTH MANAGEMENT LLC216,091$7.97M1.41%new13F-HRTimeline
PRELUDE CAPITAL MANAGEMENT, LLC189,348$6.98M0.59%+174,31313F-HRTimeline
RICE HALL JAMES & ASSOCIATES, LLC184,691$6.81M0.37%-51,07213F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC177,859$6.56M<0.01%13F-HR/ATimelineGroup
CenterBook Partners LP165,509$6.1M0.36%-476,70713F-HRTimeline
Trexquant Investment LP158,747$5.85M0.07%new13F-HRTimeline
Global IMC LLC144,340$5.32M0.95%new13F-HRTimeline
GF FUND MANAGEMENT CO. LTD.137,500$5.07M0.11%13F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp125,131$4.61M<0.01%+25,48213F-HRTimelineGroup
CHARLES SCHWAB INVESTMENT MANAGEMENT INCin group Charles Schwab Trust Co118,249$4.36M<0.01%+9,43513F-HRTimelineGroup
WOLVERINE TRADING, LLC119,818$4.34M0.1%+43,94413F-HRTimeline
TUDOR INVESTMENT CORP ET AL112,504$4.15M0.04%new13F-HRTimeline
Nuveen Asset Management, LLCin group TIAA107,022$3.94M<0.01%+3,57813F-HRTimelineGroup
AMERICAN CENTURY COMPANIES INCin group AMERICAN CENTURY COMPANIES INC100,852$3.72M<0.01%+10,88413F-HRTimelineGroup
Walleye Capital LLCgroup of 2 filers holding96,426$3.55M+54,500Timeline
Informed Momentum Co LLC96,135$3.54M0.5%new13F-HRTimeline
HRT FINANCIAL LP87,600$3.23M0.02%new13F-HRTimeline
GAMCO Investors (Gabelli)group of 3 filers holding78,200$2.88M-24,700Timeline
Swiss National Bank76,400$2.82M<0.01%+4,60013F-HRTimeline
Acuitas Investments, LLC75,666$2.79M2.29%-288,62413F-HRTimeline
BOOTHBAY FUND MANAGEMENT, LLC75,145$2.77M0.08%new13F-HRTimeline
CSS LLC/IL73,590$2.71M0.16%new13F-HRTimeline
Headlands Technologies LLC70,949$2.62M0.26%+51,64713F-HRTimeline
RHUMBLINE ADVISERS60,348$2.22M<0.01%+5,03513F-HR/ATimeline
Centiva Capital, LP56,468$2.08M0.08%new13F-HRTimeline
Skaana Management L.P.44,368$1.64M0.52%new13F-HRTimeline
ALLIANCEBERNSTEIN L.P.41,089$1.51M<0.01%+26,57913F-HRTimeline
SIMPLEX TRADING, LLC38,084$1.4M0.04%-18,04213F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc37,814$1.39M<0.01%-2,25513F-HRTimelineGroup
CALIFORNIA STATE TEACHERS RETIREMENT SY…36,471$1.34M<0.01%+1,52413F-HR/ATimeline
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\35,622$1.31M<0.01%-93,02313F-HR/ATimelineGroup
Invesco Ltd.in group Invesco Ltd.34,585$1.27M<0.01%-520,81013F-HRTimelineGroup
IMC-Chicago, LLC32,420$1.2M0.03%-19,70613F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management30,977$1.14M<0.01%new13F-HRTimelineGroup
China Universal Asset Management Co., L…30,500$1.12M0.11%new13F-HRTimeline
Polymer Capital Management (HK) LTD29,900$1.1M0.19%new13F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN28,570$1.05M<0.01%-27813F-HRTimelineGroup
Gerber Kawasaki Wealth & Investment Man…27,950$1.03M0.04%+7,25013F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC25,529$941K0.05%+89513F-HRTimelineGroup
WHITE PINE CAPITAL LLC24,981$921K0.31%-50,35713F-HRTimeline
MetLife Investment Management, LLCin group MetLife Investment Management…24,528$904K<0.01%+2,96313F-HRTimelineGroup
Parallax Volatility Advisers, L.P.23,931$882K0.02%new13F-HRTimeline
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.in group Mirae Asset Global Investment…23,164$854K<0.01%+2,74213F-HRTimelineGroup
GSA CAPITAL PARTNERS LLP22,890$844K0.06%-4,02513F-HRTimeline
Jain Global LLC22,421$826K0.02%13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…21,623$797K<0.01%-324,18213F-HRTimelineGroup
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…20,964$773K<0.01%+20,41513F-HRTimelineGroup
Concentric Capital Strategies, LP20,926$771K0.05%new13F-HRTimeline
Corebridge Financial, Inc.in group Corebridge Financial, Inc.20,253$747K<0.01%+47113F-HRTimelineGroup
JANUS HENDERSON GROUP PLCin group Janus Henderson18,800$692K<0.01%013F-HRTimelineGroup
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC17,657$651K<0.01%-3,15013F-HRTimelineGroup
Truvestments Capital LLC16,995$626K0.16%+1,13313F-HRTimeline
MANUFACTURERS LIFE INSURANCE COMPANY, T…in group MANUFACTURERS LIFE INSURANCE …16,333$602K<0.01%+1,66613F-HRTimelineGroup
Scientech Research LLC16,000$590K0.17%-6,13213F-HRTimeline
Caption Management, LLC14,800$546K0.02%new13F-HRTimeline
SEI INVESTMENTS COin group SEI INVESTMENTS CO14,707$542K<0.01%new13F-HRTimelineGroup
INTECH INVESTMENT MANAGEMENT LLC13,854$511K<0.01%new13F-HRTimeline
NEW YORK STATE COMMON RETIREMENT FUND12,500$461K<0.01%+7,10013F-HR/ATimeline
VOYA INVESTMENT MANAGEMENT LLCin group VOYA INVESTMENT MANAGEMENT LLC11,957$441K<0.01%-11513F-HR/ATimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA11,682$431K<0.01%+7,38613F-HRTimelineGroup
ProShare Advisors LLC11,472$423K<0.01%new13F-HRTimeline
LPL Financial LLC11,356$419K<0.01%-5,98713F-HRTimeline
ARIZONA STATE RETIREMENT SYSTEM11,246$415K<0.01%+60313F-HRTimeline
Cambridge Investment Research Advisors,…10,200$376K<0.01%-3,76513F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC9,677$357K<0.01%new13F-HRTimelineGroup
Police & Firemen's Retirement System of…8,853$326K<0.01%13F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC7,875$290K<0.01%-600,27613F-HRTimelineGroup
Creative Planningin group Creative Planning7,104$262K<0.01%new13F-HRTimelineGroup
KLP KAPITALFORVALTNING AS7,100$262K<0.01%13F-HRTimeline
Chung Wu Investment Group, LLC7,100$262K0.26%13F-HRTimeline
Pictet Asset Management Holding SAin group Pictet Asset Management Holdi…6,638$245K<0.01%new13F-HRTimelineGroup
FMR LLCin group FMR LLC6,502$240K<0.01%+36513F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS6,458$238K<0.01%-1,36413F-HRTimelineGroup
Zurcher Kantonalbank (Zurich Cantonalba…6,366$235K<0.01%-2,91513F-HRTimeline
Catalyst Funds Management Pty Ltd6,200$229K0.06%new13F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…5,388$199K<0.01%-16,87813F-HRTimelineGroup
Pingora Partners LLC4,500$166K0.11%-1,20013F-HRTimeline
Ameritas Investment Partners, Inc.in group Ameritas Investment Partners,…4,262$157K0.01%+63713F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co3,293$121K<0.01%013F-HRTimelineGroup
CANADA PENSION PLAN INVESTMENT BOARD1,700$62.7K<0.01%new13F-HRTimeline
Pinpoint Asset Management Ltd1,562$57.6K0.01%-32,00913F-HRTimeline
Sterling Capital Management LLC1,284$47.3K<0.01%+1,15013F-HRTimeline
AMALGAMATED BANK1,280$47K<0.01%013F-HRTimeline
MEEDER ASSET MANAGEMENT INCin group Meeder Advisory Services, Inc.1,040$38.3K<0.01%new13F-HRTimelineGroup
QUADRANT CAPITAL GROUP LLC970$35.8K<0.01%013F-HRTimeline
AlphaQuest LLC668$24.6K<0.01%-69713F-HRTimeline
CWM, LLCin group CWM, LLC598$22K<0.01%+213F-HRTimelineGroup
Arax Advisory Partners533$19.6K<0.01%+27113F-HRTimeline
Aster Capital Management (DIFC) Ltd381$14K0.01%new13F-HRTimeline
SBI Securities Co., Ltd.364$13.4K<0.01%13F-HRTimeline
CREDIT AGRICOLE S Ain group CREDIT AGRICOLE S A300$11.1K<0.01%new13F-HRTimelineGroup
NewEdge Advisors, LLC300$11.1K<0.01%013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.297$10.9K<0.01%+9713F-HR/ATimelineGroup
Modus Advisors, LLC290$10.7K<0.01%new13F-HRTimeline
SUMMIT SECURITIES GROUP LLC278$10.2K<0.01%new13F-HRTimeline
Archer Investment Corp275$10.1K<0.01%013F-HRTimeline
SIGNATUREFD, LLC210$7.74K<0.01%+14913F-HRTimeline
NISA INVESTMENT ADVISORS, LLC150$5.53K<0.01%+1813F-HRTimeline
GAMMA Investing LLC149$5.49K<0.01%+4213F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\119$4.39K<0.01%+713F-HRTimelineGroup
BESSEMER GROUP INCin group BESSEMER GROUP INC95$4K<0.01%013F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…105$3.87K<0.01%-9,44213F-HRTimelineGroup
ROTHSCHILD INVESTMENT LLC100$3.69K<0.01%+3513F-HRTimeline
Sunbelt Securities, Inc.100$3.62K<0.01%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.87$2.82K<0.01%013F-HRTimelineGroup
Innovative Advisory Group, LLC74$2.73K<0.01%13F-HRTimeline
Twin Tree Management, LP64$2.36K<0.01%new13F-HRTimeline
Cypress Capital Management LLC (WY)50$1.84K<0.01%013F-HRTimeline
Lindbrook Capital, LLC45$1.66K<0.01%+2413F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP40$1.47K<0.01%-213F-HRTimelineGroup
Smartleaf Asset Management LLC35$1.27K<0.01%new13F-HRTimeline
HOEY INVESTMENTS, INC27$996<0.01%new13F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…25$922<0.01%013F-HRTimelineGroup
Princeton Global Asset Management LLC25$922<0.01%013F-HRTimeline
CoreCap Advisors, LLC10$369<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…6$221<0.01%new13F-HRTimelineGroup
Parallel Advisors, LLC5$184<0.01%new13F-HRTimeline
IFP Advisors, Inc0$147<0.01%new13F-HRTimelineAmount filed as zero, left out of ratios.
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.
Global Wealth Strategies & Associates0$00%new13F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.

Events

  • Yeh Shu-Hua (Joshua) sold 6,000 AAOI shares on 2026-10-05, Form 4 filed 2026-10-07. 0001683168-26-007698

    Accepted , ingested