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Disclosery

AAOI APPLIED OPTOELECTRONICS INC

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COM (common), issuer CIK 1158114

145 managers (148 13F filers) reported a position in AAOI shares at 2025-06-30, 33,000,237 shares in all. 41 filers opened a position and 39 filers sold out during the quarter.

Managers
145
13F filers
148
New
41
Added
63
Reduced
26
Sold out
39
Shares held by filers
33,000,237

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Yeh Shu-Hua (Joshua)officer (*** See Remarks)2026-10-05-6,000 S$120.03Form 4

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BlackRock, Inc.in group BlackRock, Inc.4,248,111$109M<0.01%+765,80913F-HRTimelineGroup
VANGUARD GROUP INCin group VANGUARD GROUP INC4,072,660$105M<0.01%+1,293,09713F-HRTimelineGroup
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC2,684,732$69.8M0.05%+1,812,31513F-HR/ATimelineGroup
OBERWEIS ASSET MANAGEMENT INC/1,888,041$48.5M2.11%+503,20013F-HRTimeline
CloudAlpha Capital Management Limited/H…1,408,983$36.2M4.46%+1,133,11513F-HRTimeline
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC1,285,693$33M<0.01%+203,83013F-HRTimelineGroup
STATE STREET CORPin group STATE STREET CORP1,222,887$31.4M<0.01%+110,09113F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding1,162,179$29.9M+235,992Timeline
UBS Group AGgroup of 2 filers holding1,126,487$28.9M+136,898Timeline
EMERALD ADVISERS, LLCgroup of 2 filers holding991,277$25.5M+23,905Timeline
Driehaus Capital Management LLC940,913$24.2M0.19%new13F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY926,745$23.8M<0.01%-491,04413F-HRTimelineGroup
ROYCE & ASSOCIATES LP906,653$23.3M0.24%+30,11013F-HRTimeline
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.769,229$19.8M0.02%-1,468,74013F-HRTimelineGroup
CITIGROUP INCin group CITIGROUP INC725,107$18.6M0.01%-339,26313F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…541,103$13.9M0.02%+474,70913F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/491,640$12.6M<0.01%-318,34113F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP483,600$12.4M<0.01%+73,53213F-HRTimelineGroup
TUDOR INVESTMENT CORP ET AL476,742$12.2M0.09%+17,88613F-HRTimeline
Portolan Capital Management, LLCin group Portolan Capital Management, …455,322$11.7M0.73%new13F-HRTimelineGroup
DIMENSIONAL FUND ADVISORS LPin group DIMENSIONAL FUND ADVISORS LP426,709$11M<0.01%+27,85713F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC414,909$10.7M<0.01%-148,07613F-HRTimelineGroup
CAPITAL FUND MANAGEMENT S.A.413,572$10.6M0.12%+369,61013F-HRTimeline
SILVERCREST ASSET MANAGEMENT GROUP LLC341,204$8.77M0.06%+62,44713F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC337,327$8.67M<0.01%+153,87813F-HRTimelineGroup
Allspring Global Investments Holdings, …in group Allspring Global Investments …284,069$7.2M0.01%new13F-HRTimelineGroup
BARCLAYS PLCin group BARCLAYS PLC243,994$6.27M<0.01%+114,87013F-HR/ATimelineGroup
RICE HALL JAMES & ASSOCIATES, LLC238,934$6.14M0.33%+54,54813F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA218,232$5.61M<0.01%+214,72213F-HR/ATimelineGroup
Jump Financial, LLCin group Jump Financial, LLC173,313$4.45M0.05%+124,68313F-HR/ATimelineGroup
Squarepoint Ops LLCin group Squarepoint Ops LLC166,738$4.28M0.01%new13F-HR/ATimelineGroup
CHARLES SCHWAB INVESTMENT MANAGEMENT INCin group Charles Schwab Trust Co163,836$4.21M<0.01%+39,40413F-HRTimelineGroup
Y-Intercept (Hong Kong) Ltd153,101$3.93M0.1%new13F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp149,483$3.84M<0.01%+19,99313F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC135,291$3.48M<0.01%+43,23813F-HRTimelineGroup
Zweig-DiMenna Associates LLC135,000$3.47M0.36%new13F-HRTimeline
Nuveen, LLCin group TIAA120,673$3.1M<0.01%+13,65113F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO114,650$2.95M<0.01%-46,51313F-HRTimelineGroup
E Fund Management Co., Ltd.114,400$2.94M0.14%new13F-HRTimeline
GF FUND MANAGEMENT CO. LTD.110,000$2.83M0.06%new13F-HRTimeline
Swiss National Bank91,200$2.34M<0.01%+3,00013F-HRTimeline
GROUP ONE TRADING LLC82,013$2.11M0.07%-32,24113F-HRTimeline
RHUMBLINE ADVISERS78,475$2.02M<0.01%+17,45813F-HRTimeline
GILDER GAGNON HOWE & CO LLC70,707$1.82M0.02%new13F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc64,744$1.66M<0.01%+20,56313F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.60,817$1.56M<0.01%+20,26113F-HRTimelineGroup
KORNITZER CAPITAL MANAGEMENT INC /KS60,295$1.55M0.03%new13F-HRTimeline
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD59,555$1.53M0.01%-543,93113F-HR/ATimelineGroup
ALLIANCEBERNSTEIN L.P.56,228$1.44M<0.01%+15,09113F-HRTimeline
CALIFORNIA STATE TEACHERS RETIREMENT SY…55,385$1.42M<0.01%+18,91413F-HRTimeline
Marex Group Ltdin group Marex Group Ltd55,255$1.42M0.03%new13F-HRTimelineGroup
FMR LLCin group FMR LLC46,925$1.21M<0.01%+40,43313F-HRTimelineGroup
Walleye Capital LLCin group Walleye Capital LLC44,927$1.15M0.01%+15,34513F-HRTimelineGroup
GAMCO INVESTORS, INC. ET ALin group GAMCO Investors (Gabelli)41,500$1.07M0.01%-6,00013F-HRTimelineGroup
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP37,076$952K<0.01%new13F-HRTimelineGroup
PRICE T ROWE ASSOCIATES INC /MD/36,513$939K<0.01%+7,99813F-HRTimeline
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\36,292$932K<0.01%+3,91113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN35,793$920K<0.01%+5,27613F-HRTimelineGroup
Eschler Asset Management LLPin group Eschler Asset Management LLP33,331$856K0.65%new13F-HRTimelineGroup
LOS ANGELES CAPITAL MANAGEMENT LLC33,135$851K<0.01%new13F-HRTimeline
MetLife Investment Management, LLCin group MetLife Investment Management…32,146$826K<0.01%+7,89813F-HRTimelineGroup
GSA CAPITAL PARTNERS LLP30,988$796K0.06%new13F-HRTimeline
INTECH INVESTMENT MANAGEMENT LLC30,788$791K0.01%-9,31313F-HRTimeline
China Universal Asset Management Co., L…30,000$771K0.07%-10,00013F-HRTimeline
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.in group Mirae Asset Global Investment…29,458$757K<0.01%+3,87913F-HRTimelineGroup
Gerber Kawasaki Wealth & Investment Man…27,950$718K0.03%013F-HRTimeline
MANUFACTURERS LIFE INSURANCE COMPANY, T…in group MANUFACTURERS LIFE INSURANCE …27,511$707K<0.01%+5,62713F-HRTimelineGroup
DARK FOREST CAPITAL MANAGEMENT LP24,519$630K0.03%new13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC22,697$583K<0.01%-459,44313F-HRTimelineGroup
Truvestments Capital LLC22,281$572K0.11%+2,67213F-HRTimeline
Ensign Peak Advisors, Inc20,900$537K<0.01%new13F-HRTimeline
JANUS HENDERSON GROUP PLCin group Janus Henderson18,800$483K<0.01%013F-HRTimelineGroup
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC18,769$482K<0.01%+4,07713F-HRTimelineGroup
NEW YORK STATE COMMON RETIREMENT FUND17,000$437K<0.01%+4,50013F-HR/ATimeline
VOYA INVESTMENT MANAGEMENT LLCin group VOYA INVESTMENT MANAGEMENT LLC14,689$377K<0.01%+3,23913F-HRTimelineGroup
Cetera Investment Advisers14,662$377K<0.01%new13F-HRTimeline
ARIZONA STATE RETIREMENT SYSTEM13,922$358K<0.01%+88613F-HRTimeline
Chung Wu Investment Group, LLC13,400$344K0.36%new13F-HRTimeline
Southland Equity Partners LLC12,507$321K0.07%new13F-HRTimeline
Police & Firemen's Retirement System of…12,225$314K<0.01%+3,37213F-HRTimeline
WHITE PINE CAPITAL LLC12,209$314K0.1%+19113F-HRTimeline
Scientech Research LLC11,775$302K0.07%new13F-HRTimeline
Kovack Advisors, Inc.11,655$299K0.03%new13F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC11,575$297K<0.01%-51,58313F-HRTimelineGroup
LPL Financial LLC11,527$296K<0.01%+59713F-HRTimeline
Sovereign Financial Group, Inc.11,163$287K0.06%new13F-HRTimeline
ProShare Advisors LLC11,022$283K<0.01%new13F-HRTimeline
Quadrature Capital Ltdin group Quadrature Capital Ltd10,642$273K<0.01%new13F-HRTimelineGroup
KLP KAPITALFORVALTNING AS10,500$270K<0.01%+3,40013F-HRTimeline
WOLVERINE TRADING, LLC9,034$237K0.01%-37,50613F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…8,838$227K<0.01%+8,61313F-HRTimelineGroup
SHERBROOKE PARK ADVISERS LLC8,720$224K0.1%new13F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC8,186$210K<0.01%-6,32113F-HRTimelineGroup
Blueshift Asset Management, LLC8,122$209K0.06%-10,83113F-HRTimeline
Cambridge Investment Research Advisors,…8,086$208K<0.01%new13F-HRTimeline
AXQ CAPITAL, LP7,901$203K0.07%new13F-HRTimeline
Caption Management, LLC7,600$195K0.02%-2,40013F-HRTimeline
AlphaQuest LLC6,952$179K0.02%+4,65513F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…6,832$176K<0.01%+4,84613F-HRTimelineGroup
Zurcher Kantonalbank (Zurich Cantonalba…6,366$164K<0.01%013F-HRTimeline
Ameritas Investment Partners, Inc.in group Ameritas Investment Partners,…5,488$141K<0.01%+1,22613F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS5,058$130K<0.01%-138,99913F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co3,293$85K<0.01%013F-HRTimelineGroup
Headlands Technologies LLC2,235$57.4K0.01%new13F-HRTimeline
CWM, LLCin group CWM, LLC2,218$57K<0.01%+1,41313F-HRTimelineGroup
Caitong International Asset Management …1,977$50.8K0.04%-21,25113F-HRTimeline
Pinpoint Asset Management (Singapore) P…1,920$49.3K0.01%13F-HRTimeline
GAMMA Investing LLC1,785$45.9K<0.01%+82513F-HRTimeline
AMALGAMATED BANK1,484$38K<0.01%013F-HRTimeline
NISA INVESTMENT ADVISORS, LLC962$24.7K<0.01%+80113F-HRTimeline
CoreCap Advisors, LLC704$18.1K<0.01%+67813F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC695$17.9K<0.01%+8013F-HRTimeline
IFP Advisors, Inc0$14.9K<0.01%new13F-HRTimelineAmount filed as zero, left out of ratios.
Quantbot Technologies LP566$14.5K<0.01%-3,70713F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…475$12.2K<0.01%013F-HRTimelineGroup
Sterling Capital Management LLC401$10.3K<0.01%-34213F-HR/ATimeline
BNP PARIBAS ASSET MANAGEMENT Holding S.…in group BNP PARIBAS ASSET MANAGEMENT …387$10K<0.01%new13F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.362$9.3K<0.01%+33713F-HR/ATimelineGroup
SBI Securities Co., Ltd.327$8.4K<0.01%-9413F-HRTimeline
NewEdge Advisors, LLC300$7.71K<0.01%013F-HRTimeline
Archer Investment Corp275$7.07K<0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…264$6.78K<0.01%-28513F-HRTimelineGroup
Versant Capital Management, Inc177$4.55K<0.01%new13F-HRTimeline
Sunbelt Securities, Inc.100$3.69K<0.01%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC130$3.34K<0.01%+1513F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\126$3.24K<0.01%-6013F-HRTimelineGroup
SIGNATUREFD, LLC121$3.11K<0.01%-27713F-HRTimeline
FNY Investment Advisers, LLC134$3K<0.01%new13F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.87$2.23K<0.01%013F-HRTimelineGroup
Innovative Advisory Group, LLC74$1.9K<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…62$1.59K<0.01%+4813F-HRTimelineGroup
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP53$1.39K<0.01%-213F-HRTimelineGroup
Cypress Capital Management LLC (WY)50$1.28K<0.01%013F-HRTimeline
Larson Financial Group LLC50$1.28K<0.01%new13F-HRTimeline
Fortitude Family Office, LLC48$1.23K<0.01%new13F-HRTimeline
Rialto Wealth Management, LLC40$1.03K<0.01%new13F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC26$1K<0.01%013F-HRTimelineGroup
Allworth Financial LP35$900<0.01%new13F-HRTimeline
Parkside Financial Bank & Trust35$899<0.01%new13F-HRTimeline
Quarry LP31$796<0.01%new13F-HRTimeline
Princeton Global Asset Management LLC25$642<0.01%013F-HRTimeline
True Wealth Design, LLC18$463<0.01%new13F-HRTimeline
WealthCollab, LLC13$334<0.01%new13F-HRTimeline
Covestor Ltd4$00%013F-HRTimelineValue filed as zero, left out of ratios.
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.

Events

  • Yeh Shu-Hua (Joshua) sold 6,000 AAOI shares on 2026-10-05, Form 4 filed 2026-10-07. 0001683168-26-007698

    Accepted , ingested