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Disclosery

AAOI APPLIED OPTOELECTRONICS INC

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COM (common), issuer CIK 1158114

145 managers (148 13F filers) reported a position in AAOI shares at 2025-03-31, 31,103,088 shares in all. 30 filers opened a position and 41 filers sold out during the quarter.

Managers
145
13F filers
148
New
30
Added
60
Reduced
38
Sold out
41
Shares held by filers
31,103,088

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Yeh Shu-Hua (Joshua)officer (*** See Remarks)2026-10-05-6,000 S$120.03Form 4

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BlackRock, Inc.in group BlackRock, Inc.3,482,302$53.5M<0.01%+89,05013F-HRTimelineGroup
VANGUARD GROUP INCin group VANGUARD GROUP INC2,779,563$42.7M<0.01%+350,14513F-HRTimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.2,237,969$34.4M0.04%+59,77113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,417,789$21.8M<0.01%+257,68913F-HRTimelineGroup
OBERWEIS ASSET MANAGEMENT INC/1,384,841$21.3M1.06%+889,02613F-HRTimeline
STATE STREET CORPin group STATE STREET CORP1,112,796$17.1M<0.01%+24,06113F-HRTimelineGroup
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC1,081,863$16.6M<0.01%+102,09413F-HRTimelineGroup
CITIGROUP INCin group CITIGROUP INC1,064,370$16.3M0.01%-306,25613F-HRTimelineGroup
UBS Group AGgroup of 2 filers holding989,589$15.2M+503,721Timeline
Assenagon Asset Management S.A.976,520$15M0.03%+631,12813F-HRTimeline
EMERALD ADVISERS, LLCgroup of 2 filers holding967,372$14.8M-39,085Timeline
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding926,187$14.2M+279,918Timeline
ROYCE & ASSOCIATES LP876,543$13.5M0.15%+115,85313F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC872,417$13.4M0.01%+208,56413F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/809,981$12.4M<0.01%+470,43113F-HRTimelineGroup
VOLORIDGE INVESTMENT MANAGEMENT, LLC753,750$11.6M0.04%+400,12813F-HRTimeline
Point72 Hong Kong Ltd742,734$11.4M0.81%new13F-HRTimeline
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD603,486$9.26M0.05%-246,50713F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC562,985$8.64M<0.01%+183,65413F-HRTimelineGroup
Alyeska Investment Group, L.P.in group Alyeska Investment Group, L.P.485,659$7.45M0.03%new13F-HRTimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC482,140$7.4M0.01%+49,94213F-HR/ATimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC480,017$7.37M0.01%+201,99613F-HRTimelineGroup
TUDOR INVESTMENT CORP ET AL458,856$7.04M0.06%+346,35213F-HRTimeline
NORTHERN TRUST CORPin group NORTHERN TRUST CORP410,068$6.29M<0.01%+9,87313F-HRTimelineGroup
DIMENSIONAL FUND ADVISORS LPin group DIMENSIONAL FUND ADVISORS LP398,852$6.13M<0.01%-4,83913F-HRTimelineGroup
RENAISSANCE TECHNOLOGIES LLC359,879$5.52M0.01%new13F-HRTimeline
Cubist Systematic Strategies, LLC284,688$4.37M0.06%new13F-HRTimeline
SILVERCREST ASSET MANAGEMENT GROUP LLC278,757$4.28M0.03%+43,70813F-HRTimeline
CloudAlpha Capital Management Limited/H…275,868$4.23M0.65%-87,09613F-HRTimeline
RICE HALL JAMES & ASSOCIATES, LLC184,386$2.83M0.17%-30513F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC183,449$2.82M<0.01%-292,67813F-HR/ATimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO161,163$2.47M<0.01%-132,74313F-HRTimelineGroup
TWINBEECH CAPITAL LP151,380$2.32M0.04%new13F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS144,057$2.21M<0.01%+137,59913F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC143,624$2.2M<0.01%+135,74913F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp129,490$1.99M<0.01%+4,35913F-HRTimelineGroup
BARCLAYS PLCin group BARCLAYS PLC129,124$1.98M<0.01%-88,67613F-HR/ATimelineGroup
CHARLES SCHWAB INVESTMENT MANAGEMENT INCin group Charles Schwab Trust Co124,432$1.91M<0.01%+6,18313F-HR/ATimelineGroup
GROUP ONE TRADING LLC114,254$1.75M0.07%-285,36613F-HRTimeline
Nuveen, LLCin group TIAA107,022$1.64M<0.01%13F-HRTimelineGroup
Qube Research & Technologies Ltd99,842$1.53M<0.01%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC92,053$1.41M<0.01%-85,80613F-HRTimelineGroup
Swiss National Bank88,200$1.35M<0.01%+11,80013F-HRTimeline
BOOTHBAY FUND MANAGEMENT, LLC74,071$1.14M0.04%-1,07413F-HRTimeline
IMC-Chicago, LLC68,604$1.05M0.04%+36,18413F-HRTimeline
Quantitative Investment Management, LLC68,357$1.05M0.1%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…66,394$1.02M<0.01%+44,77113F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC63,158$969K0.02%new13F-HRTimelineGroup
RHUMBLINE ADVISERS61,017$937K<0.01%+66913F-HR/ATimeline
FORMULA GROWTH LTD50,000$768K0.31%new13F-HRTimeline
WOLVERINE TRADING, LLC46,540$762K0.02%-73,27813F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management48,963$752K<0.01%+17,98613F-HRTimelineGroup
Jump Financial, LLCin group Jump Financial, LLC48,630$746K0.01%new13F-HR/ATimelineGroup
GAMCO Investors (Gabelli)group of 2 filers holding47,500$729K-30,700Timeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/46,900$720K<0.01%new13F-HRTimelineGroup
HRT FINANCIAL LP46,598$715K<0.01%-41,00213F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc44,181$678K<0.01%+6,36713F-HRTimelineGroup
CAPITAL FUND MANAGEMENT S.A.43,962$675K0.01%new13F-HRTimeline
ALLIANCEBERNSTEIN L.P.41,137$631K<0.01%+4813F-HRTimeline
Invesco Ltd.in group Invesco Ltd.40,556$623K<0.01%+5,97113F-HRTimelineGroup
INTECH INVESTMENT MANAGEMENT LLC40,101$616K0.01%+26,24713F-HRTimeline
China Universal Asset Management Co., L…40,000$614K0.06%+9,50013F-HRTimeline
CALIFORNIA STATE TEACHERS RETIREMENT SY…36,471$560K<0.01%013F-HRTimeline
Engineers Gate Manager LP36,146$555K0.01%new13F-HRTimeline
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\32,381$497K<0.01%-3,24113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN30,517$468K<0.01%+1,94713F-HRTimelineGroup
Walleye Capital LLCgroup of 2 filers holding29,582$454K-66,844Timeline
PRICE T ROWE ASSOCIATES INC /MD/28,515$438K<0.01%-238,09113F-HRTimeline
SIMPLEX TRADING, LLC28,067$430K0.02%-10,01713F-HRTimeline
Gerber Kawasaki Wealth & Investment Man…27,950$429K0.02%013F-HRTimeline
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.in group Mirae Asset Global Investment…25,579$393K<0.01%+2,41513F-HRTimelineGroup
Virtu Financial LLCin group Virtu Financial LLC24,646$378K0.02%-88313F-HRTimelineGroup
MetLife Investment Management, LLCin group MetLife Investment Management…24,248$372K<0.01%-28013F-HRTimelineGroup
SG Americas Securities, LLC24,081$370K<0.01%new13F-HRTimeline
Caitong International Asset Management …23,228$357K0.27%new13F-HRTimeline
MANUFACTURERS LIFE INSURANCE COMPANY, T…in group MANUFACTURERS LIFE INSURANCE …21,884$336K<0.01%+5,55113F-HRTimelineGroup
Corebridge Financial, Inc.in group Corebridge Financial, Inc.21,096$324K<0.01%+84313F-HRTimelineGroup
JANUS HENDERSON GROUP PLCin group Janus Henderson18,800$308K<0.01%013F-HRTimelineGroup
Polymer Capital Management (HK) LTD20,000$307K0.05%-9,90013F-HRTimeline
Truvestments Capital LLC19,609$301K0.07%+2,61413F-HRTimeline
Blueshift Asset Management, LLC18,953$291K0.12%new13F-HRTimeline
Verition Fund Management LLC16,995$261K<0.01%new13F-HRTimeline
Qsemble Capital Management, LP15,449$237K0.03%new13F-HRTimeline
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC14,692$226K<0.01%-2,96513F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC14,507$223K<0.01%+4,83013F-HRTimelineGroup
ARIZONA STATE RETIREMENT SYSTEM13,036$200K<0.01%+1,79013F-HRTimeline
NEW YORK STATE COMMON RETIREMENT FUND12,500$192K<0.01%013F-HR/ATimeline
WHITE PINE CAPITAL LLC12,018$184K0.06%-12,96313F-HRTimeline
VOYA INVESTMENT MANAGEMENT LLCin group VOYA INVESTMENT MANAGEMENT LLC11,450$176K<0.01%-50713F-HR/ATimelineGroup
LPL Financial LLC10,930$168K<0.01%-42613F-HRTimeline
Twin Tree Management, LP10,031$154K<0.01%+9,96713F-HRTimeline
Caption Management, LLC10,000$154K0.01%-4,80013F-HRTimeline
Police & Firemen's Retirement System of…8,853$136K<0.01%013F-HRTimeline
Aster Capital Management (DIFC) Ltd6,051$132K0.02%+5,67013F-HRTimeline
KLP KAPITALFORVALTNING AS7,100$109K<0.01%013F-HRTimeline
FMR LLCin group FMR LLC6,492$99.7K<0.01%-1013F-HRTimelineGroup
Zurcher Kantonalbank (Zurich Cantonalba…6,366$97.7K<0.01%013F-HRTimeline
State of Wyoming5,010$76.9K0.01%new13F-HRTimeline
Quantbot Technologies LP4,273$65.6K<0.01%new13F-HRTimeline
Ameritas Investment Partners, Inc.in group Ameritas Investment Partners,…4,262$65.4K<0.01%013F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA3,510$54K<0.01%-8,17213F-HR/ATimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co3,293$51K<0.01%013F-HRTimelineGroup
AlphaQuest LLC2,297$35.3K<0.01%+1,62913F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…1,986$30.5K<0.01%-3,40213F-HRTimelineGroup
AMALGAMATED BANK1,484$23K<0.01%+20413F-HRTimeline
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC1,494$22K<0.01%new13F-HRTimelineGroup
KBC Group NVin group KBC Group NV1,333$20K<0.01%new13F-HRTimelineGroup
QUADRANT CAPITAL GROUP LLC970$14.9K<0.01%013F-HRTimeline
GAMMA Investing LLC960$14.7K<0.01%+81113F-HR/ATimeline
CWM, LLCin group CWM, LLC805$12K<0.01%+20713F-HRTimelineGroup
Sterling Capital Management LLC743$11.4K<0.01%-54113F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC615$9.44K<0.01%new13F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…549$8.43K<0.01%-20,41513F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…475$7.29K<0.01%+45013F-HRTimelineGroup
SBI Securities Co., Ltd.421$6.46K<0.01%+5713F-HRTimeline
SIGNATUREFD, LLC398$6.11K<0.01%+18813F-HRTimeline
Pinpoint Asset Management Ltd354$5.43K<0.01%-1,20813F-HRTimeline
Arax Advisory Partners303$4.65K<0.01%-23013F-HRTimeline
CREDIT AGRICOLE S Ain group CREDIT AGRICOLE S A300$4.61K<0.01%013F-HRTimelineGroup
NewEdge Advisors, LLC300$4.61K<0.01%013F-HRTimeline
Archer Investment Corp275$4.22K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…225$3.45K<0.01%+12013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\186$2.85K<0.01%+6713F-HRTimelineGroup
NISA INVESTMENT ADVISORS, LLC161$2.47K<0.01%+1113F-HRTimeline
ROTHSCHILD INVESTMENT LLC115$1.76K<0.01%+1513F-HRTimeline
Sunbelt Securities, Inc.100$1.53K<0.01%013F-HRTimeline
Lindbrook Capital, LLC95$1.46K<0.01%+5013F-HRTimeline
Innovative Advisory Group, LLC74$1.14K<0.01%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.87$931<0.01%013F-HRTimelineGroup
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP55$901<0.01%+1513F-HR/ATimelineGroup
Brooklyn Investment Group56$860<0.01%new13F-HRTimeline
Cypress Capital Management LLC (WY)50$768<0.01%013F-HRTimeline
Physician Wealth Advisors, Inc.49$753<0.01%new13F-HRTimeline
CoreCap Advisors, LLC26$399<0.01%+1613F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.25$384<0.01%-27213F-HRTimelineGroup
Steward Partners Investment Advisory, L…25$384<0.01%new13F-HRTimeline
Princeton Global Asset Management LLC25$384<0.01%013F-HRTimeline
Hexagon Capital Partners LLC24$368<0.01%new13F-HRTimeline
Stephens Consulting, LLC20$307<0.01%new13F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…14$215<0.01%+813F-HRTimelineGroup
Parallel Advisors, LLC11$169<0.01%+613F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC26$00%-6913F-HRTimelineGroupValue filed as zero, left out of ratios.
Capital Advisors, Ltd. LLC16$00%new13F-HRTimelineValue filed as zero, left out of ratios.
Covestor Ltd4$00%new13F-HRTimelineValue filed as zero, left out of ratios.
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.

Events

  • Yeh Shu-Hua (Joshua) sold 6,000 AAOI shares on 2026-10-05, Form 4 filed 2026-10-07. 0001683168-26-007698

    Accepted , ingested