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Disclosery

AAOI APPLIED OPTOELECTRONICS INC

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COM (common), issuer CIK 1158114

177 managers (180 13F filers) reported a position in AAOI shares at 2025-09-30, 39,723,606 shares in all. 58 filers opened a position and 24 filers sold out during the quarter.

Managers
177
13F filers
180
New
58
Added
56
Reduced
42
Sold out
24
Shares held by filers
39,723,606

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Yeh Shu-Hua (Joshua)officer (*** See Remarks)2026-10-05-6,000 S$120.03Form 4

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BlackRock, Inc.in group BlackRock, Inc.4,851,851$126M<0.01%+603,74013F-HRTimelineGroup
VANGUARD GROUP INCin group VANGUARD GROUP INC4,624,570$120M<0.01%+551,91013F-HRTimelineGroup
OBERWEIS ASSET MANAGEMENT INC/1,888,041$49M1.87%013F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC1,663,241$43.1M0.01%+1,325,91413F-HRTimelineGroup
Hood River Capital Management LLC1,575,623$40.9M0.48%new13F-HRTimeline
STATE STREET CORPin group STATE STREET CORP1,440,595$37.4M<0.01%+217,70813F-HRTimelineGroup
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC1,366,263$35.4M<0.01%+80,57013F-HRTimelineGroup
CITIGROUP INCin group CITIGROUP INC1,160,456$30.1M0.02%+435,34913F-HRTimelineGroup
CloudAlpha Capital Management Limited/H…1,078,750$28M2.51%-330,23313F-HRTimeline
UBS Group AGgroup of 2 filers holding1,051,052$27.3M-75,435Timeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…1,023,223$26.5M0.04%+482,12013F-HRTimelineGroup
EMERALD ADVISERS, LLCgroup of 2 filers holding989,441$25.7M-1,836Timeline
Point72 Asset Management, L.P.in group Point72 Asset Management, L.P.980,972$25.4M0.06%new13F-HRTimelineGroup
ROYCE & ASSOCIATES LP836,853$21.7M0.22%-69,80013F-HRTimeline
HAWK RIDGE CAPITAL MANAGEMENT LP824,997$21.4M1.02%new13F-HRTimeline
Alyeska Investment Group, L.P.in group Alyeska Investment Group, L.P.761,196$19.7M0.06%new13F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY661,080$17.1M<0.01%-265,66513F-HR/ATimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC653,774$17M0.01%new13F-HRTimelineGroup
Point72 Hong Kong Ltd646,759$16.8M0.77%new13F-HRTimeline
Portolan Capital Management, LLCin group Portolan Capital Management, …546,219$14.2M0.77%+90,89713F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP507,761$13.2M<0.01%+24,16113F-HRTimelineGroup
CHARLES SCHWAB INVESTMENT MANAGEMENT INCin group Charles Schwab Trust Co481,370$12.5M<0.01%+317,53413F-HRTimelineGroup
TUDOR INVESTMENT CORP ET AL448,957$11.6M0.08%-27,78513F-HR/ATimeline
Penn Capital Management Company, LLC425,955$11.1M0.85%new13F-HRTimeline
DIMENSIONAL FUND ADVISORS LPin group DIMENSIONAL FUND ADVISORS LP425,649$11M<0.01%-1,06013F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC411,959$10.7M<0.01%-2,95013F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/398,957$10.3M<0.01%-92,68313F-HR/ATimelineGroup
Driehaus Capital Management LLC375,296$9.73M0.07%-565,61713F-HRTimeline
ARDSLEY ADVISORY PARTNERS LP364,500$9.56M1.47%new13F-HRTimeline
Steward Partners Investment Advisory, L…367,697$9.53M0.05%new13F-HRTimeline
Point72 Asia (Singapore) Pte. Ltd.338,976$8.79M1.36%new13F-HRTimeline
SILVERCREST ASSET MANAGEMENT GROUP LLC333,223$8.64M0.06%-7,98113F-HRTimeline
ADAGE CAPITAL PARTNERS GP, L.L.C.in group ADAGE CAPITAL PARTNERS GP, L.…300,000$7.78M0.01%new13F-HRTimelineGroup
NEW YORK STATE COMMON RETIREMENT FUND292,167$7.58M0.01%+275,16713F-HRTimeline
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding289,368$7.5M-872,811Timeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA254,048$6.59M<0.01%+35,81613F-HRTimelineGroup
CAPITAL FUND MANAGEMENT S.A.241,362$6.26M0.06%-172,21013F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC225,774$5.85M<0.01%-18,22013F-HR/ATimelineGroup
RICE HALL JAMES & ASSOCIATES, LLC199,193$5.17M0.28%-39,74113F-HRTimeline
AI-Squared Management Ltd194,500$5.04M5.25%new13F-HRTimeline
WT Asset Management Ltd194,351$5.04M0.23%new13F-HRTimeline
Allspring Global Investments Holdings, …in group Allspring Global Investments …176,555$5.02M0.01%-107,51413F-HRTimelineGroup
Nuveen, LLCin group TIAA193,429$5.02M<0.01%+72,75613F-HRTimelineGroup
GROUP ONE TRADING LLC192,988$5M0.15%+110,97513F-HRTimeline
Jain Global LLC173,889$4.51M0.06%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC158,080$4.1M<0.01%+22,78913F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp154,228$4M<0.01%+4,74513F-HRTimelineGroup
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP142,306$3.69M<0.01%+105,23013F-HRTimelineGroup
CASTLEARK MANAGEMENT LLC125,379$3.25M0.09%new13F-HRTimeline
SIMPLEX TRADING, LLC123,745$3.21M0.07%new13F-HRTimeline
Walleye Capital LLCgroup of 2 filers holding109,609$2.84M+64,682Timeline
Squarepoint Ops LLCin group Squarepoint Ops LLC106,631$2.76M0.01%-60,10713F-HRTimelineGroup
Swiss National Bank103,400$2.68M<0.01%+12,20013F-HRTimeline
GILDER GAGNON HOWE & CO LLC86,247$2.24M0.02%+15,54013F-HRTimeline
ALGERT GLOBAL LLC81,757$2.12M0.04%new13F-HR/ATimeline
RHUMBLINE ADVISERS77,058$2M<0.01%-1,41713F-HRTimeline
J. Goldman & Co LP74,702$1.94M0.07%new13F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc68,961$1.79M<0.01%+4,21713F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.66,159$1.72M<0.01%+5,34213F-HRTimelineGroup
F/m Investments LLC64,193$1.66M0.06%new13F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC64,072$1.66M0.09%new13F-HRTimelineGroup
IMC-Chicago, LLC63,840$1.66M0.03%new13F-HRTimeline
KORNITZER CAPITAL MANAGEMENT INC /KS60,295$1.56M0.03%013F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP59,564$1.54M<0.01%new13F-HRTimelineGroup
ALLIANCEBERNSTEIN L.P.59,173$1.53M<0.01%+2,94513F-HRTimeline
BOCHK Asset Management Ltd56,900$1.48M0.39%new13F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…50,012$1.3M<0.01%+49,74813F-HRTimelineGroup
CALIFORNIA STATE TEACHERS RETIREMENT SY…49,962$1.3M<0.01%-5,42313F-HRTimeline
PRINCIPAL FINANCIAL GROUP INCin group PRINCIPAL FINANCIAL GROUP INC49,342$1.28M<0.01%new13F-HRTimelineGroup
HRT FINANCIAL LP47,634$1.24M<0.01%new13F-HRTimeline
STATE OF WISCONSIN INVESTMENT BOARD46,173$1.2M<0.01%new13F-HRTimeline
Y-Intercept (Hong Kong) Ltd44,437$1.15M0.03%-108,66413F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN42,042$1.09M<0.01%+6,24913F-HRTimelineGroup
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\41,335$1.07M<0.01%+5,04313F-HRTimelineGroup
PRICE T ROWE ASSOCIATES INC /MD/41,127$1.07M<0.01%+4,61413F-HRTimeline
WOLVERINE TRADING, LLC40,561$1.05M0.02%+31,52713F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC38,137$989K<0.01%+15,44013F-HRTimelineGroup
SG Americas Securities, LLC37,937$984K<0.01%new13F-HRTimeline
Schonfeld Strategic Advisors LLC34,434$893K0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO34,242$888K<0.01%-80,40813F-HR/ATimelineGroup
MetLife Investment Management, LLCin group MetLife Investment Management…32,146$834K<0.01%013F-HRTimelineGroup
Cinctive Capital Management LP30,845$800K0.04%new13F-HRTimeline
GAMCO INVESTORS, INC. ET ALin group GAMCO Investors (Gabelli)29,000$752K0.01%-12,50013F-HRTimelineGroup
Gerber Kawasaki Wealth & Investment Man…27,950$725K0.02%013F-HRTimeline
MANUFACTURERS LIFE INSURANCE COMPANY, T…in group MANUFACTURERS LIFE INSURANCE …27,783$720K<0.01%+27213F-HRTimelineGroup
INTECH INVESTMENT MANAGEMENT LLC26,606$690K0.01%-4,18213F-HRTimeline
GSA CAPITAL PARTNERS LLP25,402$659K0.05%-5,58613F-HRTimeline
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.in group Mirae Asset Global Investment…25,135$652K<0.01%-4,32313F-HRTimelineGroup
LPL Financial LLC24,810$643K<0.01%+13,28313F-HRTimeline
JANUS HENDERSON GROUP PLCin group Janus Henderson24,155$626K<0.01%+5,35513F-HRTimelineGroup
Truvestments Capital LLC23,786$617K0.11%+1,50513F-HRTimeline
Verition Fund Management LLC23,728$615K<0.01%new13F-HRTimeline
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC21,911$568K<0.01%+3,14213F-HRTimelineGroup
Chung Wu Investment Group, LLC21,000$545K0.45%+7,60013F-HRTimeline
Cambridge Investment Research Advisors,…20,286$526K<0.01%+12,20013F-HRTimeline
DIKER MANAGEMENT LLCin group DIKER MANAGEMENT LLC20,000$519K0.42%new13F-HRTimelineGroup
AMERICAN CENTURY COMPANIES INCin group AMERICAN CENTURY COMPANIES INC18,295$474K<0.01%new13F-HRTimelineGroup
LMR Partners LLPin group LMR Partners LLP16,000$415K0.01%new13F-HRTimelineGroup
ARIZONA STATE RETIREMENT SYSTEM15,750$408K<0.01%+1,82813F-HRTimeline
Police & Firemen's Retirement System of…15,517$402K<0.01%+3,29213F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.15,308$397K0.02%new13F-HRTimelineGroup
FMR LLCin group FMR LLC15,140$393K<0.01%-31,78513F-HRTimelineGroup
Cetera Investment Advisers14,891$386K<0.01%+22913F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP14,695$381K<0.01%new13F-HRTimelineGroup
WHITE PINE CAPITAL LLC12,231$317K0.09%+2213F-HRTimeline
Ensign Peak Advisors, Inc12,200$316K<0.01%-8,70013F-HR/ATimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co11,884$308K<0.01%+8,59113F-HRTimelineGroup
FRANKLIN RESOURCES INCin group Franklin Resources11,294$293K<0.01%new13F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS11,097$288K<0.01%+6,03913F-HRTimelineGroup
Kovack Advisors, Inc.10,865$282K0.03%-79013F-HRTimeline
KLP KAPITALFORVALTNING AS10,500$272K<0.01%013F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC10,267$266K<0.01%+2,08113F-HRTimelineGroup
Polymer Capital Management (HK) LTD9,865$256K0.04%new13F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management9,819$255K<0.01%new13F-HRTimelineGroup
VOYA INVESTMENT MANAGEMENT LLCin group VOYA INVESTMENT MANAGEMENT LLC9,752$253K<0.01%-4,93713F-HRTimelineGroup
INCEPTIONR LLC9,680$251K0.06%new13F-HRTimeline
ProShare Advisors LLC9,295$241K<0.01%-1,72713F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd9,258$240K0.01%new13F-HRTimelineGroup
Zurcher Kantonalbank (Zurich Cantonalba…9,128$237K<0.01%+2,76213F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…9,063$235K<0.01%+22513F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC9,045$235K<0.01%new13F-HRTimelineGroup
Point72 Europe (London) LLP9,033$234K0.01%new13F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC8,975$233K<0.01%-2,60013F-HRTimelineGroup
Creative Planningin group Creative Planning8,405$218K<0.01%new13F-HRTimelineGroup
AlphaQuest LLC7,503$195K0.01%+55113F-HRTimeline
Larson Financial Group LLC7,161$186K0.01%+7,11113F-HRTimeline
CoreCap Advisors, LLC5,712$148K0.01%+5,00813F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.4,965$121K<0.01%+4,60313F-HRTimelineGroup
Ameritas Investment Partners, Inc.in group Ameritas Investment Partners,…4,541$118K<0.01%-94713F-HRTimelineGroup
Caption Management, LLC3,700$95.9K0.01%-3,90013F-HRTimeline
WEXFORD CAPITAL LP3,653$94.7K0.03%new13F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…3,466$89.9K<0.01%-3,36613F-HRTimelineGroup
CWM, LLCin group CWM, LLC2,148$56K<0.01%-7013F-HRTimelineGroup
GAMMA Investing LLC1,653$42.9K<0.01%-13213F-HRTimeline
AMALGAMATED BANK1,484$38K<0.01%013F-HRTimeline
COMERICA BANK1,086$28.2K<0.01%new13F-HRTimeline
QUADRANT CAPITAL GROUP LLC970$25.2K<0.01%new13F-HRTimeline
NISA INVESTMENT ADVISORS, LLC962$24.9K<0.01%013F-HRTimeline
Sterling Capital Management LLC875$22.7K<0.01%+47413F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC695$18K<0.01%013F-HRTimeline
SBI Securities Co., Ltd.663$17.2K<0.01%+33613F-HRTimeline
BNP PARIBAS ASSET MANAGEMENT Holding S.…in group BNP PARIBAS ASSET MANAGEMENT …455$12K<0.01%+6813F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…450$11.7K<0.01%-2513F-HRTimelineGroup
Optiver Holding B.V.in group Optiver Holding B.V.358$9.28K<0.01%new13F-HRTimelineGroup
NewEdge Advisors, LLC300$7.78K<0.01%013F-HRTimeline
ORG Partners LLC280$7.26K<0.01%new13F-HRTimeline
Archer Investment Corp275$7.13K<0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP218$5.62K<0.01%+16513F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…200$5.19K<0.01%new13F-HRTimelineGroup
Versant Capital Management, Inc177$4.59K<0.01%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\126$3.27K<0.01%013F-HRTimelineGroup
SIGNATUREFD, LLC121$3.14K<0.01%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC110$2.85K<0.01%-2013F-HRTimeline
Sunbelt Securities, Inc.100$2.59K<0.01%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.87$2.26K<0.01%013F-HRTimelineGroup
Innovative Advisory Group, LLC74$1.92K<0.01%013F-HRTimeline
LRI Investments, LLC69$1.8K<0.01%new13F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…62$1.61K<0.01%013F-HRTimelineGroup
Parkside Financial Bank & Trust56$1.45K<0.01%+2113F-HRTimeline
Cypress Capital Management LLC (WY)50$1.3K<0.01%013F-HRTimeline
Fortitude Family Office, LLC48$1.25K<0.01%013F-HRTimeline
Quarry LP48$1.25K<0.01%+1713F-HRTimeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/46$1.19K<0.01%new13F-HRTimelineGroup
Kilter Group LLC41$1.06K<0.01%new13F-HRTimeline
Rialto Wealth Management, LLC40$1.04K<0.01%013F-HRTimeline
Smartleaf Asset Management LLC39$1.01K<0.01%new13F-HRTimeline
Allworth Financial LP38$986<0.01%+313F-HRTimeline
Farther Finance Advisors, LLC37$959<0.01%new13F-HRTimeline
Princeton Global Asset Management LLC25$648<0.01%013F-HRTimeline
TD PRIVATE CLIENT WEALTH LLC24$622<0.01%new13F-HRTimeline
True Wealth Design, LLC18$467<0.01%013F-HRTimeline
WealthCollab, LLC13$338<0.01%013F-HRTimeline
Arax Advisory Partners13$337<0.01%new13F-HRTimeline
Advisory Services Network, LLC3$78<0.01%new13F-HRTimeline
Pinpoint Asset Management (Singapore) P…1$26<0.01%-1,91913F-HRTimeline
FNY Investment Advisers, LLC14$00%-12013F-HRTimelineValue filed as zero, left out of ratios.
Covestor Ltd4$00%013F-HRTimelineValue filed as zero, left out of ratios.

Events

  • Yeh Shu-Hua (Joshua) sold 6,000 AAOI shares on 2026-10-05, Form 4 filed 2026-10-07. 0001683168-26-007698

    Accepted , ingested