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Disclosery

AAOI APPLIED OPTOELECTRONICS INC

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COM (common), issuer CIK 1158114

217 managers (220 13F filers) reported a position in AAOI shares at 2025-12-31, 47,748,567 shares in all. 62 filers opened a position and 24 filers sold out during the quarter.

Managers
217
13F filers
220
New
62
Added
91
Reduced
47
Sold out
24
Shares held by filers
47,748,567

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

The latest Form 4 transactions, non-derivative.
OwnerDateSharesPriceFiling
Yeh Shu-Hua (Joshua)officer (*** See Remarks)2026-10-05-6,000 S$120.03Form 4

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BlackRock, Inc.in group BlackRock, Inc.5,306,432$185M<0.01%+454,58113F-HRTimelineGroup
VANGUARD GROUP INCin group VANGUARD GROUP INC4,982,660$174M<0.01%+358,09013F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.3,512,309$122M0.01%+3,446,15013F-HRTimelineGroup
PRICE T ROWE ASSOCIATES INC /MD/2,229,757$77.7M0.01%+2,188,63013F-HRTimeline
OBERWEIS ASSET MANAGEMENT INC/2,039,641$71.1M2.6%+151,60013F-HRTimeline
HAWK RIDGE CAPITAL MANAGEMENT LP1,700,900$59.3M2.74%+875,90313F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY1,699,855$59.3M<0.01%+1,038,77513F-HR/ATimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC1,682,894$58.7M0.07%+1,644,75713F-HRTimelineGroup
STATE STREET CORPin group STATE STREET CORP1,606,236$56M<0.01%+165,64113F-HRTimelineGroup
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC1,512,902$52.8M<0.01%+146,63913F-HRTimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.1,366,856$47.6M0.04%new13F-HRTimelineGroup
Hood River Capital Management LLC1,275,621$44.5M0.49%-300,00213F-HRTimeline
EMERALD ADVISERS, LLCgroup of 2 filers holding1,069,627$37.3M+80,186Timeline
UBS Group AGgroup of 2 filers holding1,044,550$36.4M-6,502Timeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC967,305$33.7M<0.01%-695,93613F-HR/ATimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS955,287$33.3M0.02%+944,19013F-HRTimelineGroup
ROYCE & ASSOCIATES LP773,948$27M0.27%-62,90513F-HRTimeline
Artemis Investment Management LLP772,324$26.9M0.33%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC551,297$19.2M0.01%-102,47713F-HRTimelineGroup
CHARLES SCHWAB INVESTMENT MANAGEMENT INCin group Charles Schwab Trust Co528,343$18.4M<0.01%+46,97313F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP526,928$18.4M<0.01%+19,16713F-HRTimelineGroup
Driehaus Capital Management LLC507,473$17.7M0.12%+132,17713F-HRTimeline
GILDER GAGNON HOWE & CO LLC475,015$16.6M0.17%+388,76813F-HRTimeline
NEXT CENTURY GROWTH INVESTORS LLC465,288$16.2M1.13%new13F-HRTimeline
KENNEDY CAPITAL MANAGEMENT LLC447,109$15.6M0.33%new13F-HRTimeline
Penn Capital Management Company, LLC446,032$15.6M1.24%+20,07713F-HRTimeline
DIMENSIONAL FUND ADVISORS LPin group DIMENSIONAL FUND ADVISORS LP418,219$14.6M<0.01%-7,43013F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC379,221$13.6M<0.01%+221,14113F-HRTimelineGroup
Steward Partners Investment Advisory, L…366,417$12.8M0.07%-1,28013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…329,471$11.5M0.02%-693,75213F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/325,842$11.4M<0.01%-73,11513F-HRTimelineGroup
NEW YORK STATE COMMON RETIREMENT FUND315,039$11M0.01%+22,87213F-HRTimeline
SILVERCREST ASSET MANAGEMENT GROUP LLC266,272$9.28M0.06%-66,95113F-HRTimeline
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP263,616$9.19M0.01%-25,75213F-HRTimelineGroup
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP242,010$8.44M0.01%+99,70413F-HRTimelineGroup
BARCLAYS PLCin group BARCLAYS PLC235,704$8.22M<0.01%+9,93013F-HRTimelineGroup
Portolan Capital Management, LLCin group Portolan Capital Management, …228,458$7.96M0.43%-317,76113F-HRTimelineGroup
Nuveen, LLCin group TIAA225,288$7.85M<0.01%+31,85913F-HRTimelineGroup
1492 Capital Management LLC215,987$7.53M2.88%new13F-HRTimeline
IMC-Chicago, LLC203,249$7.09M0.12%+139,40913F-HRTimeline
Squarepoint Ops LLCin group Squarepoint Ops LLC193,153$6.73M0.01%+86,52213F-HRTimelineGroup
RICE HALL JAMES & ASSOCIATES, LLC171,570$5.98M0.33%-27,62313F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management166,364$5.8M0.01%+156,54513F-HRTimelineGroup
Walleye Capital LLCgroup of 2 filers holding165,931$5.78M+56,322Timeline
Allspring Global Investments Holdings, …in group Allspring Global Investments …144,727$5.73M0.01%-31,82813F-HRTimelineGroup
SIMPLEX TRADING, LLC162,908$5.68M0.16%+39,16313F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp162,181$5.65M<0.01%+7,95313F-HRTimelineGroup
GROUP ONE TRADING LLC160,726$5.6M0.17%-32,26213F-HRTimeline
SCALAR GAUGE MANAGEMENT, LLC137,000$4.78M3.17%new13F-HRTimeline
FMR LLCin group FMR LLC133,534$4.65M<0.01%+118,39413F-HRTimelineGroup
SEI INVESTMENTS COin group SEI INVESTMENTS CO123,651$4.31M<0.01%new13F-HRTimelineGroup
Swiss National Bank116,800$4.07M<0.01%+13,40013F-HRTimeline
Roubaix Capital, LLC108,275$3.77M1.61%new13F-HRTimeline
Jain Global LLC100,731$3.51M0.03%-73,15813F-HRTimeline
TUDOR INVESTMENT CORP ET AL95,133$3.32M0.02%-353,82413F-HRTimeline
F/m Investments LLC94,120$3.28M0.12%+29,92713F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN88,822$3.1M<0.01%+46,78013F-HRTimelineGroup
Atika Capital Management LLCin group Atika Capital Management LLC87,657$3.06M0.43%new13F-HRTimelineGroup
Verition Fund Management LLC87,312$3.04M0.02%+63,58413F-HRTimeline
SG Americas Securities, LLC85,253$2.97M<0.01%+47,31613F-HRTimeline
ALGERT GLOBAL LLC82,092$2.86M0.04%+33513F-HR/ATimeline
COMMONWEALTH EQUITY SERVICES, LLC80,964$2.82M<0.01%new13F-HRTimeline
Zweig-DiMenna Associates LLC78,500$2.74M0.19%new13F-HRTimeline
JAT Capital Mgmt LP71,500$2.49M2.68%new13F-HRTimeline
RHUMBLINE ADVISERS71,089$2.48M<0.01%-5,96913F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…69,978$2.44M<0.01%+19,96613F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc69,745$2.43M<0.01%+78413F-HRTimelineGroup
E20 Capital Ltd67,223$2.34M0.85%13F-HRTimeline
DARK FOREST CAPITAL MANAGEMENT LP63,183$2.2M0.1%new13F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP60,809$2.12M<0.01%+1,24513F-HRTimelineGroup
ALLIANCEBERNSTEIN L.P.59,012$2.06M<0.01%-16113F-HRTimeline
CALIFORNIA STATE TEACHERS RETIREMENT SY…57,199$1.99M<0.01%+7,23713F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO55,465$1.93M<0.01%+21,22313F-HRTimelineGroup
Y-Intercept (Hong Kong) Ltd55,271$1.93M0.04%+10,83413F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC55,218$1.92M<0.01%-356,74113F-HRTimelineGroup
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\55,035$1.92M<0.01%+13,70013F-HRTimelineGroup
HRT FINANCIAL LP53,935$1.88M0.01%+6,30113F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC52,412$1.83M0.07%-11,66013F-HRTimelineGroup
KORNITZER CAPITAL MANAGEMENT INC /KS50,213$1.75M0.04%-10,08213F-HRTimeline
Timothy G. Youngquist 2020 Irrevocable …49,276$1.72M1.47%13F-HRTimeline
PRELUDE CAPITAL MANAGEMENT, LLC48,748$1.7M0.13%new13F-HRTimeline
Concentric Capital Strategies, LP46,021$1.6M0.08%new13F-HRTimeline
OAK RIDGE INVESTMENTS LLC45,854$1.6M0.1%new13F-HRTimeline
CAPITAL FUND MANAGEMENT S.A.44,164$1.54M0.01%-197,19813F-HRTimeline
Quadrature Capital Ltdin group Quadrature Capital Ltd41,671$1.45M0.01%new13F-HRTimelineGroup
Pacific Point Advisors, LLC40,000$1.39M0.75%new13F-HRTimeline
Caitong International Asset Management …39,452$1.38M0.34%new13F-HR/ATimeline
WHITE PINE CAPITAL LLC34,776$1.21M0.33%+22,54513F-HRTimeline
MetLife Investment Management, LLCin group MetLife Investment Management…33,089$1.15M0.01%+94313F-HRTimelineGroup
AMERICAN CENTURY COMPANIES INCin group AMERICAN CENTURY COMPANIES INC32,734$1.14M<0.01%+14,43913F-HRTimelineGroup
MANUFACTURERS LIFE INSURANCE COMPANY, T…in group MANUFACTURERS LIFE INSURANCE …30,977$1.08M<0.01%+3,19413F-HRTimelineGroup
CenterBook Partners LP30,812$1.07M0.05%new13F-HRTimeline
Cinctive Capital Management LP30,743$1.07M0.06%-10213F-HRTimeline
Cambridge Investment Research Advisors,…30,475$1.06M<0.01%+10,18913F-HRTimeline
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/30,339$1.06M<0.01%new13F-HRTimelineGroup
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.in group Mirae Asset Global Investment…28,051$978K<0.01%+2,91613F-HRTimelineGroup
Global Trust Asset Management, LLC27,804$969K0.38%new13F-HRTimeline
Truvestments Capital LLC27,256$950K0.17%+3,47013F-HRTimeline
LPL Financial LLC27,004$941K<0.01%+2,19413F-HRTimeline
GSA CAPITAL PARTNERS LLP26,737$932K0.08%+1,33513F-HRTimeline
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC26,494$924K<0.01%+4,58313F-HRTimelineGroup
ARDSLEY ADVISORY PARTNERS LP25,000$872K0.11%-339,50013F-HRTimeline
Shay Capital LLC25,000$872K0.14%new13F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd24,771$864K0.02%+15,51313F-HRTimelineGroup
JANUS HENDERSON GROUP PLCin group Janus Henderson24,155$842K<0.01%013F-HRTimelineGroup
Havemeyer Place LP23,546$821K0.16%13F-HRTimeline
INTECH INVESTMENT MANAGEMENT LLC22,538$786K0.01%-4,06813F-HRTimeline
Chung Wu Investment Group, LLC21,910$774K0.63%+91013F-HRTimeline
Brooklyn Investment Group19,956$733K0.03%new13F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP20,267$707K<0.01%+5,57213F-HRTimelineGroup
Focus Partners Wealthin group Focus Partners Wealth18,485$644K<0.01%new13F-HRTimelineGroup
Geneos Wealth Management Inc.17,829$622K0.02%new13F-HRTimeline
ARIZONA STATE RETIREMENT SYSTEM16,519$576K<0.01%+76913F-HRTimeline
Police & Firemen's Retirement System of…16,073$560K<0.01%+55613F-HRTimeline
Quantinno Capital Management LP14,958$521K<0.01%new13F-HRTimeline
CITIGROUP INCin group CITIGROUP INC14,890$519K<0.01%-1,145,56613F-HRTimelineGroup
KLP KAPITALFORVALTNING AS14,500$505K<0.01%+4,00013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC13,839$482K<0.01%+4,79413F-HRTimelineGroup
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD13,833$482K<0.01%new13F-HRTimelineGroup
Zurcher Kantonalbank (Zurich Cantonalba…13,685$477K<0.01%+4,55713F-HRTimeline
Cetera Investment Advisers12,903$450K<0.01%-1,98813F-HRTimeline
Holocene Advisors, LP12,484$435K<0.01%new13F-HRTimeline
Creative Planningin group Creative Planning11,804$411K<0.01%+3,39913F-HRTimelineGroup
SOROS FUND MANAGEMENT LLCin group SOROS FUND MANAGEMENT LLC11,576$404K0.01%new13F-HRTimelineGroup
Kovack Advisors, Inc.11,055$385K0.02%+19013F-HR/ATimeline
ProShare Advisors LLC11,041$385K<0.01%+1,74613F-HRTimeline
INCEPTIONR LLC10,855$378K0.1%+1,17513F-HRTimeline
FourThought Financial Partners, LLC10,539$367K0.03%new13F-HRTimeline
VOYA INVESTMENT MANAGEMENT LLCin group VOYA INVESTMENT MANAGEMENT LLC10,533$367K<0.01%+78113F-HRTimelineGroup
Larson Financial Group LLC10,433$364K0.01%+3,27213F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC10,268$358K<0.01%new13F-HRTimelineGroup
FRANKLIN RESOURCES INCin group Franklin Resources10,052$350K<0.01%-1,24213F-HRTimelineGroup
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC9,881$344K<0.01%new13F-HRTimelineGroup
GAMCO INVESTORS, INC. ET ALin group GAMCO Investors (Gabelli)9,200$321K<0.01%-19,80013F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…9,076$316K<0.01%+1313F-HRTimelineGroup
Jump Financial, LLCin group Jump Financial, LLC8,775$306K<0.01%new13F-HRTimelineGroup
Pictet Asset Management Holding SAin group Pictet Asset Management Holdi…7,927$276K<0.01%new13F-HRTimelineGroup
StoneX Group Inc.in group StoneX Group Inc.7,465$260K0.01%-7,84313F-HRTimelineGroup
VICTORY CAPITAL MANAGEMENT INC7,421$259K<0.01%new13F-HRTimeline
SummitTX Capital, L.P.7,293$254K0.01%new13F-HRTimeline
LOS ANGELES CAPITAL MANAGEMENT LLC7,150$251K<0.01%new13F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC7,181$250K<0.01%new13F-HRTimelineGroup
Sciencast Management LP7,127$248K0.03%new13F-HRTimeline
STATE BOARD OF ADMINISTRATION OF FLORID…6,820$238K<0.01%new13F-HRTimeline
Persistent Asset Partners Ltd6,797$237K0.11%new13F-HRTimeline
Trilogy Capital Inc.6,750$235K0.01%new13F-HRTimeline
KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC6,390$223K<0.01%new13F-HRTimelineGroup
Caprock Group, LLC6,239$217K<0.01%new13F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…6,178$215K<0.01%new13F-HRTimelineGroup
AlphaQuest LLC6,123$213K0.01%-1,38013F-HRTimeline
Scientech Research LLC5,938$207K0.13%new13F-HRTimeline
SeaCrest Wealth Management, LLC5,425$206K0.02%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA5,883$205K<0.01%-248,16513F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…5,847$204K<0.01%+2,38113F-HRTimelineGroup
CoreCap Advisors, LLC5,469$191K0.01%-24313F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co5,435$190K<0.01%-6,44913F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.4,937$172K<0.01%+4,85013F-HRTimelineGroup
Ameritas Investment Partners, Inc.in group Ameritas Investment Partners,…4,902$171K0.01%+36113F-HRTimelineGroup
IFP Advisors, Inc4,885$170K<0.01%new13F-HRTimeline
State of Wyoming4,598$160K0.02%new13F-HRTimeline
Pinpoint Asset Management (Singapore) P…4,273$149K0.03%+4,27213F-HRTimeline
Ensign Peak Advisors, Inc3,800$132K<0.01%-8,40013F-HR/ATimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC3,660$128K<0.01%-5,31513F-HRTimelineGroup
Optiver Holding B.V.in group Optiver Holding B.V.2,370$82.6K<0.01%+2,01213F-HRTimelineGroup
CWM, LLCin group CWM, LLC2,177$76K<0.01%+2913F-HRTimelineGroup
SBI Securities Co., Ltd.1,927$67.2K<0.01%+1,26413F-HRTimeline
AMALGAMATED BANK1,897$66K<0.01%+41313F-HRTimeline
GAMMA Investing LLC1,681$58.6K<0.01%+2813F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.1,609$56.1K<0.01%-3,35613F-HRTimelineGroup
Kohmann Bosshard Financial Services, LLC1,589$55.4K<0.01%new13F-HRTimeline
COMERICA BANK1,386$48.3K<0.01%+30013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…1,200$41.8K<0.01%+75013F-HR/ATimelineGroup
Sterling Capital Management LLC1,019$35.5K<0.01%+14413F-HRTimeline
QUADRANT CAPITAL GROUP LLC990$34.5K<0.01%+2013F-HRTimeline
Allworth Financial LP769$26.8K<0.01%+73113F-HRTimeline
BNP PARIBAS ASSET MANAGEMENT Holding S.…in group BNP PARIBAS ASSET MANAGEMENT …733$26K<0.01%+27813F-HRTimelineGroup
NISA INVESTMENT ADVISORS, LLC660$23K<0.01%-30213F-HRTimeline
Farther Finance Advisors, LLC636$22.2K<0.01%+59913F-HRTimeline
MCF Advisors LLC596$20.8K<0.01%new13F-HRTimeline
SJS Investment Consulting Inc.500$17.4K<0.01%new13F-HRTimeline
EFG International AGin group EFG International AG500$17.4K<0.01%13F-HRTimelineGroup
Pinnacle Wealth Planning Services, Inc.451$15.7K<0.01%new13F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC400$13.9K<0.01%-29513F-HRTimeline
Strive Financial Group ,LLC370$12.9K0.01%13F-HR/ATimeline
Modus Advisors, LLC290$10.1K<0.01%new13F-HRTimeline
Archer Investment Corp275$9.59K<0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP217$7.57K<0.01%-113F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…199$6.94K<0.01%-113F-HR/ATimelineGroup
SIGNATUREFD, LLC146$5.09K<0.01%+2513F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\126$4.39K<0.01%013F-HRTimelineGroup
Versant Capital Management, Inc122$4.25K<0.01%-5513F-HRTimeline
ROTHSCHILD INVESTMENT LLC108$3.77K<0.01%-213F-HRTimeline
Sunbelt Securities, Inc.100$3.49K<0.01%013F-HRTimeline
LRI Investments, LLC99$3.47K<0.01%+3013F-HRTimeline
Quarry LP74$2.58K<0.01%+2613F-HRTimeline
Innovative Advisory Group, LLC74$2.58K<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…62$2.16K<0.01%013F-HRTimelineGroup
Clearstead Advisors, LLC59$2.06K<0.01%new13F-HRTimeline
Smartleaf Asset Management LLC57$2.05K<0.01%+1813F-HRTimeline
Cypress Capital Management LLC (WY)50$1.74K<0.01%013F-HRTimeline

Events

  • Yeh Shu-Hua (Joshua) sold 6,000 AAOI shares on 2026-10-05, Form 4 filed 2026-10-07. 0001683168-26-007698

    Accepted , ingested