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Disclosery

DIAX NUVEEN DOW 30SM DYNAMIC OVERWR

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SHS (common)

86 managers (87 13F filers) reported a position in DIAX shares at 2024-09-30, 11,470,216 shares in all. 7 filers opened a position and 7 filers sold out during the quarter.

Managers
86
13F filers
87
New
7
Added
27
Reduced
35
Sold out
7
Shares held by filers
11,470,216

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2024

Filers in the available 13F reports with a share position at 2024-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,634,430$24.3M<0.01%+234,06213F-HR/ATimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,155,788$17.2M<0.01%+30,85813F-HRTimelineGroup
Cornerstone Advisors, LLC811,526$12.1M0.48%+112,10013F-HRTimeline
UBS Group AGin group UBS Group AG768,713$11.4M<0.01%-25,79313F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN720,551$10.7M<0.01%-199,60813F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCgroup of 2 filers holding681,452$10.1M-5,394Timeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC602,959$8.95M0.06%+1,74213F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.596,691$8.86M<0.01%+19,52513F-HRTimelineGroup
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC482,669$7.13M0.17%+17,90913F-HRTimelineGroup
1607 Capital Partners, LLC410,462$6.1M0.56%-131,79113F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC295,503$4.39M0.08%-1,80413F-HRTimelineGroup
Saba Capital Management, L.P.in group Saba Capital Management, L.P.291,702$4.33M0.1%+193,18613F-HRTimelineGroup
Thomas J. Herzfeld Advisors, Inc.268,086$3.98M1.33%+14,85513F-HRTimeline
Advisors Asset Management, Inc.240,718$3.57M0.07%-84,46713F-HR/ATimeline
Shaker Financial Services, LLC212,033$3.21M1.21%-6,35613F-HRTimeline
LPL Financial LLC126,013$1.87M<0.01%-11,39713F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA122,975$1.83M<0.01%-8,89713F-HRTimelineGroup
MML INVESTORS SERVICES, LLC120,344$1.79M0.01%+10,53413F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…107,441$1.6M0.16%+5,35913F-HRTimelineGroup
Ionic Capital Management LLC104,333$1.55M0.93%-17,22813F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC89,275$1.33M<0.01%-89313F-HRTimelineGroup
RAYMOND JAMES & ASSOCIATES88,866$1.32M<0.01%-2,09013F-HRTimeline
Private Advisor Group, LLC88,817$1.32M0.01%-9,36713F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC87,284$1.3M0.01%-2,53413F-HRTimelineGroup
Integrated Wealth Concepts LLC76,396$1.13M0.01%+1,36013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP66,239$984K<0.01%+81013F-HRTimelineGroup
Shulman DeMeo Asset Management LLC60,613$900K0.22%-18413F-HRTimeline
Cetera Investment Advisers58,265$865K<0.01%-2,03313F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC56,959$845K<0.01%-11,96713F-HRTimelineGroup
Dynamic Advisor Solutions LLC53,066$788K0.02%+9,50313F-HRTimeline
Quantedge Capital Pte Ltd51,300$762K0.23%+19,20013F-HRTimeline
B. Riley Wealth Advisors, Inc.46,839$697K0.02%-1,38313F-HRTimeline
Formidable Asset Management, LLC45,618$677K0.11%-13,96513F-HRTimeline
Janney Montgomery Scott LLC45,305$673K<0.01%-4,16313F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.43,882$652K<0.01%+1,08313F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC43,832$651K<0.01%-3,04713F-HRTimeline
Cambridge Investment Research Advisors,…43,480$646K<0.01%-38713F-HRTimeline
D.A. DAVIDSON & CO.43,420$645K0.01%-12113F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT LLC38,050$565K0.11%013F-HRTimeline
CHOREO, LLC34,951$518K0.01%+4,48213F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV33,867$503K0.04%-1,40013F-HRTimeline
Stolper Co32,841$488K0.16%+13413F-HRTimeline
RPO LLC31,270$464K0.69%new13F-HRTimeline
Institute for Wealth Management, LLC.28,660$426K0.05%013F-HRTimeline
NewEdge Advisors, LLC27,803$413K<0.01%+1,17413F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …26,891$403K0.02%013F-HRTimelineGroup
Atria Wealth Solutions, Inc.26,493$401K<0.01%-2,45713F-HRTimeline
LANARK FINANCIAL, INC.25,497$378K0.03%-60013F-HRTimeline
WEDBUSH SECURITIES INC25,413$377K0.01%-6113F-HRTimeline
Leo Wealth, LLC23,000$342K0.03%013F-HRTimeline
Capital Investment Advisors, LLC22,457$333K0.01%new13F-HRTimeline
Logan Stone Capital, LLC22,308$331K0.08%-10,60313F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC19,933$296K<0.01%new13F-HRTimelineGroup
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC18,630$277K0.05%013F-HRTimeline
PINNACLE ASSOCIATES LTD19,417$272K<0.01%+60113F-HRTimeline
Mariner, LLCin group Mariner, LLC15,565$231K<0.01%+56813F-HRTimelineGroup
Kingsview Wealth Management, LLC14,810$220K<0.01%-1,01813F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…14,790$220K<0.01%-5,12413F-HRTimelineGroup
INTEGRATED CAPITAL MANAGEMENT, INC.14,748$219K0.17%-15313F-HRTimeline
Sheaff Brock Investment Advisors, LLC13,420$199K0.02%+513F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…11,890$177K<0.01%+1,25013F-HRTimelineGroup
9258 Wealth Management, LLC11,800$175K0.03%+6513F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC10,746$160K<0.01%-91513F-HRTimelineGroup
NWF Advisory Services Inc.10,396$154K0.02%013F-HRTimeline
PFS Partners, LLC6,972$104K0.06%+14013F-HRTimeline
Larson Financial Group LLC6,000$89.1K0.01%+4,20013F-HRTimeline
PRIVATE TRUST CO NA5,200$77.2K0.01%013F-HRTimeline
COMERICA BANK4,100$60.9K<0.01%-1,49613F-HRTimeline
LIBERTY ONE INVESTMENT MANAGEMENT, LLC3,872$57.5K0.01%-1,07513F-HRTimeline
Avior Wealth Management, LLC3,570$53K<0.01%-13313F-HRTimeline
FNY Investment Advisers, LLC2,800$41K0.02%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\2,648$39.3K<0.01%013F-HRTimelineGroup
United Community Bankin group United Community Bank2,550$37.9K0.01%013F-HRTimelineGroup
Wilmington Savings Fund Society, FSB2,500$37.1K<0.01%new13F-HRTimeline
Geneos Wealth Management Inc.2,015$29.9K<0.01%new13F-HRTimeline
Sunbelt Securities, Inc.2,000$29.7K<0.01%013F-HRTimeline
GPS Wealth Strategies Group, LLC1,856$27.6K<0.01%013F-HRTimeline
Princeton Global Asset Management LLC1,287$19.1K<0.01%new13F-HRTimeline
SOA Wealth Advisors, LLC.1,138$16.9K<0.01%+2213F-HR/ATimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…750$11.1K<0.01%013F-HRTimelineGroup
Coppell Advisory Solutions LLC335$4.95K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC250$4K<0.01%013F-HRTimelineGroup
Farther Finance Advisors, LLC111$1.65K<0.01%013F-HRTimeline
WOLFF WIESE MAGANA LLC88$1.31K<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.
INTERNATIONAL ASSETS INVESTMENT MANAGEM…683$46+63713F-HRTimelineValue about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.