Skip to content
Disclosery

DIAX NUVEEN DOW 30SM DYNAMIC OVERWR

Follow

SHS (common)

105 managers (105 13F filers) reported a position in DIAX shares at 2025-06-30, 11,833,348 shares in all. 10 filers opened a position and 6 filers sold out during the quarter.

Managers
105
13F filers
105
New
10
Added
26
Reduced
40
Sold out
6
Shares held by filers
11,833,348

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,832,235$26.3M<0.01%-58,33113F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,098,923$15.8M<0.01%-170,48813F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC732,417$10.5M<0.01%-18,93613F-HRTimelineGroup
Saba Capital Management, L.P.in group Saba Capital Management, L.P.712,188$10.2M0.28%+421,08613F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC595,485$8.54M0.07%+20,84713F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.585,307$8.39M<0.01%-10,80113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN565,737$8.11M<0.01%-143,42013F-HRTimelineGroup
Cornerstone Advisors, LLC472,330$6.77M0.23%+7,63313F-HRTimeline
Shaker Financial Services, LLC459,536$6.73M2.44%+189,38913F-HRTimeline
UBS Group AGin group UBS Group AG445,173$6.38M<0.01%-51,19113F-HRTimelineGroup
Capital Investment Advisors, LLC390,082$5.59M0.1%-14,64513F-HR/ATimeline
Allspring Global Investments Holdings, …in group Allspring Global Investments …353,986$5.08M0.01%+341,58713F-HRTimelineGroup
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC350,287$4.98M0.12%-48,56213F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC249,718$3.58M0.06%+26,34513F-HRTimelineGroup
Thomas J. Herzfeld Advisors, Inc.244,209$3.5M1.25%-41,32713F-HRTimeline
LPL Financial LLC196,371$2.82M<0.01%+56,81413F-HRTimeline
Advisors Asset Management, Inc.161,386$2.31M0.04%-1,21313F-HR/ATimeline
1607 Capital Partners, LLC159,611$2.29M0.19%-18,69513F-HRTimeline
MML INVESTORS SERVICES, LLC116,475$1.67M<0.01%-6,88013F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC100,592$1.44M<0.01%+13,57313F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA99,210$1.42M<0.01%-18,16613F-HR/ATimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.94,562$1.36M<0.01%+17,44513F-HR/ATimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC88,666$1.27M<0.01%-2,92613F-HRTimelineGroup
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC85,442$1.23M0.01%new13F-HRTimelineGroup
LANARK FINANCIAL, INC.78,244$1.12M0.09%+5,67013F-HRTimeline
Private Advisor Group, LLC78,086$1.12M0.01%-1,82913F-HRTimeline
Ionic Capital Management LLC72,407$1.04M1.16%013F-HRTimeline
Integrated Wealth Concepts LLC67,692$971K0.01%-52913F-HRTimeline
Cetera Investment Advisers61,078$876K<0.01%+5,38913F-HRTimeline
&PARTNERS59,958$860K0.01%+30,95713F-HRTimeline
Shulman DeMeo Asset Management LLC59,944$860K0.21%-7813F-HRTimeline
NewEdge Advisors, LLC50,625$726K<0.01%+18,40213F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC48,459$695K0.12%+10,88713F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP47,949$688K<0.01%-16,86513F-HRTimelineGroup
Janney Montgomery Scott LLC46,879$672K<0.01%-1,92713F-HRTimeline
Formidable Asset Management, LLC42,422$615K0.1%013F-HRTimeline
D.A. DAVIDSON & CO.42,414$608K<0.01%-37013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC41,676$598K<0.01%-10013F-HRTimeline
CHOREO, LLC38,862$569K0.01%-1,27213F-HRTimeline
Dynamic Advisor Solutions LLC39,275$563K0.02%-5,73813F-HRTimeline
RPO LLC39,270$563K1.31%013F-HRTimeline
Cambridge Investment Research Advisors,…37,497$538K<0.01%-23,96313F-HRTimeline
READYSTATE ASSET MANAGEMENT LP37,514$538K0.02%-24,11213F-HRTimeline
Quantedge Capital Pte Ltd36,100$518K0.47%+2,00013F-HRTimeline
Stolper Co35,524$509K0.17%+2,58813F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT LLC32,300$463K0.08%-50013F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV30,249$434K0.03%-3,61813F-HRTimeline
B. Riley Wealth Advisors, Inc.28,414$407K0.02%-9,63713F-HRTimeline
Institute for Wealth Management, LLC.28,315$406K0.05%013F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …26,241$377K0.01%013F-HRTimelineGroup
WEDBUSH SECURITIES INC25,681$368K0.01%+13113F-HRTimeline
Leo Wealth, LLC23,000$330K0.03%013F-HRTimeline
Mariner, LLCin group Mariner, LLC21,078$302K<0.01%-17,49713F-HRTimelineGroup
SAGESPRING WEALTH PARTNERS, LLC20,963$301K0.01%-1,62313F-HRTimeline
Summit Financial, LLC19,000$278K0.01%new13F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC18,436$270K<0.01%new13F-HRTimelineGroup
Morey & Quinn Wealth Partners, LLC16,676$239K0.19%-77913F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC15,979$229K<0.01%-1,39013F-HRTimelineGroup
HighTower Advisors, LLC15,971$229K<0.01%new13F-HRTimeline
PINNACLE ASSOCIATES LTD15,016$215K<0.01%-1,00013F-HRTimeline
INTEGRATED CAPITAL MANAGEMENT, INC.14,528$208K0.16%+46713F-HRTimeline
ACCREDITED INVESTOR SERVICES, LLC14,479$208K0.16%-18513F-HRTimeline
Kingsview Wealth Management, LLC14,473$208K<0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…14,341$206K<0.01%+1,58213F-HRTimelineGroup
Waverly Advisors, LLC13,867$199K<0.01%-33113F-HRTimeline
Allworth Financial LP13,432$193K<0.01%new13F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC13,327$191K<0.01%+61313F-HRTimelineGroup
Kapstone Financial Advisors LLC12,665$182K0.09%new13F-HRTimeline
PKS Advisory Services, LLC12,387$178K0.05%-2513F-HRTimeline
Geneos Wealth Management Inc.12,109$174K<0.01%-15,14513F-HRTimeline
Merit Financial Group, LLC11,900$171K<0.01%+1,25913F-HRTimeline
VISTA INVESTMENT PARTNERS II, LLC10,800$155K0.07%013F-HRTimeline
World Investment Advisors10,500$151K<0.01%-1,00013F-HRTimeline
Wealth Preservation Advisors, LLC8,190$117K0.07%013F-HRTimeline
PFS Partners, LLC7,401$106K0.05%+15213F-HRTimeline
Fortitude Family Office, LLC6,060$86.9K0.03%new13F-HRTimeline
Larson Financial Group LLC6,000$86K<0.01%013F-HRTimeline
PRIVATE TRUST CO NA5,200$74.6K0.01%013F-HRTimeline
EASTERN BANK5,038$72.2K<0.01%013F-HRTimeline
COMERICA BANK4,398$63.1K<0.01%-1,57513F-HRTimeline
TD PRIVATE CLIENT WEALTH LLC3,540$50.8K<0.01%013F-HRTimeline
Elequin Capital, LP2,857$41K0.01%+1,96213F-HRTimeline
Marshall & Sterling Wealth Advisors Inc.2,837$40.7K0.03%013F-HRTimeline
FNY Investment Advisers, LLC2,800$40K0.02%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\2,648$38K<0.01%013F-HRTimelineGroup
United Community Bankin group United Community Bank2,550$36.6K0.01%013F-HRTimelineGroup
Wilmington Savings Fund Society, FSB2,500$35.9K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.2,000$30.1K<0.01%013F-HRTimeline
CENTRAL TRUST Co2,000$28.7K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…1,800$25.8K<0.01%013F-HRTimeline
SOA Wealth Advisors, LLC.1,208$17.3K<0.01%+2513F-HRTimeline
Costello Asset Management, INC1,104$15.8K0.01%+2213F-HRTimeline
WPG Advisers, LLC1,008$14.5K0.01%-54513F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…805$11.5K<0.01%new13F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…750$10.8K<0.01%013F-HRTimelineGroup
Smallwood Wealth Investment Management,…662$9.5K0.01%+1113F-HRTimeline
GPS Wealth Strategies Group, LLC550$7.89K<0.01%013F-HRTimeline
NFSG Corp500$7.17K<0.01%new13F-HRTimeline
Iron Horse Wealth Management, LLC311$4.46K<0.01%013F-HRTimeline
Fourth Dimension Wealth, LLC277$3.97K<0.01%013F-HRTimeline
MAI Capital Management200$2.87K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC111$1.59K<0.01%013F-HRTimeline
N.E.W. Advisory Services LLC78$1.12K<0.01%013F-HRTimeline
GAMMA Investing LLC35$502<0.01%new13F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.