Skip to content
Disclosery

DIAX NUVEEN DOW 30SM DYNAMIC OVERWR

Follow

SHS (common)

91 managers (91 13F filers) reported a position in DIAX shares at 2024-12-31, 11,605,363 shares in all. 7 filers opened a position and 8 filers sold out during the quarter.

Managers
91
13F filers
91
New
7
Added
26
Reduced
36
Sold out
8
Shares held by filers
11,605,363

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,883,369$28.4M<0.01%+248,93913F-HR/ATimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,229,212$18.5M<0.01%+73,42413F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN755,362$11.4M<0.01%+34,81113F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC745,243$11.2M<0.01%13F-HR/ATimelineGroup
UBS Group AGin group UBS Group AG736,685$11.1M<0.01%-32,02813F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC633,763$9.54M0.08%+30,80413F-HRTimelineGroup
Cornerstone Advisors, LLC592,100$8.92M0.36%-219,42613F-HRTimeline
Invesco Ltd.in group Invesco Ltd.579,421$8.73M<0.01%-17,27013F-HRTimelineGroup
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC434,950$6.55M0.16%-47,71913F-HRTimelineGroup
Capital Investment Advisors, LLC382,739$5.76M0.12%+360,28213F-HRTimeline
Saba Capital Management, L.P.in group Saba Capital Management, L.P.291,102$4.38M0.11%-60013F-HRTimelineGroup
1607 Capital Partners, LLC289,771$4.36M0.35%-120,69113F-HRTimeline
Thomas J. Herzfeld Advisors, Inc.279,234$4.21M1.35%+11,14813F-HRTimeline
Advisors Asset Management, Inc.230,968$3.48M0.06%-9,75013F-HR/ATimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC155,325$2.34M0.04%-140,17813F-HRTimelineGroup
Independent Advisor Alliance136,817$2.06M0.03%new13F-HRTimeline
LPL Financial LLC125,559$1.89M<0.01%-45413F-HRTimeline
MML INVESTORS SERVICES, LLC118,872$1.79M0.01%-1,47213F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA117,807$1.77M<0.01%-5,16813F-HRTimelineGroup
Shaker Financial Services, LLC96,529$1.45M0.56%-115,50413F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC91,777$1.38M0.01%+4,49313F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC88,125$1.33M<0.01%-1,15013F-HRTimelineGroup
Private Advisor Group, LLC85,412$1.29M0.01%-3,40513F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC77,496$1.17M<0.01%+20,53713F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.76,635$1.15M<0.01%+32,75313F-HR/ATimelineGroup
Integrated Wealth Concepts LLC72,671$1.09M0.01%-3,72513F-HRTimeline
Ionic Capital Management LLC72,407$1.09M1.07%-31,92613F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP65,705$990K<0.01%-53413F-HRTimelineGroup
Cetera Investment Advisers64,882$977K<0.01%+6,61713F-HRTimeline
Shulman DeMeo Asset Management LLC60,484$911K0.25%-12913F-HRTimeline
Dynamic Advisor Solutions LLC50,498$760K0.03%-2,56813F-HRTimeline
Cambridge Investment Research Advisors,…48,382$729K<0.01%+4,90213F-HRTimeline
Formidable Asset Management, LLC45,631$687K0.11%+1313F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC44,875$676K<0.01%+1,04313F-HRTimeline
Janney Montgomery Scott LLC44,243$666K<0.01%-1,06213F-HRTimeline
B. Riley Wealth Advisors, Inc.44,097$664K0.02%-2,74213F-HRTimeline
D.A. DAVIDSON & CO.42,922$646K0.01%-49813F-HRTimeline
CHOREO, LLC40,512$612K0.01%+5,56113F-HRTimeline
RPO LLC39,270$591K0.77%+8,00013F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT LLC37,300$562K0.11%-75013F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…35,470$534K0.06%-71,97113F-HRTimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV33,867$510K0.04%013F-HRTimeline
Stolper Co32,541$490K0.16%-30013F-HRTimeline
Quantedge Capital Pte Ltd32,500$489K0.18%-18,80013F-HRTimeline
Institute for Wealth Management, LLC.28,315$426K0.05%-34513F-HRTimeline
NewEdge Advisors, LLC27,787$418K<0.01%-1613F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …26,241$390K0.02%-65013F-HRTimelineGroup
WEDBUSH SECURITIES INC25,150$379K0.01%-26313F-HRTimeline
SAGESPRING WEALTH PARTNERS, LLC25,061$377K0.01%13F-HRTimeline
Atria Wealth Solutions, Inc.24,027$362K<0.01%-2,46613F-HRTimeline
Leo Wealth, LLC23,000$346K0.03%013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC21,752$328K0.06%+3,12213F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC20,329$306K<0.01%+9,58313F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC19,916$300K<0.01%+4,35113F-HRTimelineGroup
Calamos Advisors LLCin group Calamos Advisors LLC18,064$272K<0.01%-1,86913F-HRTimelineGroup
Morey & Quinn Wealth Partners, LLC17,723$267K0.23%13F-HRTimeline
INTEGRATED CAPITAL MANAGEMENT, INC.15,059$227K0.18%+31113F-HRTimeline
PINNACLE ASSOCIATES LTD15,016$226K<0.01%-4,40113F-HRTimeline
Kingsview Wealth Management, LLC14,810$223K<0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…14,476$218K<0.01%-31413F-HRTimelineGroup
Waverly Advisors, LLC14,192$214K<0.01%new13F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…13,640$205K<0.01%+1,75013F-HRTimelineGroup
Sheaff Brock Investment Advisors, LLC13,423$202K0.02%+313F-HRTimeline
PKS Advisory Services, LLC12,712$191K0.05%13F-HRTimeline
World Investment Advisors11,500$173K<0.01%new13F-HRTimeline
VISTA INVESTMENT PARTNERS II, LLC10,800$163K0.1%13F-HRTimeline
PFS Partners, LLC7,249$109K0.06%+27713F-HRTimeline
Larson Financial Group LLC6,000$90.4K<0.01%013F-HRTimeline
PRIVATE TRUST CO NA5,200$78.3K0.01%013F-HRTimeline
COMERICA BANK4,845$73K<0.01%+74513F-HR/ATimeline
Avior Wealth Management, LLC3,570$53.8K<0.01%013F-HRTimeline
Marshall & Sterling Wealth Advisors Inc.2,837$42.7K0.03%13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\2,648$39.9K<0.01%013F-HRTimelineGroup
WPG Advisers, LLC2,609$39.3K0.04%13F-HRTimeline
United Community Bankin group United Community Bank2,550$38.4K0.01%013F-HRTimelineGroup
Geneos Wealth Management Inc.2,529$38.1K<0.01%+51413F-HRTimeline
Wilmington Savings Fund Society, FSB2,500$37.6K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.2,000$30.2K<0.01%013F-HRTimeline
SOA Wealth Advisors, LLC.1,183$17.8K<0.01%+4513F-HR/ATimeline
Steward Partners Investment Advisory, L…1,000$15.1K<0.01%new13F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…750$11.3K<0.01%013F-HRTimelineGroup
Coppell Advisory Solutions LLC550$8.31K<0.01%+21513F-HRTimeline
GPS Wealth Strategies Group, LLC550$8.28K<0.01%-1,30613F-HRTimeline
Transce3nd, LLC339$5.11K<0.01%13F-HRTimeline
MassMutual Private Wealth & Trust, FSB312$4.7K<0.01%new13F-HRTimeline
Fourth Dimension Wealth, LLC277$4.17K<0.01%13F-HRTimeline
MAI Capital Management200$3.01K<0.01%new13F-HRTimeline
Farther Finance Advisors, LLC111$1.67K<0.01%013F-HRTimeline
LANARK FINANCIAL, INC.25$3850.04%-25,47213F-HRTimeline
RE Dickinson Investment Advisors, LLC6$1<0.01%new13F-HR/ATimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.