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Disclosery

DIAX NUVEEN DOW 30SM DYNAMIC OVERWR

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SHS (common)

109 managers (109 13F filers) reported a position in DIAX shares at 2025-09-30, 11,972,376 shares in all. 10 filers opened a position and 6 filers sold out during the quarter.

Managers
109
13F filers
109
New
10
Added
25
Reduced
40
Sold out
6
Shares held by filers
11,972,376

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,809,422$26.9M<0.01%-22,81313F-HR/ATimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,106,449$16.5M<0.01%+7,52613F-HR/ATimelineGroup
Saba Capital Management, L.P.in group Saba Capital Management, L.P.1,034,426$15.4M0.51%+322,23813F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC731,263$10.9M<0.01%-1,15413F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN616,580$9.18M<0.01%+50,84313F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.581,790$8.66M<0.01%-3,51713F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC530,137$7.89M0.06%-65,34813F-HRTimelineGroup
Allspring Global Investments Holdings, …in group Allspring Global Investments …527,485$7.85M0.01%+173,49913F-HRTimelineGroup
UBS Group AGin group UBS Group AG428,921$6.39M<0.01%-16,25213F-HRTimelineGroup
Cornerstone Advisors, LLC373,933$5.57M0.18%-98,39713F-HRTimeline
Capital Investment Advisors, LLC361,745$5.39M0.09%-28,33713F-HRTimeline
Shaker Financial Services, LLC324,768$4.94M1.69%-134,76813F-HRTimeline
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC274,485$4.05M0.1%-75,80213F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC246,737$3.67M0.05%-2,98113F-HRTimelineGroup
LPL Financial LLC213,080$3.17M<0.01%+16,70913F-HRTimeline
Thomas J. Herzfeld Advisors, Inc.180,969$2.69M0.92%-63,24013F-HRTimeline
1607 Capital Partners, LLC151,311$2.25M0.17%-8,30013F-HRTimeline
MML INVESTORS SERVICES, LLC126,346$1.88M0.01%+9,87113F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC105,941$1.58M0.09%new13F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC101,102$1.51M<0.01%+51013F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA93,615$1.39M<0.01%-5,59513F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.93,509$1.38M<0.01%-1,05313F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC89,928$1.34M<0.01%+1,26213F-HRTimelineGroup
LANARK FINANCIAL, INC.85,323$1.27M0.1%+7,07913F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC84,844$1.26M0.01%-59813F-HRTimelineGroup
Ionic Capital Management LLC72,407$1.08M1.2%013F-HRTimeline
Private Advisor Group, LLC69,050$1.03M0.01%-9,03613F-HRTimeline
Integrated Wealth Concepts LLC67,302$1M0.01%-39013F-HRTimeline
Advisors Asset Management, Inc.65,448$975K0.02%-95,93813F-HR/ATimeline
Cetera Investment Advisers63,531$946K<0.01%+2,45313F-HRTimeline
Shulman DeMeo Asset Management LLC59,944$893K0.21%013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC59,286$883K0.13%+10,82713F-HRTimeline
&PARTNERS55,948$833K0.01%-4,01013F-HRTimeline
NewEdge Advisors, LLC51,588$768K<0.01%+96313F-HRTimeline
Janney Montgomery Scott LLC48,065$716K<0.01%+1,18613F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP47,102$701K<0.01%-84713F-HRTimelineGroup
PMG Family Office LLC45,833$696K0.78%13F-HRTimeline
D.A. DAVIDSON & CO.41,459$617K<0.01%-95513F-HRTimeline
Formidable Asset Management, LLC41,303$592K0.09%-1,11913F-HRTimeline
RPO LLC39,270$585K0.74%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC39,246$584K<0.01%-2,43013F-HRTimeline
Dynamic Advisor Solutions LLC39,025$581K0.02%-25013F-HRTimeline
CHOREO, LLC37,688$573K0.01%-1,17413F-HRTimeline
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC37,293$555K0.11%new13F-HRTimeline
Stolper Co35,452$528K0.16%-7213F-HR/ATimeline
Wela Strategies, Inc.33,891$505K0.19%new13F-HRTimeline
Cambridge Investment Research Advisors,…33,026$492K<0.01%-4,47113F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT, LLC.31,950$476K0.08%13F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV30,249$450K0.03%013F-HRTimeline
Institute for Wealth Management, LLC.28,315$422K0.04%013F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …26,241$389K0.01%013F-HRTimelineGroup
WEDBUSH SECURITIES INC25,592$381K0.01%-8913F-HRTimeline
Leo Wealth, LLC23,000$342K0.04%013F-HRTimeline
SAGESPRING WEALTH PARTNERS, LLC22,325$332K0.01%+1,36213F-HRTimeline
Summit Financial, LLC20,408$304K<0.01%+1,40813F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC19,454$290K<0.01%+3,47513F-HRTimelineGroup
Lido Advisors, LLCin group Lido Advisors, LLC18,825$286K<0.01%+38913F-HRTimelineGroup
Quantedge Capital Pte Ltd18,700$278K0.15%-17,40013F-HRTimeline
Morey & Quinn Wealth Partners, LLC16,676$248K0.18%013F-HRTimeline
INTEGRATED CAPITAL MANAGEMENT, INC.16,572$247K0.17%+2,04413F-HRTimeline
Mariner, LLCin group Mariner, LLC16,204$241K<0.01%-4,87413F-HRTimelineGroup
B. Riley Wealth Advisors, Inc.15,993$238K0.01%-12,42113F-HRTimeline
HighTower Advisors, LLC15,889$237K<0.01%-8213F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…15,490$231K<0.01%new13F-HRTimelineGroup
PINNACLE ASSOCIATES LTD15,016$224K<0.01%013F-HRTimeline
ACCREDITED INVESTOR SERVICES, LLC14,354$214K0.15%-12513F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…14,305$213K<0.01%-3613F-HRTimelineGroup
Kingsview Wealth Management, LLC14,184$211K<0.01%-28913F-HRTimeline
Kapstone Financial Advisors LLC14,065$209K0.1%+1,40013F-HRTimeline
UHLMANN PRICE SECURITIES, LLC13,781$205K0.13%new13F-HRTimeline
Waverly Advisors, LLC13,478$201K<0.01%-38913F-HRTimeline
Allworth Financial LP13,432$200K<0.01%013F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC12,318$183K<0.01%-1,00913F-HRTimelineGroup
HUB Investment Partners, LLC12,096$180K0.01%new13F-HRTimeline
PKS Advisory Services, LLC11,858$177K0.04%-52913F-HRTimeline
Merit Financial Group, LLC11,776$175K<0.01%-12413F-HR/ATimeline
VISTA INVESTMENT PARTNERS II, LLC10,800$161K0.08%013F-HRTimeline
World Investment Advisors10,500$156K<0.01%013F-HRTimeline
Wealth Preservation Advisors, LLC8,190$122K0.07%013F-HRTimeline
PFS Partners, LLC7,557$113K0.05%+15613F-HRTimeline
Larson Financial Group LLC6,000$89.3K<0.01%013F-HRTimeline
PRIVATE TRUST CO NA5,200$77.4K0.01%013F-HRTimeline
EASTERN BANK5,038$75K<0.01%013F-HRTimeline
COMERICA BANK4,391$65.4K<0.01%-713F-HRTimeline
TD PRIVATE CLIENT WEALTH LLC3,540$52.7K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC3,278$48.8K<0.01%+3,16713F-HRTimeline
Marshall & Sterling Wealth Advisors Inc.2,837$42.2K0.03%013F-HRTimeline
Advisory Services Network, LLC2,797$41.6K<0.01%new13F-HRTimeline
FNY Investment Advisers, LLC2,800$41K0.01%013F-HRTimeline
United Community Bankin group United Community Bank2,550$38K0.01%013F-HRTimelineGroup
KERR FINANCIAL PLANNING Corp2,419$35.8K0.05%13F-HR/ATimeline
CENTRAL TRUST Co2,000$29.8K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.2,000$29.8K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…1,800$26.8K<0.01%013F-HRTimeline
SOA Wealth Advisors, LLC.1,233$18.4K<0.01%+2513F-HRTimeline
Costello Asset Management, INC1,126$16.8K0.01%+2213F-HRTimeline
WPG Advisers, LLC1,017$15.1K0.01%+913F-HRTimeline
Kilter Group LLC882$13.1K0.01%new13F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…805$12K<0.01%013F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…750$11.2K<0.01%013F-HRTimelineGroup
Smallwood Wealth Investment Management,…672$10K0.01%+1013F-HRTimeline
GPS Wealth Strategies Group, LLC550$8.19K<0.01%013F-HRTimeline
NFSG Corp500$7.45K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO403$6K<0.01%new13F-HR/ATimelineGroup
GoalVest Advisory LLC339$5.05K<0.01%new13F-HRTimeline
Fourth Dimension Wealth, LLC277$4.12K<0.01%013F-HRTimeline
MAI Capital Management200$2.98K<0.01%013F-HRTimeline
N.E.W. Advisory Services LLC78$1.16K<0.01%013F-HRTimeline
GAMMA Investing LLC35$521<0.01%013F-HRTimeline