13F-HR filed by Saba Capital Management, L.P.
Saba Capital Management, L.P. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 358 holding rows worth $4,797,987,732.
- Accession
- 0001062993-24-019064
- Filer
- CIK 1510281
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 358 entries on the cover page, a total value of $4,797,987,732 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,797,987,732 with VALUE read as dollars as filed, 13F file number 028-14282. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 28,552,727 | $506,525,377 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 55,794,604 | $421,249,260 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 20,661,390 | $327,276,418 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 16,114,773 | $265,088,016 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 6,274,923 | $148,025,434 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 6,422,698 | $138,473,369 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,295,332 | $129,470,867 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 6,703,610 | $128,709,312 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,202,300 | $125,913,852 | dollars as filed | put |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 7,388,560 | $96,346,822 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 5,730,279 | $85,438,460 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 6,618,659 | $84,917,395 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 5,979,598 | $77,973,958 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 3,253,837 | $67,614,733 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,888,924 | $67,080,815 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 5,170,599 | $65,252,959 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 6,220,340 | $63,882,892 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 5,239,568 | $63,346,377 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 4,534,634 | $59,947,861 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 2,957,749 | $59,776,107 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 2,649,900 | $59,596,251 | dollars as filed | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 6,193,028 | $56,356,555 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,026,668 | $55,039,671 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,871,962 | $53,475,932 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 3,429,991 | $51,724,264 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 3,423,331 | $40,566,472 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 3,149,020 | $37,158,436 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 3,613,114 | $34,685,894 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,856,097 | $33,958,993 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 2,883,105 | $32,607,918 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 2,757,658 | $31,795,797 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 3,057,430 | $30,452,003 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 3,114,325 | $30,053,236 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,285,719 | $29,045,756 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 4,435,947 | $28,878,015 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,987,836 | $28,683,226 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 3,340,582 | $28,428,353 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,218,894 | $27,736,175 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,306,884 | $26,575,304 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,301,661 | $25,571,454 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,404,317 | $25,389,588 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,456,292 | $25,201,556 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 4,011,267 | $24,990,193 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 515,767 | $24,514,406 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 2,195,499 | $24,150,489 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,123,903 | $23,702,757 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,266,176 | $22,968,433 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 1,832,554 | $22,723,670 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,013,468 | $22,671,650 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,228,202 | $22,460,276 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,154,147 | $21,998,042 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,913,913 | $20,631,982 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,650,924 | $20,504,476 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 2,486,811 | $20,391,850 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 675,703 | $20,325,146 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,846,899 | $20,223,544 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 552,400 | $19,516,292 | dollars as filed | put |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 479,438 | $18,817,942 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,183,000 | $18,442,970 | dollars as filed | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,663,043 | $18,110,538 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 1,341,457 | $17,506,014 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 1,598,145 | $16,285,098 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,176,783 | $16,121,927 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,297,112 | $15,811,795 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 1,003,080 | $15,736,319 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,866,253 | $15,545,887 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 1,738,401 | $15,071,937 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,381,225 | $14,972,479 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 835,447 | $14,887,666 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,300,332 | $13,809,526 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,694,591 | $13,580,739 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 427,117 | $13,458,457 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,342,866 | $12,768,620 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 1,135,060 | $12,667,270 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,403,987 | $12,621,843 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 1,920,910 | $12,255,406 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 773,200 | $12,131,508 | dollars as filed | put |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 616,954 | $11,685,109 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 818,168 | $11,323,445 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,821,296 | $11,299,290 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 989,356 | $10,882,916 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 256,005 | $10,803,411 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,826,812 | $10,723,386 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,800,112 | $10,440,650 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 938,201 | $10,038,751 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,871,553 | $9,376,481 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 1,257,479 | $9,192,171 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 83,419 | $8,783,187 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 713,150 | $8,650,510 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 715,874 | $8,597,647 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 782,745 | $8,508,438 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 382,344 | $8,266,277 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,264,741 | $7,942,573 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 888,488 | $7,934,198 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 181,093 | $7,642,106 | dollars as filed | |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 350,000 | $7,458,500 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 533,536 | $7,293,437 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,170,484 | $6,648,349 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 759,815 | $6,542,007 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 169,805 | $6,393,837 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 715,422 | $5,430,053 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 5,000,000 | $5,388,500 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043100 | COM | 100,000 | $5,276,000 | dollars as filed | put |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 918,314 | $5,252,756 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 449,507 | $5,022,342 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 374,311 | $4,809,896 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 446,088 | $4,768,681 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 799,369 | $4,560,400 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 291,702 | $4,331,775 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 680,687 | $4,254,294 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 684,978 | $4,246,864 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 253,115 | $4,244,739 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 6,851,010 | $4,179,801 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 872,717 | $4,171,587 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 611,500 | $4,145,970 | dollars as filed | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 265,740 | $4,142,887 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 227,726 | $4,124,118 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 2,249,600 | $3,869,312 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 643,370 | $3,789,449 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 28,000 | $3,774,680 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 276,684 | $3,143,130 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 451,157 | $3,130,669 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 272,754 | $3,106,668 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 274,721 | $3,065,886 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 79,090 | $3,045,756 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 747,940 | $3,044,116 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 40,000 | $3,006,400 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 131,722 | $2,962,428 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 475,418 | $2,904,804 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 251,233 | $2,823,859 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 26,274 | $2,788,197 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 321,162 | $2,656,010 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 2,500,000 | $2,622,250 | dollars as filed | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 676,427 | $2,604,244 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 119,328 | $2,434,291 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 261,182 | $2,337,579 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 212,009 | $2,325,739 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 1,191,112 | $2,275,024 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 102,291 | $2,263,700 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 427,286 | $2,170,613 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 187,824 | $2,097,994 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 179,698 | $2,082,700 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 11,392,000 | $1,926,023 | dollars as filed | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 34,616 | $1,758,147 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 2,000,000 | $1,744,842 | dollars as filed | principal |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 35,254 | $1,548,708 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 88,500 | $1,488,570 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 388,526 | $1,425,890 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 28,600 | $1,282,424 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 34,955 | $1,237,407 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 75,048 | $1,178,254 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,226 | $1,088,483 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 118,600 | $1,087,562 | dollars as filed | |
| FIRSTENERGY CORP | 337932AR8 | NOTE 4.000% 5/0 | 1,000,000 | $1,049,710 | dollars as filed | principal |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 125,453 | $1,028,715 | dollars as filed | |
| CSG SYS INTL INC | 126349AH2 | NOTE 3.875% 9/1 | 1,000,000 | $1,003,331 | dollars as filed | principal |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 151,033 | $951,508 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 70,728 | $811,250 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 115,878 | $688,315 | dollars as filed | |
| Bloom Energy Corp | 093712AK3 | Bond | 750,000 | $686,820 | dollars as filed | principal |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 86,663 | $683,771 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 40,598 | $682,858 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 44,869 | $607,526 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 60,395 | $573,753 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 757,621 | $549,275 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,816 | $509,423 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 47,241 | $453,986 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 77,554 | $437,017 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 143,089 | $379,186 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 41,984 | $363,162 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 19,528 | $329,633 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 84,651 | $310,246 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,000 | $286,500 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 1,406,864 | $281,302 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M113 | W EXP 10/31/2028 | 192,334 | $274,076 | dollars as filed | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 440,933 | $273,378 | dollars as filed | |
| NIO INC | 62914VAJ5 | NOTE 3.875%10/1 | 250,000 | $233,396 | dollars as filed | principal |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 36,830 | $232,029 | dollars as filed | |
| NIO INC | 62914VAK2 | NOTE 4.625%10/1 | 250,000 | $223,563 | dollars as filed | principal |
| FALCONS BEYOND GLOBAL INC | 306121112 | WTS | 194,630 | $210,200 | dollars as filed | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 52,069 | $196,300 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 75,759 | $165,533 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 23,698 | $162,331 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 949,800 | $161,371 | dollars as filed | |
| Bitfufu Inc W Exp 03/01/202 | G1152A120 | SPAC Combination | 419,931 | $159,889 | dollars as filed | |
| CRITICAL METALS CORP | G2662B111 | WTS | 617,000 | $148,080 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 414,778 | $145,152 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 924,997 | $144,577 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 724,897 | $144,073 | dollars as filed | |
| QT IMAGING HLDGS INC | 746962109 | COM | 198,266 | $140,630 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160119 | *W EXP 03/15/202 | 322,395 | $135,406 | dollars as filed | |
| Bitcoin Depot Inc | 09174P105 | Common Stock | 63,930 | $101,009 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 1,863,557 | $92,991 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 710,648 | $92,455 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415117 | RIGHT 12/22/2026 | 600,000 | $87,000 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 800,000 | $80,240 | dollars as filed | |
| UNITED HOMES GROUP INC | 91060H116 | *W EXP 03/30/202 | 78,976 | $78,952 | dollars as filed | |
| FLYEXCLUSIVE INC | 343928115 | *W EXP 99/99/999 | 230,500 | $76,757 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 854,745 | $75,047 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 2,475,000 | $74,374 | dollars as filed | |
| BENSON HILL INC | 082490202 | COM NEW | 10,309 | $74,225 | dollars as filed | |
| Agriculture & Nat Sol Acq Co W Exp 10/01/202 | G0131Y118 | SPACS Warrant | 249,200 | $69,651 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 524,998 | $62,737 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 1,179,462 | $60,271 | dollars as filed | |
| FOXX DEV HLDGS INC | 351665112 | *W EXP 09/26/202 | 249,998 | $57,750 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 304,759 | $51,809 | dollars as filed | |
| Libity | G49219127 | Warrant | 724,998 | $50,714 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 500,000 | $50,300 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 675,000 | $49,646 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 575,000 | $48,875 | dollars as filed | |
| GABELLI UTIL TR | 36240A184 | RIGHT 10/21/2024 | 1,918,007 | $46,512 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 214,885 | $45,137 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 541,499 | $45,026 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 497,412 | $44,817 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 993,852 | $44,525 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 35,416 | $44,093 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 175,000 | $43,750 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 605,898 | $42,110 | dollars as filed | |
| VAST RENEWABLES LIMITED | Q9379E113 | *W EXP 07/01/202 | 704,071 | $41,822 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 983,603 | $41,606 | dollars as filed | |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 292,330 | $40,897 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 905,624 | $40,889 | dollars as filed | |
| DIH HLDG US INC | 23290B114 | *W EXP 04/20/202 | 945,000 | $40,163 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 899,999 | $40,050 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 726,030 | $36,773 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 162,020 | $35,644 | dollars as filed | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 350,000 | $35,368 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 466,665 | $35,047 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 1,023,684 | $34,959 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 997,048 | $34,199 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 1,483,870 | $33,981 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 500,000 | $33,750 | dollars as filed | |
| RF ACQUISITION CORP | 74954L120 | RIGHT 05/01/2028 | 275,000 | $33,028 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 600,000 | $31,650 | dollars as filed | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 149,180 | $31,015 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 94,264 | $30,815 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 926,848 | $30,123 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 200,000 | $29,750 | dollars as filed | |
| PATRIA LATIN AMERICAN-CW27 | G69454117 | COM | 724,998 | $29,689 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 250,000 | $29,275 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 1,142,325 | $28,844 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 221,574 | $28,805 | dollars as filed | |
| Yotta Acquisition Corp | 98741Y111 | Warrant | 800,012 | $28,160 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 194,748 | $27,849 | dollars as filed | |
| GREENLAND MINES LTD | 49876K111 | *W EXP 06/21/202 | 694,779 | $27,791 | dollars as filed | |
| SYNTEC OPTICS HLDGS INC | 87169M113 | *W EXP 99/99/999 | 382,000 | $27,695 | dollars as filed | |
| CAPTIVISION INC-28 | G18932114 | Stock Warrant | 649,998 | $27,657 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940116 | *W EXP 12/21/202 | 122,430 | $27,547 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 656,248 | $27,234 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 484,298 | $24,360 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 270,751 | $24,341 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 174,998 | $23,721 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 95,613 | $23,186 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 100,000 | $22,500 | dollars as filed | |
| Gp-Act Iii Acquisition Corp W Exp 05/13/202 | G4035N129 | SPACS Warrant | 193,229 | $22,221 | dollars as filed | |
| WALDENCAST PLC | G9503X111 | *W EXP 07/27/202 | 99,998 | $20,845 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 410,000 | $20,500 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 736,199 | $20,098 | dollars as filed | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 180,071 | $20,087 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 298,716 | $19,431 | dollars as filed | |
| ZOOMCAR HOLDINGS INC | 45784g119 | WT | 1,123,291 | $19,321 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 155,950 | $18,698 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 588,387 | $18,417 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 624,379 | $17,670 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 675,000 | $16,841 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 594,748 | $16,356 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 650,003 | $16,055 | dollars as filed | |
| Gogoro Inc W Exp 04/04/202 | G9491K113 | SPAC Combination | 400,330 | $15,993 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 650,000 | $15,958 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 575,050 | $15,785 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 73,108 | $15,349 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 849,998 | $14,875 | dollars as filed | |
| Vsee Health Inc W Exp 99/99/999 | 92919Y110 | SPAC Combination | 243,249 | $14,400 | dollars as filed | |
| CHURCHILL CAPITAL CORP IX | G21301117 | *W EXP 03/31/203 | 38,100 | $14,288 | dollars as filed | |
| ZAPATA COMPUTING HLDGS INC | 98906V118 | WARR | 399,498 | $14,262 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 303,596 | $13,252 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 660,109 | $13,202 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 349,998 | $12,985 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 500,000 | $12,825 | dollars as filed | |
| Brand Engagement Network Inc W Exp 03/14/202 | 104932116 | SPAC Combination | 212,302 | $12,812 | dollars as filed | |
| Cdt Equity Inc W Exp 09/22/202 | 20678X114 | SPAC Combination | 765,000 | $12,202 | dollars as filed | |
| BOREALIS FOODS INC | 09973D113 | *W EXP 02/07/202 | 166,894 | $12,175 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 477,255 | $11,979 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 99,762 | $11,817 | dollars as filed | |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 129,288 | $11,720 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 105,426 | $11,312 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 824,793 | $10,929 | dollars as filed | |
| ZOOZ STRATEGY LTD | M2573A197 | *W EXP 04/02/202 | 262,498 | $10,027 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 705,310 | $9,451 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 100,000 | $9,005 | dollars as filed | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 72,280 | $8,854 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 249,999 | $8,125 | dollars as filed | |
| LOTUS TECHNOLOGY INC | 54572F119 | W EXP 02/22/202 | 26,945 | $7,814 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C111 | *W EXP 10/25/202 | 199,839 | $7,774 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 250,000 | $7,738 | dollars as filed | |
| Spectral Ai Inc W Exp 09/11/202 | 84757T113 | SPAC Combination | 59,763 | $7,680 | dollars as filed | |
| SWIFTMERGE ACQUISITION CORP | G63836111 | *W EXP 12/13/202 | 100,319 | $7,273 | dollars as filed | |
| OMNIAB INC | 68218J111 | *W EXP 99/99/999 | 20,000 | $7,175 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 119,370 | $6,565 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 97,299 | $6,431 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 126,416 | $6,422 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 272,998 | $6,388 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 83,480 | $6,261 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 222,500 | $6,230 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 899,952 | $6,030 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 531,114 | $5,816 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 88,329 | $5,746 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 49,203 | $5,634 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 29,935 | $5,538 | dollars as filed | |
| RF ACQUISITION CORP | 74954L112 | *W EXP 05/01/202 | 275,000 | $5,528 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 145,991 | $5,482 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 181,900 | $5,457 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 475,245 | $5,299 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 600,000 | $5,040 | dollars as filed | |
| Nvni Group Limited W Exp 11/01/202 | G50716110 | SPAC Combination | 211,075 | $5,002 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 122,683 | $4,932 | dollars as filed | |
| LEDDARTECH HLDGS INC | 52328E113 | *W EXP 12/21/202 | 176,796 | $4,880 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 71,985 | $4,355 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 45,069 | $4,146 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 151,879 | $3,994 | dollars as filed | |
| ClimateRock | G2311X118 | Warrant | 174,998 | $3,955 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 65,000 | $3,900 | dollars as filed | |
| PSYENCE BIOMEDICAL LTD | 74449F118 | *W EXP 01/22/202 | 297,847 | $3,753 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 305,957 | $3,457 | dollars as filed | |
| PERFECT CORP | G7006A117 | *W EXP 10/28/202 | 41,822 | $3,283 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 120,006 | $3,060 | dollars as filed | |
| CROWN LONG HOLDINGS | g268ap117 | WT | 150,000 | $2,970 | dollars as filed | |
| NEW HORIZON AIRCRAFT LTD | 64550A115 | *W EXP 02/14/202 | 199,659 | $2,775 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 170,222 | $2,707 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 286,048 | $2,489 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 120,000 | $2,400 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 265,947 | $2,394 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 23,884 | $2,388 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 81,901 | $2,387 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 99,762 | $2,349 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 179,799 | $2,346 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 100,000 | $2,280 | dollars as filed | |
| NKGEN BIOTECH INC | 65488A119 | *W EXP 05/31/202 | 31,129 | $2,201 | dollars as filed | |
| NOCO NOCO INC | G7243P117 | *W EXP 08/25/202 | 249,999 | $2,137 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 90,594 | $1,866 | dollars as filed | |
| BOLT PROJECTS HLDS | 09769b115 | WT | 41,097 | $1,765 | dollars as filed | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 295,913 | $1,746 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N117 | *W EXP 07/01/203 | 10,800 | $1,566 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 31,088 | $1,399 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 16,866 | $1,383 | dollars as filed | |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 34,236 | $1,376 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 76,801 | $1,371 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 18,752 | $1,324 | dollars as filed | |
| BANZAI INTERNATIONAL INC | 06682J118 | *W EXP 12/14/202 | 124,100 | $1,297 | dollars as filed | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 73,492 | $1,268 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P129 | *W EXP 02/25/202 | 212,478 | $1,232 | dollars as filed | |
| LONGEVITY HEALTH HLDGS INC | 142922111 | WT | 19,604 | $1,078 | dollars as filed | |
| WTS/CIIG CAPITAL PARTNERS II INC 0.0000EXP03/03/20 | G9889X115 | COM | 95,903 | $945 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 43,358 | $900 | dollars as filed | |
| SILEXION THERAPEUTICS CORP | G1281K114 | *W EXP 08/15/202 | 11,937 | $606 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 11,005 | $398 | dollars as filed | |
| Cheche Group Inc W Exp 10/01/203 | G20707116 | SPAC Combination | 22,099 | $371 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 19,443 | $204 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-24-019064 | this filing | 2024-11-14 | acceptance time not in the bulk data set |