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INTEGRATED CAPITAL MANAGEMENT, INC.

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13F filer, CIK 1608826, JESSUP, PA

INTEGRATED CAPITAL MANAGEMENT, INC. reported $139,490,529 across 66 holdings for the quarter ended 2026-09-30, in a 13F-HR filed 2026-10-09. Its ten largest share positions make up 70.49% of the portfolio.

Accepted , ingested 13F-HR 0001085146-26-000822

Period
2026-09-30
Reported value
$139M
Holdings
66
Top 10 weight
70.49%
New
11
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DFA INVT DIMENSIONS GROUP INnew+128,235$4.8M
XETYXnew+33,756$474K
PCNnew+41,568$444K
ACPnew+75,407$336K
DLYnew+24,163$323K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
DFSVexited-133,641-$5.18M
SPTBreduced-59,978-$1.73M
AVLVreduced-11,889-$1.08M
SPTMreduced-7,196-$662K
VIGreduced-2,067-$482K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2026

Share positions as resolved from 13F-HR 0001085146-26-000822, largest first. % of portfolio is the value over $139,490,529, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
EFVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 119,754 shares; 2025Q1: 117,820 shares; 2025Q2: 118,287 shares; 2025Q3: 272,991 shares; 2025Q4: 282,299 shares; 2026Q1: 260,346 shares; 2026Q2: 275,128 shares; 2026Q3: 278,334 shares 278,334$22M15.79%+3,206Timeline
AVLVAMERICAN CENTY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 274,510 shares; 2025Q1: 255,514 shares; 2025Q2: 253,790 shares; 2025Q3: 259,365 shares; 2025Q4: 259,744 shares; 2026Q1: 246,536 shares; 2026Q2: 236,633 shares; 2026Q3: 224,744 shares 224,744$20.3M14.57%-11,889Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 53,023 shares; 2025Q1: 47,955 shares; 2025Q2: 47,259 shares; 2025Q3: 43,591 shares; 2025Q4: 43,297 shares; 2026Q1: 41,812 shares; 2026Q2: 44,180 shares; 2026Q3: 42,113 shares 42,113$9.83M7.04%-2,067Timeline
SPDWSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 259,540 shares; 2025Q1: 250,529 shares; 2025Q2: 247,136 shares; 2025Q3: 202,143 shares; 2025Q4: 212,533 shares; 2026Q1: 199,317 shares; 2026Q2: 196,927 shares; 2026Q3: 188,815 shares 188,815$9.48M6.8%-8,112Timeline
SPTSSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 266,759 shares; 2025Q1: 281,715 shares; 2025Q2: 274,670 shares; 2025Q3: 245,428 shares; 2025Q4: 257,412 shares; 2026Q1: 262,376 shares; 2026Q2: 229,210 shares; 2026Q3: 233,624 shares 233,624$6.7M4.8%+4,414Timeline
SPTMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 79,024 shares; 2025Q1: 81,597 shares; 2025Q2: 83,292 shares; 2025Q3: 84,474 shares; 2025Q4: 87,954 shares; 2026Q1: 84,091 shares; 2026Q2: 77,316 shares; 2026Q3: 70,120 shares 70,120$6.45M4.63%-7,196Timeline
EMLCVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 239,396 shares; 2025Q1: 252,449 shares; 2025Q2: 250,962 shares; 2025Q3: 257,915 shares; 2025Q4: 272,547 shares; 2026Q1: 271,291 shares; 2026Q2: 241,460 shares; 2026Q3: 247,583 shares 247,583$6.15M4.41%+6,123Timeline
SPTISPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 136,341 shares; 2025Q1: 137,055 shares; 2025Q2: 135,433 shares; 2025Q3: 233,716 shares; 2025Q4: 240,469 shares; 2026Q1: 236,042 shares; 2026Q2: 228,374 shares; 2026Q3: 223,718 shares 223,718$6.1M4.38%-4,656Timeline
MFEMPIMCO EQUITY SERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 223,848 shares; 2025Q1: 229,155 shares; 2025Q2: 225,406 shares; 2025Q3: 237,813 shares; 2025Q4: 240,956 shares; 2026Q1: 227,511 shares; 2026Q2: 207,610 shares; 2026Q3: 199,467 shares 199,467$5.7M4.09%-8,143Timeline
JQUAJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 81,594 shares; 2025Q1: 74,475 shares; 2025Q2: 72,756 shares; 2025Q3: 71,140 shares; 2025Q4: 71,266 shares; 2026Q1: 67,905 shares; 2026Q2: 80,238 shares; 2026Q3: 75,383 shares 75,383$5.56M3.99%-4,855Timeline
DMBSDOUBLELINE ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 118,925 shares; 2025Q1: 120,272 shares; 2025Q2: 119,335 shares; 2025Q3: 118,736 shares; 2025Q4: 122,657 shares; 2026Q1: 120,380 shares; 2026Q2: 119,008 shares; 2026Q3: 117,078 shares 117,078$5.42M3.89%-1,930Timeline
DFA INVT DIMENSIONS GROUP INDFA INVT DIMENSIONS GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 128,235 shares 128,235$4.8M3.44%new
SPTBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 219,883 shares; 2026Q1: 217,248 shares; 2026Q2: 189,076 shares; 2026Q3: 129,098 shares 129,098$3.72M2.67%-59,978Timeline
SPTLSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 55,689 shares; 2025Q1: 58,375 shares; 2025Q2: 72,311 shares; 2025Q3: 104,434 shares; 2025Q4: 109,510 shares; 2026Q1: 109,078 shares; 2026Q2: 103,455 shares; 2026Q3: 114,632 shares 114,632$2.73M1.96%+11,177Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 7,240 shares; 2025Q1: 6,356 shares; 2025Q2: 6,221 shares; 2025Q3: 5,420 shares; 2025Q4: 5,397 shares; 2026Q1: 5,165 shares; 2026Q2: 21,772 shares; 2026Q3: 20,885 shares 20,885$2.62M1.88%-887Timeline
TFISPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 42,346 shares; 2025Q4: 43,966 shares; 2026Q1: 68,871 shares; 2026Q2: 61,160 shares; 2026Q3: 61,083 shares 61,083$2.61M1.87%-77Timeline
SPIBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 169,387 shares; 2025Q1: 167,727 shares; 2025Q2: 165,457 shares; 2025Q3: 81,251 shares; 2025Q4: 83,478 shares; 2026Q1: 81,137 shares; 2026Q2: 74,404 shares; 2026Q3: 72,994 shares 72,994$2.36M1.69%-1,410Timeline
USFRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 20,970 shares; 2025Q1: 24,947 shares; 2025Q2: 28,251 shares; 2025Q3: 28,279 shares; 2025Q4: 30,911 shares; 2026Q1: 31,187 shares; 2026Q2: 34,001 shares; 2026Q3: 28,481 shares 28,481$1.44M1.03%-5,520Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 23,882 shares; 2025Q1: 24,093 shares; 2025Q2: 25,331 shares; 2025Q3: 18,170 shares; 2025Q4: 18,863 shares; 2026Q1: 19,143 shares; 2026Q2: 20,099 shares; 2026Q3: 19,673 shares 19,673$1.39M1%-426Timeline
SPYVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 4,981 shares; 2025Q1: 5,156 shares; 2025Q2: 5,334 shares; 2025Q3: 15,860 shares; 2025Q4: 16,581 shares; 2026Q1: 16,207 shares; 2026Q2: 15,313 shares; 2026Q3: 15,906 shares 15,906$972K0.7%+593Timeline
FRELFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 31,919 shares; 2025Q4: 32,487 shares; 2026Q1: 31,264 shares; 2026Q2: 33,324 shares; 2026Q3: 32,161 shares 32,161$874K0.63%-1,163Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 8,266 shares; 2025Q1: 7,199 shares; 2025Q2: 7,317 shares; 2025Q3: 1,583 shares; 2025Q4: 1,633 shares; 2026Q1: 1,658 shares; 2026Q2: 1,845 shares; 2026Q3: 1,792 shares 1,792$671K0.48%-53Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 34,434 shares; 2026Q2: 18,500 shares; 2026Q3: 30,097 shares 30,097$556K0.4%+11,597Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 17,212 shares; 2025Q1: 18,564 shares; 2025Q2: 22,273 shares; 2025Q3: 22,952 shares; 2025Q4: 23,596 shares; 2026Q1: 27,264 shares; 2026Q2: 37,816 shares; 2026Q3: 49,357 shares 49,357$506K0.36%+11,541Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 33,756 shares 33,756$474K0.34%newTimeline
PCNPIMCO CORPORATE & INCM STRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 41,568 shares 41,568$444K0.32%newTimeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 5,879 shares; 2026Q3: 6,371 shares 6,371$426K0.31%+492Timeline
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 65,276 shares; 2025Q1: 81,406 shares; 2025Q2: 86,555 shares; 2025Q3: 83,810 shares; 2025Q4: 82,802 shares; 2026Q1: 84,342 shares; 2026Q2: 81,300 shares; 2026Q3: 102,534 shares 102,534$420K0.3%+21,234Timeline
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 34,368 shares; 2025Q2: 46,356 shares; 2025Q3: 57,507 shares; 2025Q4: 64,977 shares; 2026Q1: 79,086 shares; 2026Q2: 57,841 shares; 2026Q3: 61,468 shares 61,468$404K0.29%+3,627Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 30,517 shares; 2025Q1: 33,915 shares; 2025Q2: 35,399 shares; 2025Q3: 36,181 shares; 2025Q4: 46,097 shares; 2026Q1: 46,968 shares; 2026Q2: 39,400 shares; 2026Q3: 41,972 shares 41,972$399K0.29%+2,572Timeline
EOSEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 17,263 shares; 2026Q3: 16,830 shares 16,830$358K0.26%-433Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 30,946 shares; 2026Q2: 27,805 shares; 2026Q3: 23,276 shares 23,276$347K0.25%-4,529Timeline
ACPABRDN INCOME CREDIT STRATEGIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 75,407 shares 75,407$336K0.24%newTimeline
DLYDOUBLELINE YIELD OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 24,163 shares 24,163$323K0.23%newTimeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 425 shares; 2025Q3: 425 shares; 2025Q4: 426 shares; 2026Q1: 427 shares; 2026Q2: 427 shares; 2026Q3: 427 shares 427$316K0.23%0Timeline
BBNBLACKROCK TAX MUNICPAL BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 25,572 shares; 2025Q1: 25,703 shares; 2025Q2: 25,205 shares; 2025Q3: 21,488 shares; 2025Q4: 21,141 shares; 2026Q1: 28,764 shares; 2026Q2: 26,065 shares; 2026Q3: 21,794 shares 21,794$314K0.22%-4,271Timeline
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 15,263 shares; 2025Q1: 19,186 shares; 2025Q2: 25,321 shares; 2025Q3: 21,971 shares; 2025Q4: 21,377 shares; 2026Q1: 18,321 shares; 2026Q2: 14,002 shares; 2026Q3: 13,433 shares 13,433$293K0.21%-569Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 20,026 shares; 2025Q1: 20,863 shares; 2025Q2: 21,170 shares; 2025Q3: 19,495 shares; 2025Q4: 24,829 shares; 2026Q1: 24,911 shares; 2026Q2: 20,574 shares; 2026Q3: 21,564 shares 21,564$252K0.18%+990Timeline
PDTHANCOCK JOHN PREM DIVID FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 20,990 shares 20,990$246K0.18%newTimeline
NDMONUVEEN DYNAMIC MUN OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 35,637 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 27,687 shares 27,687$245K0.18%newTimeline
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 17,042 shares 17,042$239K0.17%newTimeline
XFFCXFLAHERTY & CRUMRIN PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 18,103 shares; 2025Q1: 18,221 shares; 2025Q2: 18,582 shares; 2025Q3: 19,178 shares; 2025Q4: 18,723 shares; 2026Q1: 16,961 shares; 2026Q2: 15,225 shares; 2026Q3: 15,822 shares 15,822$236K0.17%+597Timeline
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 21,299 shares 21,299$235K0.17%newTimeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 14,060 shares; 2025Q1: 14,223 shares; 2025Q2: 15,889 shares; 2025Q3: 19,572 shares; 2025Q4: 20,650 shares; 2026Q1: 16,710 shares; 2026Q2: 14,857 shares; 2026Q3: 13,007 shares 13,007$226K0.16%-1,850Timeline
UBS ASSET MGMT HIGH YIELD CRUBS ASSET MGMT HIGH YIELD CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 14,098 shares 14,098$226K0.16%new
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 31,952 shares; 2025Q1: 36,675 shares; 2025Q2: 43,305 shares; 2025Q3: 43,869 shares; 2025Q4: 45,145 shares; 2026Q1: 43,383 shares; 2026Q2: 34,638 shares; 2026Q3: 39,810 shares 39,810$221K0.16%+5,172Timeline
MMUWESTERN ASSET MANAGED MUNS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 22,130 shares; 2025Q1: 25,158 shares; 2025Q2: 30,099 shares; 2025Q3: 30,110 shares; 2025Q4: 31,736 shares; 2026Q1: 30,479 shares; 2026Q2: 22,533 shares; 2026Q3: 24,707 shares 24,707$221K0.16%+2,174Timeline
CEFZELEVATION SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 24,182 shares; 2026Q1: 24,745 shares; 2026Q2: 27,213 shares; 2026Q3: 27,485 shares 27,485$216K0.16%+272Timeline
BRWSABA CAPITAL INCOME & OPRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 39,528 shares; 2026Q1: 44,648 shares; 2026Q2: 37,517 shares; 2026Q3: 35,487 shares 35,487$213K0.15%-2,030Timeline
XEFRXEATON VANCE SR FLTNG RTE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 22,810 shares; 2026Q3: 20,460 shares 20,460$213K0.15%-2,350Timeline
NCVVIRTUS CONVERTIBLE & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 21,157 shares; 2025Q3: 17,012 shares; 2025Q4: 17,132 shares; 2026Q1: 16,256 shares; 2026Q2: 14,301 shares; 2026Q3: 13,668 shares 13,668$207K0.15%-633Timeline
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 18,776 shares 18,776$201K0.14%newTimeline
ETBEATON VANCE TAX MNGED BUY WRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 13,978 shares; 2025Q1: 14,682 shares; 2025Q2: 15,082 shares; 2025Q3: 17,009 shares; 2025Q4: 17,471 shares; 2026Q1: 14,739 shares; 2026Q2: 13,151 shares; 2026Q3: 12,521 shares 12,521$192K0.14%-630Timeline
NBHNEUBERGER MUN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 19,385 shares; 2025Q1: 21,520 shares; 2025Q2: 24,736 shares; 2025Q3: 24,562 shares; 2025Q4: 24,752 shares; 2026Q1: 23,386 shares; 2026Q2: 20,528 shares; 2026Q3: 20,974 shares 20,974$191K0.14%+446Timeline
ZTRVIRTUS TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 39,990 shares; 2025Q1: 45,003 shares; 2025Q2: 45,288 shares; 2025Q3: 39,793 shares; 2025Q4: 43,477 shares; 2026Q1: 46,330 shares; 2026Q2: 36,817 shares; 2026Q3: 30,290 shares 30,290$183K0.13%-6,527Timeline
NCZVIRTUS CONVERTIBLE & INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 18,406 shares; 2025Q3: 16,049 shares; 2025Q4: 16,126 shares; 2026Q1: 14,543 shares; 2026Q2: 13,339 shares; 2026Q3: 12,821 shares 12,821$181K0.13%-518Timeline
DBLDOUBLELINE OPPORTUNISTIC CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 12,932 shares; 2026Q3: 13,333 shares 13,333$181K0.13%+401Timeline
MMDNYLIM MACKAY DEFINEDTERM MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 13,664 shares; 2025Q1: 18,135 shares; 2025Q2: 22,462 shares; 2025Q3: 16,957 shares; 2025Q4: 17,213 shares; 2026Q1: 17,747 shares; 2026Q2: 13,937 shares; 2026Q3: 13,209 shares 13,209$180K0.13%-728Timeline
HFROHIGHLAND OPPS & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 42,947 shares; 2025Q1: 53,426 shares; 2025Q2: 54,872 shares; 2025Q3: 40,939 shares; 2025Q4: 39,358 shares; 2026Q1: 33,966 shares; 2026Q2: 29,285 shares; 2026Q3: 26,970 shares 26,970$180K0.13%-2,315Timeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 20,325 shares; 2025Q1: 21,060 shares; 2025Q2: 25,018 shares; 2025Q3: 23,151 shares; 2025Q4: 22,908 shares; 2026Q1: 20,076 shares; 2026Q2: 18,014 shares; 2026Q3: 18,501 shares 18,501$169K0.12%+487Timeline
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 75,790 shares; 2025Q1: 74,987 shares; 2025Q2: 80,580 shares; 2025Q3: 100,129 shares; 2025Q4: 99,238 shares; 2026Q1: 84,710 shares; 2026Q2: 78,189 shares; 2026Q3: 75,556 shares 75,556$168K0.12%-2,633Timeline
DMOWESTERN ASSET MTG DEFINED OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 16,437 shares; 2025Q1: 16,339 shares; 2025Q2: 17,244 shares; 2025Q3: 17,001 shares; 2025Q4: 17,674 shares; 2026Q1: 17,566 shares; 2026Q2: 16,217 shares; 2026Q3: 17,357 shares 17,357$165K0.12%+1,140Timeline
DSMBNY MELLON STRATEGIC MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 30,982 shares; 2025Q1: 33,293 shares; 2025Q2: 40,069 shares; 2025Q3: 39,303 shares; 2025Q4: 38,573 shares; 2026Q1: 33,251 shares; 2026Q2: 27,796 shares; 2026Q3: 30,740 shares 30,740$160K0.11%+2,944Timeline
GDLGDL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 17,341 shares; 2025Q1: 16,005 shares; 2025Q2: 15,594 shares; 2025Q3: 15,788 shares; 2025Q4: 15,447 shares; 2026Q1: 13,831 shares; 2026Q2: 12,908 shares; 2026Q3: 12,249 shares 12,249$102K0.07%-659Timeline
VLTINVESCO HIGH INCOME TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 12,704 shares; 2025Q1: 12,374 shares; 2025Q2: 12,271 shares; 2025Q3: 12,214 shares; 2025Q4: 12,012 shares; 2026Q1: 10,852 shares; 2026Q2: 10,299 shares; 2026Q3: 10,757 shares 10,757$97.8K0.07%+458Timeline
MFMABERDEEN MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 24,668 shares; 2025Q1: 24,152 shares; 2025Q2: 23,951 shares; 2025Q3: 24,972 shares; 2025Q4: 24,148 shares; 2026Q1: 21,432 shares; 2026Q2: 20,068 shares; 2026Q3: 19,742 shares 19,742$95.7K0.07%-326Timeline

Sold out in Q3 2026

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
DFSVDIMENSIONAL ETF TRUST133,641$5.18Mshares
DHYCREDIT SUISSE HIGH YIELD CRE105,549$188Kshares

How Q3 2026 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-26-000822 base2026-10-09

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001085146-26-000822 Quarter ended 2026-09-302026-10-09
13F-HR 0001608826-26-000008 Quarter ended 2026-06-302026-07-07acceptance time not in the bulk data set
13F-HR 0001608826-26-000006 Quarter ended 2026-03-312026-05-07acceptance time not in the bulk data set
13F-HR 0001608826-26-000001 Quarter ended 2025-12-312026-01-08acceptance time not in the bulk data set
13F-HR 0001085146-25-005833 Quarter ended 2025-09-302025-10-08acceptance time not in the bulk data set
13F-HR 0001085146-25-004173 Quarter ended 2025-06-302025-07-25acceptance time not in the bulk data set
13F-HR 0001085146-25-001965 Quarter ended 2025-03-312025-04-09acceptance time not in the bulk data set
13F-HR 0001085146-25-000174 Quarter ended 2024-12-312025-01-14acceptance time not in the bulk data set
13F-HR 0001085146-24-004664 Quarter ended 2024-09-302024-10-07acceptance time not in the bulk data set
13F-HR 0001085146-24-002874 Quarter ended 2024-06-302024-07-12acceptance time not in the bulk data set
13F-HR 0001085146-24-001724 Quarter ended 2024-03-312024-04-11acceptance time not in the bulk data set
13F-HR 0001085146-24-000112 Quarter ended 2023-12-312024-01-10acceptance time not in the bulk data set
13F-HR 0001085146-23-003683 Quarter ended 2023-09-302023-10-11acceptance time not in the bulk data set
13F-HR 0001085146-23-002984 Quarter ended 2023-06-302023-07-31acceptance time not in the bulk data set
13F-HR 0001085146-23-001874 Quarter ended 2023-03-312023-04-26acceptance time not in the bulk data set
13F-HR 0001172661-23-000187 Quarter ended 2022-12-312023-01-17acceptance time not in the bulk data set
13F-HR 0001606587-22-002094 Quarter ended 2022-09-302022-11-01acceptance time not in the bulk data set
13F-HR 0001606587-22-001356 Quarter ended 2022-06-302022-07-19acceptance time not in the bulk data set
13F-HR 0001606587-22-000838 Quarter ended 2022-03-312022-05-02acceptance time not in the bulk data set
13F-HR 0001606587-22-000084 Quarter ended 2021-12-312022-01-25acceptance time not in the bulk data set
13F-HR 0001606587-21-001332 Quarter ended 2021-09-302021-10-20acceptance time not in the bulk data set
13F-HR 0001606587-21-001157 Quarter ended 2021-06-302021-08-12acceptance time not in the bulk data set
13F-HR 0001606587-21-000455 Quarter ended 2021-03-312021-04-28acceptance time not in the bulk data set
13F-HR 0001606587-21-000195 Quarter ended 2020-12-312021-02-04acceptance time not in the bulk data set
13F-HR 0001606587-20-001009 Quarter ended 2020-09-302020-10-13acceptance time not in the bulk data set
13F-HR 0001606587-20-000929 Quarter ended 2020-06-302020-08-11acceptance time not in the bulk data set
13F-HR 0001606587-20-000536 Quarter ended 2020-03-312020-04-30acceptance time not in the bulk data set
13F-HR 0001606587-20-000113 Quarter ended 2019-12-312020-01-27acceptance time not in the bulk data set
13F-HR 0001606587-19-000880 Quarter ended 2019-09-302019-10-18acceptance time not in the bulk data set
13F-HR 0001606587-19-000650 Quarter ended 2019-06-302019-07-22acceptance time not in the bulk data set
13F-HR 0001606587-19-000372 Quarter ended 2019-03-312019-04-16acceptance time not in the bulk data set
13F-HR 0001606587-19-000262 Quarter ended 2018-12-312019-02-14acceptance time not in the bulk data set