Skip to content
Disclosery

DIAX NUVEEN DOW 30SM DYNAMIC OVERWR

Follow

SHS (common)

102 managers (102 13F filers) reported a position in DIAX shares at 2025-03-31, 11,323,805 shares in all. 17 filers opened a position and 6 filers sold out during the quarter.

Managers
102
13F filers
102
New
17
Added
28
Reduced
32
Sold out
6
Shares held by filers
11,323,805

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,890,566$27.4M<0.01%+7,19713F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,269,411$18.4M<0.01%+40,19913F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC751,353$10.9M<0.01%+6,11013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN709,157$10.3M<0.01%-46,20513F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.596,108$8.64M<0.01%+16,68713F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC574,638$8.33M0.08%-59,12513F-HRTimelineGroup
UBS Group AGin group UBS Group AG496,364$7.19M<0.01%-240,32113F-HRTimelineGroup
Cornerstone Advisors, LLC464,697$6.73M0.29%-127,40313F-HRTimeline
Capital Investment Advisors, LLC404,727$5.86M0.11%+21,98813F-HRTimeline
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC398,849$5.64M0.14%-36,10113F-HRTimelineGroup
Saba Capital Management, L.P.in group Saba Capital Management, L.P.291,102$4.22M0.12%013F-HRTimelineGroup
Thomas J. Herzfeld Advisors, Inc.285,536$4.14M1.41%+6,30213F-HRTimeline
Shaker Financial Services, LLC270,147$4M1.56%+173,61813F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC223,373$3.24M0.06%+68,04813F-HRTimelineGroup
1607 Capital Partners, LLC178,306$2.58M0.21%-111,46513F-HRTimeline
Advisors Asset Management, Inc.162,599$2.36M0.04%-68,36913F-HR/ATimeline
LPL Financial LLC139,557$2.02M<0.01%+13,99813F-HRTimeline
MML INVESTORS SERVICES, LLC123,355$1.79M0.01%+4,48313F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA117,376$1.7M<0.01%-43113F-HR/ATimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC91,592$1.33M<0.01%+3,46713F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC87,019$1.26M<0.01%+9,52313F-HRTimelineGroup
Private Advisor Group, LLC79,915$1.16M0.01%-5,49713F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.77,117$1.12M<0.01%+48213F-HRTimelineGroup
LANARK FINANCIAL, INC.72,574$1.05M0.09%+72,54913F-HRTimeline
Ionic Capital Management LLC72,407$1.05M1.19%013F-HRTimeline
Integrated Wealth Concepts LLC68,221$989K0.01%-4,45013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP64,814$939K<0.01%-89113F-HRTimelineGroup
READYSTATE ASSET MANAGEMENT LP61,626$893K0.04%new13F-HRTimeline
Cambridge Investment Research Advisors,…61,460$891K<0.01%+13,07813F-HRTimeline
Shulman DeMeo Asset Management LLC60,022$870K0.24%-46213F-HRTimeline
Cetera Investment Advisers55,689$807K<0.01%-9,19313F-HRTimeline
Janney Montgomery Scott LLC48,806$707K<0.01%+4,56313F-HRTimeline
Dynamic Advisor Solutions LLC45,013$652K0.02%-5,48513F-HRTimeline
D.A. DAVIDSON & CO.42,784$620K<0.01%-13813F-HRTimeline
Formidable Asset Management, LLC42,422$615K0.1%-3,20913F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC41,776$605K<0.01%-3,09913F-HRTimeline
CHOREO, LLC40,134$594K0.01%-37813F-HRTimeline
RPO LLC39,270$569K1.14%013F-HRTimeline
Mariner, LLCin group Mariner, LLC38,575$559K<0.01%+18,65913F-HRTimelineGroup
B. Riley Wealth Advisors, Inc.38,051$551K0.02%-6,04613F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC37,572$544K0.1%+15,82013F-HRTimeline
Quantedge Capital Pte Ltd34,100$494K0.16%+1,60013F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV33,867$491K0.04%013F-HRTimeline
Stolper Co32,936$477K0.16%+39513F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT LLC32,800$475K0.1%-4,50013F-HRTimeline
NewEdge Advisors, LLC32,223$467K<0.01%+4,43613F-HRTimeline
&PARTNERS29,001$415K<0.01%new13F-HRTimeline
Institute for Wealth Management, LLC.28,315$410K0.05%013F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…28,211$409K0.04%-7,25913F-HRTimelineGroup
Geneos Wealth Management Inc.27,254$395K0.01%+24,72513F-HRTimeline
WEDBUSH SECURITIES INC25,550$370K0.01%+40013F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …26,241$363K0.02%013F-HRTimelineGroup
Advisor Resource Council24,458$354K0.03%new13F-HRTimeline
Atria Wealth Solutions, Inc.23,367$346K<0.01%-66013F-HRTimeline
Leo Wealth, LLC23,000$333K0.05%013F-HRTimeline
SAGESPRING WEALTH PARTNERS, LLC22,586$327K0.01%-2,47513F-HRTimeline
Morey & Quinn Wealth Partners, LLC17,455$253K0.21%-26813F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC17,369$252K<0.01%-69513F-HRTimelineGroup
PINNACLE ASSOCIATES LTD16,016$232K<0.01%+1,00013F-HRTimeline
ACCREDITED INVESTOR SERVICES, LLC14,664$212K0.18%new13F-HRTimeline
Kingsview Wealth Management, LLC14,473$210K<0.01%-33713F-HRTimeline
Waverly Advisors, LLC14,198$206K<0.01%+613F-HRTimeline
INTEGRATED CAPITAL MANAGEMENT, INC.14,061$204K0.16%-99813F-HRTimeline
Sheaff Brock Investment Advisors, LLC13,427$195K0.02%+413F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…12,759$185K<0.01%-1,71713F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC12,714$184K<0.01%-7,61513F-HRTimelineGroup
PKS Advisory Services, LLC12,412$180K0.05%-30013F-HRTimeline
Allspring Global Investments Holdings, …in group Allspring Global Investments …12,399$180K<0.01%new13F-HRTimelineGroup
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…11,624$168K<0.01%-2,01613F-HRTimelineGroup
World Investment Advisors11,500$167K<0.01%013F-HRTimeline
VISTA INVESTMENT PARTNERS II, LLC10,800$156K0.09%013F-HRTimeline
Merit Financial Group, LLC10,641$154K<0.01%new13F-HRTimeline
Wealth Preservation Advisors, LLC8,190$119K0.08%13F-HRTimeline
PFS Partners, LLC7,249$105K0.06%013F-HRTimeline
Larson Financial Group LLC6,000$86.9K<0.01%013F-HRTimeline
COMERICA BANK5,973$86.5K<0.01%+1,12813F-HRTimeline
PRIVATE TRUST CO NA5,200$75.3K0.01%013F-HRTimeline
EASTERN BANK5,038$73K<0.01%new13F-HRTimeline
TD PRIVATE CLIENT WEALTH LLC3,540$51.3K<0.01%new13F-HRTimeline
Marshall & Sterling Wealth Advisors Inc.2,837$41.1K0.03%013F-HRTimeline
FNY Investment Advisers, LLC2,800$40K0.02%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\2,648$38.4K<0.01%013F-HRTimelineGroup
United Community Bankin group United Community Bank2,550$37K0.01%013F-HRTimelineGroup
Wilmington Savings Fund Society, FSB2,500$36.2K<0.01%013F-HRTimeline
CENTRAL TRUST Co2,000$29K<0.01%new13F-HRTimeline
Sunbelt Securities, Inc.2,000$29K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…1,800$26.1K<0.01%+80013F-HRTimeline
WPG Advisers, LLC1,553$22.5K0.02%-1,05613F-HRTimeline
SOA Wealth Advisors, LLC.1,183$17.1K<0.01%013F-HRTimeline
Costello Asset Management, INC1,082$15.7K0.01%new13F-HRTimeline
Elequin Capital, LP895$13K<0.01%new13F-HRTimeline
COLDSTREAM CAPITAL MANAGEMENT INC846$12.3K<0.01%new13F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…750$10.9K<0.01%013F-HRTimelineGroup
Smallwood Wealth Investment Management,…651$9.45K0.01%new13F-HRTimeline
GPS Wealth Strategies Group, LLC550$7.97K<0.01%013F-HRTimeline
Key Financial Inc492$7.13K<0.01%new13F-HRTimeline
Iron Horse Wealth Management, LLC311$4.51K<0.01%new13F-HRTimeline
Fourth Dimension Wealth, LLC277$4.01K<0.01%013F-HRTimeline
MAI Capital Management200$2.9K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC111$1.61K<0.01%013F-HRTimeline
N.E.W. Advisory Services LLC78$1.13K<0.01%new13F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.