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Disclosery

DIAX NUVEEN DOW 30SM DYNAMIC OVERWR

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SHS (common)

122 managers (122 13F filers) reported a position in DIAX shares at 2025-12-31, 12,439,405 shares in all. 18 filers opened a position and 7 filers sold out during the quarter.

Managers
122
13F filers
122
New
18
Added
36
Reduced
43
Sold out
7
Shares held by filers
12,439,405

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,714,813$26.2M<0.01%-94,60913F-HR/ATimelineGroup
Saba Capital Management, L.P.in group Saba Capital Management, L.P.1,599,746$24.4M0.82%+565,32013F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,123,777$17.1M<0.01%+17,32813F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC729,615$11.1M<0.01%-1,64813F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN636,472$9.71M<0.01%+19,89213F-HRTimelineGroup
Allspring Global Investments Holdings, …in group Allspring Global Investments …603,228$9.21M0.01%+75,74313F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.554,865$8.47M<0.01%-26,92513F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC472,794$7.21M0.05%-57,34313F-HRTimelineGroup
UBS Group AGin group UBS Group AG403,874$6.16M<0.01%-25,04713F-HRTimelineGroup
Capital Investment Advisors, LLC353,064$5.39M0.08%-8,68113F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC249,306$3.8M0.05%+2,56913F-HRTimelineGroup
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC204,492$3.12M0.07%-69,99313F-HRTimelineGroup
LPL Financial LLC202,293$3.09M<0.01%-10,78713F-HRTimeline
Shaker Financial Services, LLC199,214$3.04M0.96%-125,55413F-HRTimeline
Cornerstone Advisors, LLC185,466$2.83M0.09%-188,46713F-HRTimeline
Thomas J. Herzfeld Advisors, Inc.183,190$2.8M0.95%+2,22113F-HRTimeline
MML INVESTORS SERVICES, LLC135,848$2.07M0.01%+9,50213F-HRTimeline
1607 Capital Partners, LLC118,061$1.8M0.12%-33,25013F-HRTimeline
Almitas Capital LLC114,201$1.74M0.38%new13F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC112,137$1.71M0.08%+6,19613F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC98,482$1.54M0.18%new13F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.96,637$1.47M<0.01%+3,12813F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA92,820$1.42M<0.01%-79513F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC91,615$1.4M<0.01%+1,68713F-HRTimelineGroup
LANARK FINANCIAL, INC.90,166$1.38M0.1%+4,84313F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC89,655$1.37M<0.01%-11,44713F-HRTimelineGroup
Cetera Investment Advisers87,563$1.34M<0.01%+24,03213F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC85,101$1.3M0.01%+25713F-HRTimelineGroup
Advisory Advocates, LLC84,167$1.28M1.28%13F-HRTimeline
Ionic Capital Management LLC72,133$1.1M1.09%-27413F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC70,871$1.08M0.16%+11,58513F-HRTimeline
&PARTNERS69,614$1.06M0.01%+13,66613F-HRTimeline
Integrated Wealth Concepts LLC65,778$1M0.01%-1,52413F-HRTimeline
Private Advisor Group, LLC65,298$996K<0.01%-3,75213F-HRTimeline
Altium Capital Management LLC60,998$931K3.68%new13F-HRTimeline
Shulman DeMeo Asset Management LLC59,250$904K0.21%-69413F-HRTimeline
Advisors Asset Management, Inc.58,383$891K0.01%-7,06513F-HR/ATimeline
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC57,026$870K0.16%+19,73313F-HRTimeline
NewEdge Advisors, LLC54,578$833K<0.01%+2,99013F-HRTimeline
Janney Montgomery Scott LLC47,597$726K<0.01%-46813F-HRTimeline
D.A. DAVIDSON & CO.39,943$610K<0.01%-1,51613F-HRTimeline
Dynamic Advisor Solutions LLC38,250$584K0.02%-77513F-HRTimeline
PMG Family Office LLC37,842$577K0.67%-7,99113F-HRTimeline
CHOREO, LLC36,354$565K0.01%-1,33413F-HRTimeline
Stolper Co36,490$557K0.16%+1,03813F-HRTimeline
Formidable Asset Management, LLC37,371$556K0.08%-3,93213F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP35,361$540K<0.01%-11,74113F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC34,894$532K<0.01%-4,35213F-HRTimeline
Closed-End Fund Advisors, Inc.34,829$531K0.31%13F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT, LLC.31,850$486K0.08%-10013F-HRTimeline
Cambridge Investment Research Advisors,…31,540$481K<0.01%-1,48613F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV30,249$462K0.02%013F-HRTimeline
Institute for Wealth Management, LLC.28,143$429K0.05%-17213F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC25,709$392K<0.01%+6,25513F-HRTimelineGroup
WEDBUSH SECURITIES INC25,255$385K0.01%-33713F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …24,566$380K0.01%-1,67513F-HRTimelineGroup
Leo Wealth, LLC23,000$351K0.03%013F-HRTimeline
SAGESPRING WEALTH PARTNERS, LLC22,923$350K0.01%+59813F-HRTimeline
Yakira Capital Management, Inc.22,654$346K0.12%new13F-HRTimeline
Quantedge Capital Pte Ltd18,800$287K0.14%+10013F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC18,825$286K<0.01%013F-HRTimelineGroup
INTEGRATED CAPITAL MANAGEMENT, INC.18,177$277K0.18%+1,60513F-HRTimeline
Summit Financial, LLC17,215$263K<0.01%-3,19313F-HRTimeline
Morey & Quinn Wealth Partners, LLC16,676$254K0.18%013F-HRTimeline
B. Riley Wealth Advisors, Inc.15,961$244K0.01%-3213F-HRTimeline
Quarry LP15,894$243K0.04%new13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…15,556$237K<0.01%+6613F-HR/ATimelineGroup
PINNACLE ASSOCIATES LTD15,516$237K<0.01%+50013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…15,080$230K<0.01%+77513F-HR/ATimelineGroup
HighTower Advisors, LLC15,053$230K<0.01%-83613F-HRTimeline
Kapstone Financial Advisors LLC14,535$222K0.11%+47013F-HRTimeline
UHLMANN PRICE SECURITIES, LLC14,336$219K0.13%+55513F-HRTimeline
Kingsview Wealth Management, LLC13,734$210K<0.01%-45013F-HRTimeline
Mariner, LLCin group Mariner, LLC13,603$208K<0.01%-2,60113F-HRTimelineGroup
Allworth Financial LP13,432$205K<0.01%013F-HRTimeline
ACCREDITED INVESTOR SERVICES, LLC13,132$200K0.13%-1,22213F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC12,465$190K<0.01%+14713F-HRTimelineGroup
TrueMark Investments, LLCin group TrueMark Investments, LLC12,137$185K0.04%new13F-HRTimelineGroup
PKS Advisory Services, LLC11,894$182K0.04%+3613F-HRTimeline
Waverly Advisors, LLC11,613$177K<0.01%-1,86513F-HRTimeline
Merit Financial Group, LLC11,582$177K<0.01%-19413F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.10,930$167K<0.01%new13F-HRTimelineGroup
VISTA INVESTMENT PARTNERS II, LLC10,800$165K0.07%013F-HRTimeline
World Investment Advisors10,500$160K<0.01%013F-HR/ATimeline
HARBOUR INVESTMENTS, INC.8,310$127K<0.01%new13F-HRTimeline
Global Retirement Partners, LLC8,202$125K<0.01%new13F-HRTimeline
Wealth Preservation Advisors, LLC8,190$125K0.06%013F-HRTimeline
PFS Partners, LLC7,863$120K0.06%+30613F-HRTimeline
Blue Trust, Inc.7,000$107K<0.01%new13F-HRTimeline
Larson Financial Group LLC6,000$91.6K<0.01%013F-HRTimeline
EASTERN BANK5,038$76.9K<0.01%013F-HRTimeline
COMERICA BANK4,387$66.9K<0.01%-413F-HRTimeline
Pinnacle Wealth Planning Services, Inc.3,584$54.7K0.01%new13F-HRTimeline
TD PRIVATE CLIENT WEALTH LLC3,540$54K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC3,278$50K<0.01%013F-HRTimeline
PRIVATE TRUST CO NA3,200$48.8K<0.01%-2,00013F-HRTimeline
Marshall & Sterling Wealth Advisors Inc.2,837$43.3K0.03%013F-HRTimeline
United Community Bankin group United Community Bank2,550$38.9K0.01%013F-HRTimelineGroup
CENTRAL TRUST Co2,000$30.5K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.2,000$30.5K<0.01%013F-HRTimeline
SOA Wealth Advisors, LLC.1,283$19.6K<0.01%+5013F-HRTimeline
Global Wealth Strategies & Associates1,245$19K<0.01%new13F-HRTimeline
Costello Asset Management, INC1,169$17.8K0.01%+4313F-HRTimeline
WPG Advisers, LLC993$15.2K0.01%-2413F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC944$14.4K<0.01%new13F-HRTimelineGroup
Kilter Group LLC917$14K0.01%+3513F-HRTimeline
IFC & Insurance Marketing, Inc.864$13K0.01%13F-HRTimeline
Steward Partners Investment Advisory, L…800$12.2K<0.01%-1,00013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…750$11.4K<0.01%013F-HRTimelineGroup
Smallwood Wealth Investment Management,…693$10.6K0.01%+2113F-HRTimeline
Arax Advisory Partners600$9.16K<0.01%new13F-HRTimeline
GPS Wealth Strategies Group, LLC561$8.56K0.01%+1113F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO403$6.15K<0.01%013F-HRTimelineGroup
GoalVest Advisory LLC339$5.17K<0.01%013F-HRTimeline
Fourth Dimension Wealth, LLC277$4.23K<0.01%013F-HRTimeline
MAI Capital Management200$3.05K<0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP180$2.75K<0.01%new13F-HRTimelineGroup
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…172$2.62K<0.01%new13F-HRTimelineGroup
N.E.W. Advisory Services LLC80$1.21K<0.01%+213F-HRTimeline
FLAGSHIP HARBOR ADVISORS, LLC60$916<0.01%new13F-HRTimeline
GAMMA Investing LLC35$534<0.01%013F-HRTimeline
SageView Advisory Group, LLC4$62<0.01%new13F-HRTimeline