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Disclosery

SWZ TOTAL RETURN SECURITIES FUND

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COM (fund), issuer CIK 813623

42 managers (42 13F filers) reported a position in SWZ shares at 2025-09-30, 6,499,524 shares in all. 6 filers opened a position and 4 filers sold out during the quarter.

Managers
42
13F filers
42
New
6
Added
13
Reduced
6
Sold out
4
Shares held by filers
6,499,524

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Allspring Global Investments Holdings, …in group Allspring Global Investments …2,127,310$12.9M0.02%+196,50513F-HRTimelineGroup
Matisse Capital607,000$3.69M1.66%new13F-HRTimeline
CSS LLC/IL544,683$3.31M0.2%+19,75513F-HRTimeline
GARDNER RUSSO & QUINN LLC434,237$2.64M0.03%013F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC378,637$2.3M0.13%-291,30913F-HRTimeline
Saba Capital Management, L.P.in group Saba Capital Management, L.P.302,612$1.84M0.06%+57,57913F-HRTimelineGroup
Shaker Financial Services, LLC298,862$1.82M0.62%+158,50213F-HRTimeline
Karpus Management, Inc.206,753$1.26M0.04%-30,59213F-HRTimeline
North Ground Capital193,523$1.18M0.72%+43,46513F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC192,703$1.17M0.18%+87,69513F-HRTimeline
Yakira Capital Management, Inc.192,016$1.17M0.43%+52,63913F-HRTimeline
Uncommon Cents Investing LLC123,955$754K0.19%+2513F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC122,794$747K<0.01%-31,35513F-HRTimeline
UHLMANN PRICE SECURITIES, LLC111,654$679K0.42%+7,04513F-HRTimeline
Bulldog Investors, LLP106,902$650K0.15%013F-HRTimeline
BOOTHBAY FUND MANAGEMENT, LLC87,500$532K0.01%new13F-HRTimeline
Alpine Global Management, LLC87,500$532K0.11%new13F-HR/ATimeline
Quarry LP75,080$456K0.11%new13F-HRTimeline
Noble Wealth Management PBC54,212$330K0.18%13F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY53,151$323K<0.01%-3,28413F-HR/ATimelineGroup
PRIVATE MANAGEMENT GROUP INC10,545$301K0.01%013F-HRTimeline
DELTA CAPITAL MANAGEMENT LLC33,363$203K0.1%013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…19,315$117K<0.01%+9,12613F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC18,819$114K<0.01%013F-HRTimelineGroup
GAMCO INVESTORS, INC. ET ALin group GAMCO Investors (Gabelli)16,048$97.6K<0.01%013F-HRTimelineGroup
MCCARTER PRIVATE WEALTH SERVICES LLC14,459$87.9K0.05%013F-HRTimeline
UBS Group AGin group UBS Group AG14,162$86.1K<0.01%-2,33413F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC13,850$84.2K<0.01%+5,10013F-HRTimelineGroup
Integris Wealth Management, LLC12,001$73K0.02%013F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC10,954$66.6K<0.01%new13F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN9,835$59.8K<0.01%+47613F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/5,382$32.7K<0.01%-9,54313F-HR/ATimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.4,906$29.8K<0.01%+79513F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…3,718$22.6K<0.01%013F-HRTimelineGroup
WINMILL & CO. INCin group WINMILL & CO. INC3,270$19.9K<0.01%013F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,581$15.7K<0.01%013F-HR/ATimelineGroup
Federation des caisses Desjardins du Qu…1,829$11.1K<0.01%013F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC1,068$6.49K<0.01%013F-HRTimelineGroup
North Star Investment Management Corp.951$5.78K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC835$5K<0.01%013F-HRTimelineGroup
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC300$2K<0.01%new13F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA249$2K<0.01%013F-HRTimelineGroup