Skip to content
Disclosery

SWZ TOTAL RETURN SECURITIES FUND

Follow

COM (fund), issuer CIK 813623

41 managers (41 13F filers) reported a position in SWZ shares at 2025-12-31, 8,325,383 shares in all. 8 filers opened a position and 10 filers sold out during the quarter.

Managers
41
13F filers
41
New
8
Added
14
Reduced
8
Sold out
10
Shares held by filers
8,325,383

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Allspring Global Investments Holdings, …in group Allspring Global Investments …2,127,310$13.2M0.02%013F-HRTimelineGroup
CSS LLC/IL1,659,007$10.3M0.58%+1,114,32413F-HRTimeline
North Ground Capital661,145$4.11M2.04%+467,62213F-HRTimeline
Matisse Capital610,000$3.79M1.7%+3,00013F-HRTimeline
Saba Capital Management, L.P.in group Saba Capital Management, L.P.605,224$3.76M0.13%+302,61213F-HRTimelineGroup
ICON ADVISERS INC/CO545,899$3.4M0.73%new13F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC437,018$2.72M0.13%+58,38113F-HRTimeline
EVOLVE PRIVATE WEALTH, LLC217,896$1.36M0.08%13F-HRTimeline
Yakira Capital Management, Inc.192,016$1.19M0.4%013F-HRTimeline
Bulldog Investors, LLP161,903$1.01M0.22%+55,00113F-HRTimeline
GARDNER RUSSO & QUINN LLC146,284$910K0.01%-287,95313F-HRTimeline
Shaker Financial Services, LLC136,198$847K0.27%-162,66413F-HRTimeline
Uncommon Cents Investing LLC123,955$771K0.19%013F-HRTimeline
Noble Wealth Management PBC101,924$634K0.32%+47,71213F-HRTimeline
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC101,837$633K0.01%+101,53713F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC82,461$513K<0.01%-40,33313F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC64,513$401K0.06%-128,19013F-HRTimeline
PRIVATE MANAGEMENT GROUP INC10,545$303K0.01%013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY42,272$263K<0.01%-10,87913F-HR/ATimelineGroup
NIXON PEABODY TRUST CO42,024$261K0.02%new13F-HRTimeline
Almitas Capital LLC36,781$229K0.05%new13F-HRTimeline
GAMCO INVESTORS, INC. ET ALin group GAMCO Investors (Gabelli)32,096$200K<0.01%+16,04813F-HRTimelineGroup
Logan Stone Capital, LLC27,811$173K0.04%new13F-HRTimeline
UBS Group AGin group UBS Group AG21,074$131K<0.01%+6,91213F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC18,819$117K<0.01%013F-HRTimelineGroup
TrueMark Investments, LLCin group TrueMark Investments, LLC15,276$95K0.02%new13F-HRTimelineGroup
Capital Investment Counsel, Inc14,961$93.1K0.01%new13F-HRTimeline
MCCARTER PRIVATE WEALTH SERVICES LLC14,458$89.9K0.04%-113F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC13,940$86.7K<0.01%+9013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.12,437$77.3K<0.01%+7,53113F-HRTimelineGroup
Integris Wealth Management, LLC12,001$74.7K0.02%013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN10,565$65.7K<0.01%+73013F-HRTimelineGroup
Marex Group Ltdin group Marex Group Ltd10,000$62.2K<0.01%new13F-HRTimelineGroup
SageView Advisory Group, LLC4,700$29.2K<0.01%new13F-HRTimeline
WINMILL & CO. INCin group WINMILL & CO. INC3,370$21.1K0.01%+10013F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/2,790$17.4K<0.01%-2,59213F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,581$16.1K<0.01%013F-HRTimelineGroup
Ancora Advisors LLCin group Ancora Advisors LLC1,068$6.64K<0.01%013F-HRTimelineGroup
North Star Investment Management Corp.951$5.92K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA249$2K<0.01%013F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…24$149<0.01%-3,69413F-HRTimelineGroup