13F-HR filed by Shaker Financial Services, LLC
Shaker Financial Services, LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-10-22, with 149 holding rows worth $291,608,740.
- Accession
- 0001172661-25-004387
- Filer
- CIK 1511794
- Filed
- 2025-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 149 entries on the cover page, a total value of $291,608,740 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,608,740 with VALUE read as dollars as filed, 13F file number 028-14234. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 497,014 | $9,587,401 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 909,058 | $9,445,113 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 540,238 | $8,668,734 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,307,623 | $8,290,330 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 493,646 | $7,404,690 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,314,729 | $7,296,746 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 132,905 | $6,827,308 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 824,490 | $6,216,655 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 354,678 | $5,497,509 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 237,032 | $5,285,814 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 245,347 | $5,279,868 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 324,768 | $4,935,713 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 445,553 | $4,829,795 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 289,696 | $4,672,797 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 322,604 | $4,597,107 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 294,710 | $4,444,227 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 693,377 | $4,416,812 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 340,673 | $4,183,465 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 448,104 | $4,086,709 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 474,364 | $3,941,965 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 208,391 | $3,784,381 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 553,533 | $3,692,374 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 504,003 | $3,560,054 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 366,566 | $3,540,134 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 163,373 | $3,452,072 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 362,415 | $3,442,943 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 120,498 | $3,366,514 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 368,492 | $3,356,963 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 534,836 | $3,332,065 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 365,998 | $3,290,323 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 189,467 | $3,167,889 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,682 | $3,126,742 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 197,804 | $3,067,941 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 349,974 | $3,065,822 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 199,227 | $2,932,862 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 80,622 | $2,847,570 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 312,070 | $2,824,234 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 97,146 | $2,677,344 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 49,438 | $2,675,585 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 184,069 | $2,654,275 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 105,374 | $2,645,942 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 247,175 | $2,632,414 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 276,523 | $2,615,908 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 214,332 | $2,580,558 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 442,146 | $2,564,447 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 106,542 | $2,549,551 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 310,852 | $2,469,253 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 242,714 | $2,463,548 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 174,761 | $2,445,012 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 132,112 | $2,438,788 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 550,959 | $2,423,669 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 376,312 | $2,415,924 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 178,470 | $2,064,898 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 81,549 | $1,993,874 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 153,815 | $1,991,905 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 144,976 | $1,900,636 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 138,919 | $1,892,564 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 327,298 | $1,865,599 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 157,589 | $1,835,912 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 84,484 | $1,830,779 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 298,862 | $1,817,082 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 140,584 | $1,710,908 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 160,177 | $1,668,790 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 111,350 | $1,613,462 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 143,452 | $1,595,022 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 133,400 | $1,542,104 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 85,118 | $1,517,513 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 69,440 | $1,502,682 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 113,506 | $1,480,119 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 71,013 | $1,475,651 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 131,484 | $1,473,936 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 73,260 | $1,402,929 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 181,933 | $1,364,495 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 228,138 | $1,320,708 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 99,145 | $1,314,902 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 98,453 | $1,313,364 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 112,225 | $1,259,165 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 99,201 | $1,150,732 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 93,773 | $1,125,276 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 234,726 | $1,121,991 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 65,894 | $1,103,066 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 54,006 | $1,102,263 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 97,575 | $1,028,441 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 78,354 | $977,075 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 143,998 | $964,787 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 152,347 | $944,552 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 34,581 | $938,183 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 75,982 | $901,907 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 210,902 | $817,351 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 35,042 | $766,800 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 64,463 | $737,457 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 58,344 | $735,135 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 57,081 | $734,776 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 86,681 | $716,419 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 121,540 | $698,855 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 91,212 | $687,739 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 69,139 | $629,165 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 47,721 | $620,851 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 48,110 | $615,327 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 36,845 | $613,468 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 94,331 | $611,265 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 77,207 | $587,546 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 42,435 | $566,932 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 37,955 | $558,698 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 62,625 | $539,765 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 24,965 | $524,265 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 60,471 | $515,818 | dollars as filed | |
| VIRTUS CONVERTIBLE & INCOME | 92838X805 | COM NEW | 34,319 | $514,785 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 80,607 | $505,399 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 41,825 | $493,460 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 77,415 | $491,586 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 60,563 | $470,575 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 70,424 | $454,235 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 18,095 | $448,756 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 26,623 | $446,229 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 28,537 | $444,607 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 74,184 | $441,395 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 12,682 | $431,188 | dollars as filed | |
| SOURCE CAPITAL | 836144303 | COM SHS OF BEN I | 9,251 | $416,481 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 49,501 | $413,334 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 33,791 | $407,268 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 87,045 | $399,537 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 29,654 | $381,944 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 33,000 | $364,650 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 65,061 | $356,535 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 582 | $349,820 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 98,000 | $339,080 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 122,193 | $316,480 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 27,687 | $313,417 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 12,670 | $304,461 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 19,000 | $297,350 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 14,588 | $287,384 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 24,402 | $274,279 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 79,680 | $257,367 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 24,428 | $242,326 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 7,900 | $241,624 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 24,200 | $240,548 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 86,350 | $231,418 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 15,500 | $229,245 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 9,611 | $221,053 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 25,008 | $214,429 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 13,397 | $156,411 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 52,336 | $153,345 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,800 | $150,656 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13,629 | $142,560 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 34,366 | $126,811 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,756 | $126,679 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 27,426 | $113,270 | dollars as filed | |
| BLACKROCK INCOME TR INC | 09247F118 | RIGHT 10/20/2025 | 24,402 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-25-004387 | this filing | 2025-10-22 | acceptance time not in the bulk data set |