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Disclosery

SWZ TOTAL RETURN SECURITIES FUND

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COM (fund), issuer CIK 813623

42 managers (42 13F filers) reported a position in SWZ shares at 2026-03-31, 4,953,845 shares in all. 5 filers opened a position and 4 filers sold out during the quarter.

Managers
42
13F filers
42
New
5
Added
8
Reduced
19
Sold out
4
Shares held by filers
4,953,845

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
CSS LLC/IL1,020,547$6.05M0.34%-638,46013F-HRTimeline
Allspring Global Investments Holdings, …in group Allspring Global Investments …650,702$3.86M0.01%-1,476,60813F-HRTimelineGroup
ICON ADVISERS INC/CO500,294$2.97M0.69%-45,60513F-HRTimeline
Matisse Capital407,269$2.42M1.03%-202,73113F-HRTimeline
Saba Capital Management, L.P.in group Saba Capital Management, L.P.404,080$2.4M0.08%-201,14413F-HRTimelineGroup
RIVERNORTH CAPITAL MANAGEMENT, LLC331,019$1.96M0.1%-105,99913F-HRTimeline
Shaker Financial Services, LLC322,395$1.91M0.67%+186,19713F-HRTimeline
EVOLVE PRIVATE WEALTH, LLC146,290$868K0.05%-71,60613F-HRTimeline
Yakira Capital Management, Inc.125,557$745K0.22%-66,45913F-HRTimeline
GARDNER RUSSO & QUINN LLC97,667$579K0.01%-48,61713F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC88,274$523K0.08%+23,76113F-HRTimeline
Uncommon Cents Investing LLC84,372$500K0.12%-39,58313F-HRTimeline
Alpine Global Management, LLC81,274$482K0.07%new13F-HRTimeline
Noble Wealth Management PBC69,379$411K0.21%-32,54513F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC62,145$369K<0.01%-20,31613F-HRTimeline
PRIVATE MANAGEMENT GROUP INC10,545$306K0.01%013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY51,524$306K<0.01%+9,25213F-HRTimelineGroup
North Ground Capital47,591$282K0.34%-613,55413F-HRTimeline
UBS Group AGin group UBS Group AG47,295$280K<0.01%+26,22113F-HRTimelineGroup
Almitas Capital LLC46,454$275K0.06%+9,67313F-HRTimeline
NIXON PEABODY TRUST CO42,024$249K0.02%013F-HRTimeline
Bulldog Investors, LLP39,787$236K0.05%-122,11613F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…35,909$213K0.01%new13F-HRTimelineGroup
GAMCO INVESTORS, INC. ET ALin group GAMCO Investors (Gabelli)32,096$190K<0.01%013F-HRTimelineGroup
Logan Stone Capital, LLC27,811$165K0.05%013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.23,343$138K<0.01%+10,90613F-HRTimelineGroup
XTX Topco Ltdin group XTX Topco Ltd19,964$118K<0.01%new13F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC18,819$112K<0.01%013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN17,435$103K<0.01%+6,87013F-HR/ATimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC16,590$98.4K<0.01%+2,65013F-HRTimelineGroup
Capital Investment Counsel, Inc14,961$88.7K0.01%013F-HRTimeline
Belpointe Asset Management LLC14,458$85.7K<0.01%new13F-HRTimeline
Fortis Capital Advisors, LLC14,458$85.7K0.01%new13F-HRTimeline
MCCARTER PRIVATE WEALTH SERVICES LLC14,458$85.7K0.04%013F-HRTimeline
TrueMark Investments, LLCin group TrueMark Investments, LLC10,749$63.7K0.01%-4,52713F-HRTimelineGroup
Integris Wealth Management, LLC10,053$59.6K0.01%-1,94813F-HRTimeline
WINMILL & CO. INCin group WINMILL & CO. INC2,250$13.3K<0.01%-1,12013F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO1,723$10.2K<0.01%-85813F-HR/ATimelineGroup
Ancora Advisors LLCin group Ancora Advisors LLC1,068$6.33K<0.01%013F-HRTimelineGroup
North Star Investment Management Corp.951$5.64K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA249$1K<0.01%013F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…16$95<0.01%-813F-HRTimelineGroup