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Disclosery

SWZ TOTAL RETURN SECURITIES FUND

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COM (fund), issuer CIK 813623

40 managers (40 13F filers) reported a position in SWZ shares at 2025-06-30, 6,026,265 shares in all. 7 filers opened a position and 5 filers sold out during the quarter.

Managers
40
13F filers
40
New
7
Added
13
Reduced
8
Sold out
5
Shares held by filers
6,026,265

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Allspring Global Investments Holdings, …in group Allspring Global Investments …1,930,805$12.2M0.02%013F-HRTimelineGroup
RIVERNORTH CAPITAL MANAGEMENT, LLC669,946$4.25M0.23%+625,11313F-HRTimeline
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC666,252$4.22M0.01%-862,21613F-HRTimelineGroup
CSS LLC/IL524,928$3.33M0.21%+147,27013F-HRTimeline
GARDNER RUSSO & QUINN LLC434,237$2.75M0.03%+140,83413F-HRTimeline
Saba Capital Management, L.P.in group Saba Capital Management, L.P.245,033$1.55M0.04%+2,89413F-HRTimelineGroup
Karpus Management, Inc.237,345$1.5M0.05%-10,11513F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC154,149$977K<0.01%+29,32113F-HRTimeline
North Ground Capital150,058$948K1.21%+145,25813F-HRTimeline
Shaker Financial Services, LLC140,360$890K0.32%+54,27213F-HRTimeline
Yakira Capital Management, Inc.139,377$884K0.33%+109,27213F-HRTimeline
Uncommon Cents Investing LLC123,930$786K0.21%+23,80013F-HRTimeline
Bulldog Investors, LLP106,902$678K0.17%-130,57013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC105,008$666K0.11%+7,00613F-HRTimeline
UHLMANN PRICE SECURITIES, LLC104,609$663K0.47%-39,22813F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY56,435$358K<0.01%-4,02513F-HRTimelineGroup
PRIVATE MANAGEMENT GROUP INC10,545$287K0.01%new13F-HRTimeline
DELTA CAPITAL MANAGEMENT LLC33,363$212K0.12%013F-HRTimeline
Beverly Hills Private Wealth, LLC19,248$122K0.02%new13F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management19,116$121K<0.01%new13F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC18,819$119K<0.01%+5,94313F-HRTimelineGroup
UBS Group AGin group UBS Group AG16,496$105K<0.01%-28,09113F-HRTimelineGroup
GAMCO INVESTORS, INC. ET ALin group GAMCO Investors (Gabelli)16,048$102K<0.01%013F-HRTimelineGroup
Capital Investment Counsel, Inc14,961$94.9K0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/14,925$94.6K<0.01%+1,25313F-HRTimelineGroup
MCCARTER PRIVATE WEALTH SERVICES LLC14,459$91.7K0.05%new13F-HRTimeline
Integris Wealth Management, LLC12,001$76.1K0.02%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…10,189$64.6K<0.01%new13F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN9,359$59.3K<0.01%+25513F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC8,750$55.5K<0.01%new13F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.4,111$26.1K<0.01%-3,48013F-HR/ATimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…3,718$23.6K<0.01%-2,55013F-HRTimelineGroup
WINMILL & CO. INCin group WINMILL & CO. INC3,270$20.7K0.01%013F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,581$16.4K<0.01%013F-HRTimelineGroup
Federation des caisses Desjardins du Qu…1,829$11.6K<0.01%013F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC1,068$6.77K<0.01%013F-HRTimelineGroup
North Star Investment Management Corp.951$6.03K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC835$5K<0.01%013F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA249$2K<0.01%013F-HR/ATimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.