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Disclosery

SWZ TOTAL RETURN SECURITIES FUND

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COM (fund), issuer CIK 813623

39 managers (39 13F filers) reported a position in SWZ shares at 2024-12-31, 5,929,781 shares in all. 3 filers opened a position and 2 filers sold out during the quarter.

Managers
39
13F filers
39
New
3
Added
13
Reduced
7
Sold out
2
Shares held by filers
5,929,781

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Allspring Global Investments Holdings, …in group Allspring Global Investments …1,967,302$14.7M0.02%-182,50113F-HRTimelineGroup
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC719,312$5.39M0.01%-25,23213F-HRTimelineGroup
1607 Capital Partners, LLC459,592$3.44M0.28%+52,22813F-HRTimeline
Saba Capital Management, L.P.in group Saba Capital Management, L.P.325,779$2.44M0.06%+64,59713F-HRTimelineGroup
CSS LLC/IL290,275$2.17M0.13%013F-HRTimeline
GARDNER RUSSO & QUINN LLC288,801$2.16M0.02%+5,45113F-HRTimeline
Karpus Management, Inc.275,120$2.06M0.06%+62,63013F-HRTimeline
Shaker Financial Services, LLC252,561$1.89M0.72%-75,24813F-HRTimeline
Bulldog Investors, LLP237,472$1.78M0.46%013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC149,366$1.12M<0.01%+52,98913F-HRTimelineGroup
UHLMANN PRICE SECURITIES, LLC140,919$1.06M0.8%+41,23413F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC124,976$936K<0.01%+1,10013F-HRTimeline
Sanctuary Advisors, LLC97,879$860K0.01%+6,85813F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY98,061$734K<0.01%-13,86613F-HR/ATimelineGroup
Uncommon Cents Investing LLC92,100$690K0.21%+20013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC91,317$684K0.13%013F-HRTimeline
UBS Group AGin group UBS Group AG58,818$441K<0.01%-10,71613F-HRTimelineGroup
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC33,571$251K0.01%-5,79413F-HRTimelineGroup
DELTA CAPITAL MANAGEMENT LLC33,363$250K0.14%013F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC33,340$250K<0.01%new13F-HRTimelineGroup
Logan Stone Capital, LLC31,779$238K0.08%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…20,070$150K<0.01%new13F-HRTimelineGroup
LPL Financial LLC17,910$134K<0.01%+22413F-HRTimeline
GAMCO INVESTORS, INC. ET ALin group GAMCO Investors (Gabelli)16,048$120K<0.01%013F-HRTimelineGroup
Capital Investment Counsel, Inc14,961$112K0.02%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/13,672$102K<0.01%+10,79513F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC12,876$96.4K<0.01%013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN10,237$76.7K<0.01%013F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…6,244$46.8K<0.01%+3,69413F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.4,819$36.1K<0.01%+4213F-HR/ATimelineGroup
WINMILL & CO. INCin group WINMILL & CO. INC3,270$24.5K0.01%013F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,581$19.3K<0.01%013F-HRTimelineGroup
Federation des caisses Desjardins du Qu…1,829$13.7K<0.01%013F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC1,068$8K<0.01%013F-HRTimelineGroup
North Star Investment Management Corp.951$7.12K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC835$6K<0.01%013F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA527$4K<0.01%-18113F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\180$1.35K<0.01%013F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.