Skip to content
Disclosery

SWZ TOTAL RETURN SECURITIES FUND

Follow

COM (fund), issuer CIK 813623

38 managers (38 13F filers) reported a position in SWZ shares at 2025-03-31, 5,960,762 shares in all. 3 filers opened a position and 4 filers sold out during the quarter.

Managers
38
13F filers
38
New
3
Added
9
Reduced
13
Sold out
4
Shares held by filers
5,960,762

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Allspring Global Investments Holdings, …in group Allspring Global Investments …1,930,805$17.8M0.03%-36,49713F-HRTimelineGroup
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC1,528,468$14.1M0.02%+809,15613F-HRTimelineGroup
CSS LLC/IL377,658$3.48M0.24%+87,38313F-HRTimeline
GARDNER RUSSO & QUINN LLC293,403$2.71M0.03%+4,60213F-HRTimeline
Karpus Management, Inc.247,460$2.28M0.07%-27,66013F-HRTimeline
Saba Capital Management, L.P.in group Saba Capital Management, L.P.242,139$2.23M0.06%-83,64013F-HRTimelineGroup
Bulldog Investors, LLP237,472$2.19M0.59%013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC164,184$1.51M<0.01%+14,81813F-HRTimelineGroup
UHLMANN PRICE SECURITIES, LLC143,837$1.33M0.98%+2,91813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC124,828$1.15M<0.01%-14813F-HRTimeline
Uncommon Cents Investing LLC100,130$923K0.27%+8,03013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC98,002$904K0.17%+6,68513F-HRTimeline
Shaker Financial Services, LLC86,088$794K0.31%-166,47313F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY60,460$557K<0.01%-37,60113F-HRTimelineGroup
RIVERNORTH CAPITAL MANAGEMENT, LLC44,833$413K0.02%new13F-HRTimeline
UBS Group AGin group UBS Group AG44,587$411K<0.01%-14,23113F-HRTimelineGroup
1607 Capital Partners, LLC39,979$369K0.03%-419,61313F-HRTimeline
DELTA CAPITAL MANAGEMENT LLC33,363$308K0.18%013F-HRTimeline
Yakira Capital Management, Inc.30,105$278K0.11%new13F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC25,856$238K<0.01%-7,48413F-HRTimelineGroup
GAMCO INVESTORS, INC. ET ALin group GAMCO Investors (Gabelli)16,048$148K<0.01%013F-HRTimelineGroup
Capital Investment Counsel, Inc14,961$138K0.02%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/13,672$126K<0.01%013F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC12,876$119K<0.01%013F-HRTimelineGroup
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC10,867$100K<0.01%-22,70413F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN9,104$83.9K<0.01%-1,13313F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.7,591$70K<0.01%+2,77213F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…6,268$57.8K<0.01%+2413F-HRTimelineGroup
WINMILL & CO. INCin group WINMILL & CO. INC3,270$30.1K0.01%013F-HRTimelineGroup
North Ground Capital4,800$30K0.03%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,581$23.8K<0.01%013F-HRTimelineGroup
Federation des caisses Desjardins du Qu…1,829$16.9K<0.01%013F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC1,068$9.85K<0.01%013F-HRTimelineGroup
North Star Investment Management Corp.951$8.77K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC835$8K<0.01%013F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA249$2K<0.01%-27813F-HR/ATimelineGroup
US BANCORP \DE\in group US BANCORP \DE\135$1.25K<0.01%-4513F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.