13F-HR filed by Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc. filed this 13F-HR for the quarter ended 2025-03-31, filed 2025-05-14, with 128 holding rows worth $293,973,769.
- Accession
- 0001398344-25-009442
- Filer
- CIK 1509510
- Filed
- 2025-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, 128 entries on the cover page, a total value of $293,973,769 stated on the cover page (in dollars after the unit check, H1), rows summing to $293,973,769 with VALUE read as dollars as filed, 13F file number 028-14375. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,641,558 | $40,283,833 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 3,144,864 | $22,171,291 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,043,689 | $16,136,651 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 1,701,210 | $14,800,527 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,677,303 | $13,921,975 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,172,900 | $9,934,463 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,315,582 | $9,493,886 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 666,668 | $8,773,351 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 1,714,062 | $8,518,888 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 410,089 | $7,697,371 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1,258,025 | $7,434,928 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 380,600 | $6,112,431 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 355,738 | $5,666,906 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 611,015 | $5,181,407 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 105,767 | $4,553,269 | dollars as filed | |
| SOUND POINT MERIDIAN CAP INC | 83617A108 | CMN | 225,137 | $4,489,232 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 89,770 | $4,454,387 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 337,162 | $4,325,788 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 348,571 | $4,269,995 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 285,536 | $4,137,417 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 302,810 | $4,063,710 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 186,043 | $3,787,835 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 202,849 | $3,598,541 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 29,872 | $3,486,361 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 46,697 | $3,310,350 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 183,561 | $3,293,084 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 70,484 | $3,168,945 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 587,872 | $3,115,722 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 268,982 | $3,055,636 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 135,966 | $2,900,155 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 362,833 | $2,735,762 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 164,585 | $2,712,361 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 111,162 | $2,640,099 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 51,764 | $2,508,483 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 233,897 | $2,505,037 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 74,104 | $2,460,994 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 289,043 | $2,381,714 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,666 | $1,985,783 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 94,207 | $1,786,165 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 43,454 | $1,739,029 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 92,014 | $1,727,103 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 18,598 | $1,717,897 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 88,690 | $1,700,187 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 140,994 | $1,666,549 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 127,072 | $1,463,869 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 178,792 | $1,383,850 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 71,378 | $1,355,471 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 223,924 | $1,262,929 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 89,425 | $1,241,219 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 353,305 | $1,233,034 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,019 | $1,170,933 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 71,859 | $1,083,634 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 48,007 | $1,030,230 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 52,657 | $1,028,391 | dollars as filed | |
| PROSHARES TR | 74347G275 | ULTRASHORT CONSU | 86,805 | $1,023,431 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N686 | TUTT CAP BKS ETF | 70,133 | $1,014,123 | dollars as filed | |
| PROSHARES TR | 74349Y837 | SHORT QQQ | 24,606 | $999,742 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 120,541 | $954,685 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,840 | $879,759 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 77,573 | $830,031 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 73,069 | $772,339 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 8,250 | $762,795 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 42,063 | $749,563 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 127,724 | $736,967 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 88,892 | $660,470 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 52,597 | $620,119 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 35,000 | $587,650 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 47,965 | $477,731 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 71,290 | $436,295 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,398 | $402,820 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 44,032 | $367,667 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,088 | $364,332 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 36,969 | $350,836 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 93,879 | $346,414 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 31,321 | $317,595 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,469 | $226,400 | dollars as filed | |
| SPY | 78462F103 | SHS | 390 | $218,162 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 14,009 | $186,460 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,092 | $149,193 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 270 | $126,608 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 3,452 | $96,587 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 100 | $93,253 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 150 | $80,022 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $57,636 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 600 | $36,900 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,865 | $26,415 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,013 | $18,629 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 706 | $17,219 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 1,715 | $16,829 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 8,959 | $15,409 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,487 | $14,811 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,668 | $13,995 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,293 | $11,767 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,181 | $11,456 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,795 | $10,845 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 833 | $10,696 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 220 | $10,067 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 32,771 | $9,995 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $9,720 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1,111 | $9,688 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,479 | $9,615 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 516 | $9,489 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 666 | $9,477 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,149 | $9,310 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,094 | $9,179 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,750 | $8,855 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160119 | *W EXP 03/15/202 | 15,307 | $8,648 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 5,457 | $8,458 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 473 | $7,459 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,513 | $7,111 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 346 | $6,906 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,267 | $6,284 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 361 | $6,231 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 430 | $6,192 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,100 | $6,171 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 112 | $5,641 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 901 | $5,640 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 650 | $5,587 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 229 | $5,525 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 994 | $5,478 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 174 | $5,323 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 362 | $5,287 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 368 | $5,241 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 784 | $5,135 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,034 | $5,057 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 660 | $3,938 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 25 | $1,981 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 357 | $1,367 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-25-009442 | this filing | 2025-05-14 | acceptance time not in the bulk data set |