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Disclosery

AVK ADVENT CONV & INCOME FD

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COM (fund), issuer CIK 1219120

95 managers (95 13F filers) reported a position in AVK shares at 2025-09-30, 13,615,920 shares in all. 10 filers opened a position and 7 filers sold out during the quarter.

Managers
95
13F filers
95
New
10
Added
37
Reduced
23
Sold out
7
Shares held by filers
13,615,920

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC3,331,428$42.6M0.86%-347,16313F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,456,665$18.6M0.01%+114,37113F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…1,214,315$15.5M0.19%+3,40113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN876,037$11.2M<0.01%+26,24113F-HRTimelineGroup
Advisors Asset Management, Inc.739,152$9.45M0.16%-66,42613F-HR/ATimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC681,562$8.72M0.06%-8,02013F-HRTimelineGroup
LPL Financial LLC557,830$7.13M<0.01%+48,67113F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY526,279$6.73M<0.01%-210,71413F-HR/ATimelineGroup
Koshinski Asset Management, Inc.445,813$5.7M0.38%+12,91513F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.303,715$3.88M0.01%-7213F-HRTimelineGroup
Arete Wealth Advisors, LLC296,531$3.79M0.24%-14,38713F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC256,986$3.29M0.41%-359,70013F-HRTimeline
FCA CORP /TX218,186$2.79M0.77%+9,50913F-HRTimeline
Steward Partners Investment Advisory, L…193,034$2.47M0.01%+59,37313F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC170,508$2.18M<0.01%-7,44513F-HRTimeline
Creative Planningin group Creative Planning141,599$1.81M<0.01%-17,65013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.128,456$1.61M<0.01%+93013F-HRTimelineGroup
Cyndeo Wealth Partners, LLC117,865$1.51M0.08%+9,54313F-HRTimeline
UBS Group AGin group UBS Group AG109,001$1.39M<0.01%-11,55013F-HRTimelineGroup
Quarry LP95,975$1.23M0.3%-153,70013F-HRTimeline
Formidable Asset Management, LLC93,331$1.13M0.18%-5,50013F-HRTimeline
Modern Wealth Management, LLC73,287$937K0.02%-38113F-HRTimeline
NWF Advisory Services Inc.71,993$921K0.1%-90013F-HRTimeline
NewEdge Advisors, LLC70,662$904K<0.01%+10,95413F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/69,815$893K<0.01%+3,11113F-HR/ATimelineGroup
Cambridge Investment Research Advisors,…68,475$876K<0.01%+13013F-HRTimeline
Stolper Co61,086$781K0.24%+8913F-HR/ATimeline
Sanctuary Advisors, LLC57,904$741K<0.01%+30,03113F-HR/ATimeline
Waverly Advisors, LLC54,151$693K0.01%-3,03113F-HRTimeline
PFG Investments, LLC52,104$666K0.03%+27913F-HRTimeline
Invesco Ltd.in group Invesco Ltd.51,282$656K<0.01%-29,11313F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…50,620$649K<0.01%+57113F-HRTimeline
Shaker Financial Services, LLC48,110$615K0.21%new13F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…46,036$559K0.05%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA43,381$555K<0.01%-1,77913F-HRTimelineGroup
Heron Bay Capital Management42,823$548K0.1%013F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…38,109$487K0.03%013F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…38,039$487K0.01%+8,91513F-HRTimelineGroup
WCG Wealth Advisors LLC36,752$470K0.03%013F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC35,282$451K<0.01%+6,30013F-HRTimelineGroup
Twelve Points Wealth Management LLC34,781$445K0.11%+113F-HRTimeline
Integrated Wealth Concepts LLC34,337$439K<0.01%+3,31613F-HRTimeline
Sage Capital Management, LLC33,200$425K0.19%013F-HRTimeline
Centurion Wealth Management LLC32,273$413K0.09%013F-HRTimeline
PMG Family Office LLC30,489$390K0.44%13F-HRTimeline
Moors & Cabot, Inc.29,500$377K0.02%013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC26,825$343K<0.01%new13F-HRTimelineGroup
NFSG Corp24,636$315K0.05%+18813F-HRTimeline
Beacon Pointe Advisors, LLC23,428$300K<0.01%+1,41413F-HRTimeline
Cetera Investment Advisers22,931$293K<0.01%new13F-HRTimeline
Compound Planning, Inc.21,156$271K0.01%-1,57513F-HRTimeline
Windsor Capital Management, LLC20,882$267K0.07%-44713F-HRTimeline
Vanguard Capital Wealth Advisors20,288$259K0.21%+2713F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
PRIVATE TRUST CO NA20,000$256K0.02%new13F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP19,937$255K<0.01%+1313F-HRTimelineGroup
KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC19,381$248K<0.01%-19613F-HRTimelineGroup
CoreCap Advisors, LLC18,555$237K0.01%+5,65513F-HRTimeline
COMERICA BANK18,347$235K<0.01%+11613F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC16,243$208K<0.01%new13F-HRTimelineGroup
Tactive Advisors, LLC15,331$196K0.06%+16913F-HRTimeline
Encompass More Asset Management14,322$183K0.04%+5213F-HRTimeline
Oxbow Advisors, LLC14,302$183K0.02%+26713F-HRTimeline
MELFA WEALTH MANAGEMENT, INC.13,802$177K0.1%013F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…13,443$172K0.01%+213F-HRTimelineGroup
Trust Investment Advisors12,650$162K0.09%+28913F-HRTimeline
ELEVATION POINT WEALTH PARTNERS, LLC12,181$156K0.01%new13F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …12,046$154K<0.01%+613F-HRTimelineGroup
CALTON & ASSOCIATES, INC.11,749$150K0.02%+27613F-HRTimeline
Ellevest, Inc.10,762$138K0.02%+29713F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP10,256$131K<0.01%-3,82313F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.10,011$128K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…5,038$64.4K<0.01%new13F-HRTimelineGroup
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp4,700$60.1K<0.01%new13F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,167$53.3K<0.01%+10613F-HRTimelineGroup
MeadowBrook Investment Advisors LLC4,155$53.1K0.05%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.2,038$26.1K<0.01%+2013F-HRTimelineGroup
ZIONS BANCORPORATION, NATIONAL ASSOCIAT…2,010$25.7K<0.01%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,474$18.9K<0.01%013F-HRTimelineGroup
Sound Income Strategies, LLC1,400$18.2K<0.01%013F-HRTimeline
GHP Investment Advisors, Inc.1,300$16.6K<0.01%013F-HRTimeline
Golden State Wealth Management, LLC1,026$13.1K<0.01%013F-HRTimeline
Federation des caisses Desjardins du Qu…1,000$12.8K<0.01%013F-HRTimeline
McIlrath & Eck, LLC805$10.3K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC528$7K<0.01%+10513F-HRTimelineGroup
Fortis Group Advisors, LLC544$6.96K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC500$6.39K<0.01%new13F-HRTimeline
Gen-Wealth Partners Inc495$6.33K<0.01%013F-HRTimeline
North Star Investment Management Corp.420$5.37K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO400$5.12K<0.01%013F-HR/ATimelineGroup
Allworth Financial LP400$5.12K<0.01%013F-HRTimeline
Advisory Services Network, LLC343$4.39K<0.01%new13F-HRTimeline
Global Retirement Partners, LLC314$4.02K<0.01%-38813F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…279$3.57K<0.01%013F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC262$3.35K<0.01%013F-HRTimelineGroup
Geneos Wealth Management Inc.99$1.27K<0.01%-1,42313F-HRTimeline