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Disclosery

AVK ADVENT CONV & INCOME FD

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COM (fund), issuer CIK 1219120

92 managers (92 13F filers) reported a position in AVK shares at 2024-12-31, 15,296,627 shares in all. 14 filers opened a position and 14 filers sold out during the quarter.

Managers
92
13F filers
92
New
14
Added
30
Reduced
23
Sold out
14
Shares held by filers
15,296,627

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC4,355,074$51.3M1.16%+4,237,53813F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,348,544$15.9M<0.01%-221,99813F-HR/ATimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,165,089$13.7M0.01%13F-HR/ATimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…1,068,202$12.6M0.23%+72,00813F-HRTimelineGroup
ABSOLUTE INVESTMENT ADVISERS, LLC797,246$9.38M1.21%new13F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN756,278$8.9M<0.01%+11,01913F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC682,010$8.03M0.07%+11,57913F-HRTimelineGroup
Advisors Asset Management, Inc.602,548$7.09M0.13%+109,71213F-HR/ATimeline
LPL Financial LLC498,517$5.87M<0.01%+63,52113F-HRTimeline
Koshinski Asset Management, Inc.404,996$4.77M0.43%+63,50813F-HRTimeline
Arete Wealth Advisors, LLC322,546$3.78M0.27%-277,49313F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.295,570$3.48M0.01%+6,26113F-HRTimelineGroup
Quarry LP290,621$3.42M0.67%+279,27013F-HRTimeline
FCA CORP /TX190,847$2.25M0.7%+49,23713F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC175,582$2.07M<0.01%-63013F-HRTimeline
UBS Group AGin group UBS Group AG174,298$2.05M<0.01%+29,68713F-HRTimelineGroup
Creative Planningin group Creative Planning160,890$1.89M<0.01%new13F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.139,988$1.65M<0.01%-11,96613F-HRTimelineGroup
Formidable Asset Management, LLC115,632$1.36M0.22%-5,09213F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.111,247$1.31M<0.01%-5,62613F-HR/ATimelineGroup
READYSTATE ASSET MANAGEMENT LP104,580$1.23M0.05%new13F-HRTimeline
North Ground Capital85,900$1.01M1.09%13F-HRTimeline
Modern Wealth Management, LLC73,868$869K0.03%+16,20113F-HR/ATimeline
Cambridge Investment Research Advisors,…72,547$854K<0.01%-5,08513F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/65,087$766K<0.01%+5,24013F-HRTimelineGroup
Cyndeo Wealth Partners, LLC63,409$746K0.05%013F-HRTimeline
NewEdge Advisors, LLC62,865$740K<0.01%+2,60013F-HRTimeline
Waverly Advisors, LLC59,395$699K0.01%new13F-HRTimeline
Stolper Co54,928$647K0.22%-1,23813F-HRTimeline
Yakira Capital Management, Inc.53,462$629K0.25%-30,72713F-HRTimeline
PFG Investments, LLC50,760$597K0.04%-5,67713F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA45,968$542K<0.01%-1,12213F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…45,509$536K<0.01%+4,14613F-HR/ATimeline
Heron Bay Capital Management42,823$504K0.11%+7,70913F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…39,047$460K<0.01%new13F-HRTimelineGroup
Twelve Points Wealth Management LLC35,016$412K0.12%-86913F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…34,736$408K0.03%-373,06513F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…33,303$392K0.01%-1,27713F-HRTimelineGroup
Calamos Advisors LLCin group Calamos Advisors LLC32,762$386K<0.01%new13F-HRTimelineGroup
Sage Capital Management, LLC32,700$385K0.19%+1,00013F-HRTimeline
Centurion Wealth Management LLC32,273$380K0.12%+43013F-HRTimeline
CoreCap Advisors, LLC28,050$330K0.02%+14,90013F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…26,337$310K0.01%+11,58613F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP26,223$309K<0.01%+14,80813F-HRTimelineGroup
Oxbow Advisors, LLC24,111$284K0.03%+70213F-HRTimeline
Steward Partners Investment Advisory, L…22,729$268K<0.01%-1,35013F-HRTimeline
Compound Planning, Inc.22,212$261K0.01%+1,99913F-HRTimeline
Beacon Pointe Advisors, LLC22,014$259K<0.01%-1,05913F-HRTimeline
Windsor Capital Management, LLC21,831$257K0.08%-45513F-HRTimeline
Moors & Cabot, Inc.21,000$247K0.01%013F-HRTimeline
Vanguard Capital Wealth Advisors20,705$244K0.27%+2713F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP20,615$243K<0.01%-1,51913F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…18,605$219K<0.01%013F-HRTimelineGroup
COMERICA BANK18,274$215K<0.01%-3,90313F-HR/ATimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…18,215$214K<0.01%new13F-HRTimelineGroup
XTX Topco Ltdin group XTX Topco Ltd17,444$205K0.02%new13F-HRTimelineGroup
OneDigital Investment Advisors LLC16,493$194K<0.01%new13F-HRTimeline
Jaffetilchin Investment Partners, LLC16,342$192K0.01%+2,86713F-HRTimeline
Encompass More Asset Management14,660$173K0.06%+2,75513F-HRTimeline
Marex Group Ltdin group Marex Group Ltd14,432$170K<0.01%new13F-HRTimelineGroup
MELFA WEALTH MANAGEMENT, INC.13,802$162K0.11%013F-HRTimeline
Mariner, LLCin group Mariner, LLC12,537$148K<0.01%-4,73413F-HRTimelineGroup
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…12,520$147K0.02%new13F-HRTimelineGroup
KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC12,078$142K<0.01%+4913F-HRTimelineGroup
TRANSCEND CAPITAL ADVISORS, LLC11,681$137K0.01%013F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …10,697$126K<0.01%-2,60013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.10,011$118K<0.01%+33013F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC8,556$101K<0.01%new13F-HRTimelineGroup
AMERIFLEX GROUP, INC.5,445$66.5K0.03%13F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…5,190$61.1K<0.01%+10313F-HRTimelineGroup
MeadowBrook Investment Advisors LLC5,055$59.5K0.05%013F-HRTimeline
Larson Financial Group LLC3,795$44.7K<0.01%013F-HRTimeline
WPG Advisers, LLC2,057$24.2K0.02%13F-HRTimeline
Parkside Financial Bank & Trust2,042$24K<0.01%new13F-HRTimeline
Zions Bancorporation, N.A.2,010$23.7K<0.01%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.1,976$23.3K<0.01%+2013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\1,474$17.3K<0.01%013F-HRTimelineGroup
Golden State Wealth Management, LLC1,026$12.1K<0.01%13F-HRTimeline
Geneos Wealth Management Inc.991$11.7K<0.01%-37913F-HRTimeline
Elequin Capital, LP971$11.4K<0.01%new13F-HRTimeline
Fortis Group Advisors, LLC909$10.7K<0.01%013F-HRTimeline
ATTICUS WEALTH MANAGEMENT, LLC837$9.85K<0.01%013F-HRTimeline
McIlrath & Eck, LLC805$9.47K<0.01%013F-HRTimeline
Global Retirement Partners, LLC702$8.26K<0.01%-42213F-HRTimeline
Gen-Wealth Partners Inc495$5.83K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC423$5K<0.01%013F-HRTimelineGroup
North Star Investment Management Corp.420$4.94K<0.01%013F-HRTimeline
Allworth Financial LP400$4.86K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO400$4.71K<0.01%013F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC262$3.08K<0.01%013F-HRTimelineGroup
Coppell Advisory Solutions LLC105$1.24K<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.