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Disclosery

AVK ADVENT CONV & INCOME FD

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COM (fund), issuer CIK 1219120

88 managers (88 13F filers) reported a position in AVK shares at 2025-03-31, 14,774,459 shares in all. 11 filers opened a position and 14 filers sold out during the quarter.

Managers
88
13F filers
88
New
11
Added
27
Reduced
29
Sold out
14
Shares held by filers
14,774,459

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC4,069,977$46.9M1.1%-285,09713F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,246,782$14.4M0.01%+81,69313F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…1,175,128$13.5M0.24%+106,92613F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,018,490$11.7M<0.01%-330,05413F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN790,971$9.12M<0.01%+34,69313F-HRTimelineGroup
ABSOLUTE INVESTMENT ADVISERS, LLC789,946$9.11M1.33%-7,30013F-HRTimeline
Advisors Asset Management, Inc.660,623$7.62M0.14%+58,07513F-HR/ATimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC657,690$7.58M0.07%-24,32013F-HRTimelineGroup
LPL Financial LLC474,550$5.47M<0.01%-23,96713F-HRTimeline
Koshinski Asset Management, Inc.424,446$4.89M0.42%+19,45013F-HRTimeline
Arete Wealth Advisors, LLC323,401$3.73M0.28%+85513F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.304,857$3.52M0.01%+9,28713F-HRTimelineGroup
Quarry LP290,621$3.35M0.85%013F-HRTimeline
FCA CORP /TX194,952$2.25M0.72%+4,10513F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC184,293$2.12M<0.01%+8,71113F-HRTimeline
Creative Planningin group Creative Planning159,249$1.84M<0.01%-1,64113F-HRTimelineGroup
UBS Group AGin group UBS Group AG125,459$1.45M<0.01%-48,83913F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.120,877$1.39M<0.01%+9,63013F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.110,673$1.28M<0.01%-29,31513F-HRTimelineGroup
Cyndeo Wealth Partners, LLC108,322$1.25M0.08%+44,91313F-HRTimeline
Formidable Asset Management, LLC98,831$1.14M0.19%-16,80113F-HRTimeline
Steward Partners Investment Advisory, L…87,526$1.01M0.01%+64,79713F-HRTimeline
Modern Wealth Management, LLC73,347$846K0.03%-52113F-HR/ATimeline
NWF Advisory Services Inc.72,951$841K0.12%new13F-HRTimeline
Cambridge Investment Research Advisors,…71,025$819K<0.01%-1,52213F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/68,672$792K<0.01%+3,58513F-HRTimelineGroup
NewEdge Advisors, LLC61,556$710K<0.01%-1,30913F-HRTimeline
Waverly Advisors, LLC58,857$679K0.01%-53813F-HRTimeline
Stolper Co55,592$641K0.21%+66413F-HRTimeline
PFG Investments, LLC51,585$595K0.04%+82513F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…46,883$541K<0.01%+1,37413F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA45,560$525K<0.01%-40813F-HR/ATimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…45,436$524K0.05%+10,70013F-HRTimeline
Heron Bay Capital Management42,823$494K0.1%013F-HRTimeline
Twelve Points Wealth Management LLC34,849$402K0.11%-16713F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…33,303$392K0.02%013F-HRTimelineGroup
Sage Capital Management, LLC33,200$383K0.21%+50013F-HRTimeline
Centurion Wealth Management LLC32,273$380K0.12%013F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC31,502$363K<0.01%-1,26013F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…28,238$326K0.01%+1,90113F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP24,067$278K<0.01%-2,15613F-HRTimelineGroup
Moors & Cabot, Inc.23,000$265K0.01%+2,00013F-HRTimeline
Compound Planning, Inc.22,731$262K0.01%+51913F-HRTimeline
Beacon Pointe Advisors, LLC22,014$254K<0.01%013F-HRTimeline
Windsor Capital Management, LLC21,825$252K0.08%-613F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP20,628$238K<0.01%+1313F-HRTimelineGroup
Shaker Financial Services, LLC20,421$235K0.09%new13F-HRTimeline
Vanguard Capital Wealth Advisors20,232$233K0.29%-47313F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Integrated Wealth Concepts LLC19,997$231K<0.01%new13F-HRTimeline
WCG Wealth Advisors LLC19,198$221K0.02%new13F-HR/ATimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC19,121$220K<0.01%new13F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…18,605$215K<0.01%013F-HRTimelineGroup
COMERICA BANK18,252$210K<0.01%-2213F-HRTimeline
KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC16,988$196K<0.01%+4,91013F-HRTimelineGroup
Encompass More Asset Management14,180$164K0.05%-48013F-HRTimeline
MELFA WEALTH MANAGEMENT, INC.13,802$159K0.11%013F-HRTimeline
Oxbow Advisors, LLC13,626$157K0.02%-10,48513F-HRTimeline
Trust Investment Advisors12,059$139K0.09%new13F-HRTimeline
Mariner, LLCin group Mariner, LLC12,035$139K<0.01%-50213F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …12,034$139K<0.01%+1,33713F-HRTimelineGroup
CALTON & ASSOCIATES, INC.11,765$136K0.03%new13F-HR/ATimeline
TRANSCEND CAPITAL ADVISORS, LLC11,681$135K0.01%013F-HRTimeline
CoreCap Advisors, LLC11,200$129K0.01%-16,85013F-HRTimeline
UNITED CAPITAL FINANCIAL ADVISORS, LLCin group UNITED CAPITAL FINANCIAL ADVI…11,150$129K<0.01%new13F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…10,587$122K<0.01%-7,62813F-HRTimelineGroup
Ellevest, Inc.10,154$117K0.01%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.10,011$115K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.4,173$99.3K<0.01%+3,18213F-HRTimeline
MeadowBrook Investment Advisors LLC4,455$51.4K0.05%-60013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…3,950$45.5K<0.01%-1,24013F-HRTimelineGroup
Parkside Financial Bank & Trust2,042$23.5K<0.01%013F-HRTimeline
ZIONS BANCORPORATION, NATIONAL ASSOCIAT…2,010$23.2K<0.01%13F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.1,996$20.2K<0.01%+2013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\1,474$17K<0.01%013F-HRTimelineGroup
Golden State Wealth Management, LLC1,026$11.8K<0.01%013F-HR/ATimeline
Federation des caisses Desjardins du Qu…1,000$11.5K<0.01%new13F-HRTimeline
WPG Advisers, LLC868$10K0.01%-1,18913F-HRTimeline
ATTICUS WEALTH MANAGEMENT, LLC837$9.65K<0.01%013F-HRTimeline
McIlrath & Eck, LLC805$9.28K<0.01%013F-HRTimeline
Fortis Group Advisors, LLC544$6.27K<0.01%-36513F-HRTimeline
Gen-Wealth Partners Inc495$5.71K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC423$5K<0.01%013F-HRTimelineGroup
North Star Investment Management Corp.420$4.84K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO409$4.72K<0.01%+913F-HRTimelineGroup
Allworth Financial LP400$4.38K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC262$3.02K<0.01%013F-HRTimelineGroup
COLDSTREAM CAPITAL MANAGEMENT INC191$2.2K<0.01%new13F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.