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Disclosery

AVK ADVENT CONV & INCOME FD

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COM (fund), issuer CIK 1219120

97 managers (98 13F filers) reported a position in AVK shares at 2025-12-31, 12,824,095 shares in all. 10 filers opened a position and 9 filers sold out during the quarter.

Managers
97
13F filers
98
New
10
Added
33
Reduced
27
Sold out
9
Shares held by filers
12,824,095

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC2,437,672$30.6M0.6%-893,75613F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,534,321$19.2M0.01%+77,65613F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…1,303,614$16.3M0.19%+89,29913F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN799,373$10M<0.01%-76,66413F-HRTimelineGroup
Advisors Asset Management, Inc.788,747$9.89M0.17%+49,59513F-HR/ATimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC785,038$9.84M0.07%+103,47613F-HRTimelineGroup
LPL Financial LLC567,005$7.11M<0.01%+9,17513F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY486,277$6.1M<0.01%-40,00213F-HR/ATimelineGroup
Koshinski Asset Management, Inc.465,158$5.83M0.38%+19,34513F-HRTimeline
Arete Wealth Advisors, LLC308,048$3.86M0.27%+11,51713F-HR/ATimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.300,161$3.76M0.01%-3,55413F-HRTimelineGroup
FCA CORP /TX231,225$2.9M0.82%+13,03913F-HRTimeline
Steward Partners Investment Advisory, L…217,859$2.73M0.01%+24,82513F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC163,357$2.05M<0.01%-7,15113F-HRTimeline
Creative Planningin group Creative Planning140,680$1.76M<0.01%-91913F-HRTimelineGroup
Cyndeo Wealth Partners, LLC138,145$1.73M0.09%+20,28013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.117,678$1.48M<0.01%-10,77813F-HRTimelineGroup
UBS Group AGin group UBS Group AG104,853$1.31M<0.01%-4,14813F-HRTimelineGroup
Formidable Asset Management, LLC89,316$1.14M0.17%-4,01513F-HRTimeline
&PARTNERS81,621$1.02M0.01%new13F-HRTimeline
NWF Advisory Services Inc.70,893$889K0.1%-1,10013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/69,942$877K<0.01%+12713F-HRTimelineGroup
NewEdge Advisors, LLC69,775$875K<0.01%-88713F-HRTimeline
Cambridge Investment Research Advisors,…68,452$858K<0.01%-2313F-HRTimeline
Sanctuary Advisors, LLC67,293$844K<0.01%+9,38913F-HRTimeline
Stolper Co61,919$776K0.23%+83313F-HRTimeline
Modern Wealth Management, LLC61,831$775K0.01%-11,45613F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC59,002$752K0.09%-197,98413F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…55,820$716K<0.01%+5,20013F-HRTimeline
PFG Investments, LLC56,300$706K0.03%+4,19613F-HRTimeline
Waverly Advisors, LLC54,270$681K0.01%+11913F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP50,624$635K<0.01%+40,36813F-HRTimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…47,636$597K0.04%+1,60013F-HRTimeline
GREENBERG FINANCIAL GROUP47,510$596K0.25%13F-HRTimeline
Heron Bay Capital Management42,823$537K0.1%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA42,711$535K<0.01%-67013F-HRTimelineGroup
Cetera Investment Advisers40,701$510K<0.01%+17,77013F-HRTimeline
Quarry LP38,423$482K0.08%-57,55213F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…38,039$477K0.01%013F-HRTimelineGroup
WCG Wealth Advisors LLC36,752$461K0.01%013F-HRTimeline
Twelve Points Wealth Management LLC34,783$448K0.1%+213F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…33,246$417K0.02%-4,86313F-HRTimelineGroup
Sage Capital Management, LLC33,200$416K0.19%013F-HRTimeline
Centurion Wealth Management LLC32,773$411K0.09%+50013F-HRTimeline
PMG Family Office LLC29,931$375K0.43%-55813F-HRTimeline
Moors & Cabot, Inc.29,500$370K0.02%013F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding29,191$366K+9,810Timeline
Invesco Ltd.in group Invesco Ltd.28,922$363K<0.01%-22,36013F-HRTimelineGroup
Beacon Pointe Advisors, LLC23,428$294K<0.01%013F-HRTimeline
CoreCap Advisors, LLC23,265$292K0.01%+4,71013F-HRTimeline
Compound Planning, Inc.21,156$265K0.01%013F-HRTimeline
Shaker Financial Services, LLC20,934$263K0.08%-27,17613F-HRTimeline
PRIVATE TRUST CO NA20,558$258K0.02%+55813F-HRTimeline
Windsor Capital Management, LLC20,553$258K0.07%-32913F-HRTimeline
Vanguard Capital Wealth Advisors20,315$255K0.2%+2713F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP19,951$250K<0.01%+1413F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC19,099$239K<0.01%new13F-HRTimelineGroup
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC19,093$239K<0.01%+2,85013F-HRTimelineGroup
COMERICA BANK18,721$235K<0.01%+37413F-HRTimeline
Oxbow Advisors, LLC14,696$184K0.02%+39413F-HRTimeline
Tactive Advisors, LLC14,455$181K0.05%-87613F-HRTimeline
Encompass More Asset Management14,422$181K0.03%+10013F-HRTimeline
Merit Financial Group, LLC14,325$180K<0.01%new13F-HRTimeline
MELFA WEALTH MANAGEMENT, INC.13,802$173K0.1%013F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…13,094$164K0.01%-34913F-HRTimelineGroup
Pinnacle Wealth Planning Services, Inc.12,398$155K0.02%new13F-HRTimeline
Vestmark Advisory Solutions, Inc.12,181$153K<0.01%new13F-HRTimeline
ELEVATION POINT WEALTH PARTNERS, LLC12,181$153K0.01%013F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …11,511$144K<0.01%-53513F-HRTimelineGroup
Ellevest, Inc.11,061$139K0.02%+29913F-HRTimeline
CALTON & ASSOCIATES, INC.10,856$136K0.02%-89313F-HRTimeline
Ballew Advisors, Inc10,077$129K0.07%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.10,011$126K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…4,927$61.8K<0.01%-11113F-HR/ATimelineGroup
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp4,700$58.9K<0.01%013F-HRTimelineGroup
LFA - Lugano Financial Advisors SA2,759$34.3K0.02%new13F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.2,059$25.8K<0.01%+2113F-HRTimelineGroup
ZIONS BANCORPORATION, NATIONAL ASSOCIAT…2,010$25.2K<0.01%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,474$18.5K<0.01%013F-HRTimelineGroup
Sound Income Strategies, LLC1,400$17.8K<0.01%013F-HRTimeline
GHP Investment Advisors, Inc.1,300$16.3K<0.01%013F-HRTimeline
Keating Financial Advisory Services, In…1,095$13.7K<0.01%13F-HRTimeline
Triumph Capital Management1,026$12.9K<0.01%new13F-HRTimeline
Golden State Wealth Management, LLC1,026$12.9K<0.01%013F-HRTimeline
Federation des caisses Desjardins du Qu…1,000$12.5K<0.01%013F-HRTimeline
McIlrath & Eck, LLC805$10.1K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC744$9K<0.01%+21613F-HRTimelineGroup
Fortis Group Advisors, LLC544$6.82K<0.01%013F-HRTimeline
Gen-Wealth Partners Inc495$6.21K<0.01%013F-HRTimeline
North Star Investment Management Corp.420$5.26K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO400$5.02K<0.01%013F-HRTimelineGroup
Allworth Financial LP400$5.02K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…279$3.5K<0.01%013F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC262$3.29K<0.01%013F-HRTimelineGroup
HIGHLINE WEALTH PARTNERS LLC220$2.76K<0.01%-28013F-HRTimeline
Geneos Wealth Management Inc.99$1.24K<0.01%013F-HRTimeline
IFP Advisors, Inc98$1.23K<0.01%new13F-HRTimeline