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Disclosery

AVK ADVENT CONV & INCOME FD

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COM (fund), issuer CIK 1219120

109 managers (109 13F filers) reported a position in AVK shares at 2026-03-31, 12,240,732 shares in all. 16 filers opened a position and 3 filers sold out during the quarter.

Managers
109
13F filers
109
New
16
Added
33
Reduced
32
Sold out
3
Shares held by filers
12,240,732

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC2,133,776$23.8M0.48%-303,89613F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,598,699$17.8M0.01%+64,37813F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN860,064$9.6M<0.01%+60,69113F-HR/ATimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC743,063$8.29M0.07%-41,97513F-HRTimelineGroup
Advisors Asset Management, Inc.690,549$7.71M0.13%-98,19813F-HRTimeline
Penserra Capital Management LLCin group Penserra Capital Management L…658,215$7.34M0.09%-645,39913F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY543,111$6.06M<0.01%+56,83413F-HRTimelineGroup
LPL Financial LLC536,305$5.99M<0.01%-30,70013F-HRTimeline
Koshinski Asset Management, Inc.472,817$5.28M0.33%+7,65913F-HRTimeline
Arete Wealth Advisors, LLC317,688$3.55M0.27%+9,64013F-HR/ATimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.286,777$3.2M<0.01%-13,38413F-HRTimelineGroup
FCA CORP /TX239,080$2.67M0.75%+7,85513F-HRTimeline
Steward Partners Investment Advisory, L…226,812$2.53M0.01%+8,95313F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC164,124$1.83M<0.01%+76713F-HRTimeline
Cyndeo Wealth Partners, LLC153,126$1.71M0.09%+14,98113F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC152,998$1.71M0.03%new13F-HRTimelineGroup
Creative Planningin group Creative Planning140,964$1.57M<0.01%+28413F-HRTimelineGroup
READYSTATE ASSET MANAGEMENT LP106,373$1.19M0.07%new13F-HRTimeline
UBS Group AGin group UBS Group AG104,300$1.16M<0.01%-55313F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.100,092$1.12M<0.01%-17,58613F-HRTimelineGroup
Formidable Asset Management, LLC75,204$943K0.15%-14,11213F-HRTimeline
&PARTNERS73,046$815K<0.01%-8,57513F-HRTimeline
NWF Advisory Services Inc.69,087$771K0.09%-1,80613F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC68,391$763K0.09%+9,38913F-HRTimeline
NewEdge Advisors, LLC66,754$745K<0.01%-3,02113F-HR/ATimeline
Sanctuary Advisors, LLC66,265$740K<0.01%-1,02813F-HRTimeline
Cambridge Investment Research Advisors,…65,328$729K<0.01%-3,12413F-HRTimeline
Stolper Co63,026$703K0.2%+1,10713F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/60,458$675K<0.01%-9,48413F-HRTimelineGroup
PFG Investments, LLC56,583$631K0.03%+28313F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP56,269$628K<0.01%+5,64513F-HRTimelineGroup
Modern Wealth Management, LLC54,235$617K0.01%-7,59613F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC53,470$597K<0.01%new13F-HRTimelineGroup
Waverly Advisors, LLC49,779$556K<0.01%-4,49113F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…47,636$542K0.04%013F-HRTimeline
Heron Bay Capital Management42,823$478K0.04%013F-HRTimeline
Quarry LP42,334$472K0.1%+3,91113F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA41,954$469K<0.01%-75713F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…40,874$456K<0.01%+2,83513F-HRTimelineGroup
Cetera Investment Advisers39,120$437K<0.01%-1,58113F-HRTimeline
Integrated Wealth Concepts LLC38,162$426K<0.01%new13F-HRTimeline
WCG Wealth Advisors LLC36,752$410K0.01%013F-HRTimeline
Shaker Financial Services, LLC36,430$407K0.14%+15,49613F-HRTimeline
Sage Capital Management, LLC36,200$404K0.19%+3,00013F-HRTimeline
Twelve Points Wealth Management LLC34,784$388K0.09%+113F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…33,246$371K0.01%013F-HRTimelineGroup
PMG Family Office LLC33,149$370K0.41%+3,21813F-HRTimeline
Centurion Wealth Management LLC32,790$366K0.08%+1713F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…28,748$332K<0.01%-27,07213F-HRTimeline
Moors & Cabot, Inc.28,750$321K0.01%-75013F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding26,431$295K-2,760Timeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…25,975$290K<0.01%new13F-HRTimelineGroup
HRT FINANCIAL LP25,714$286K<0.01%new13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC25,001$279K<0.01%new13F-HRTimelineGroup
PRIVATE TRUST CO NA21,166$236K0.02%+60813F-HRTimeline
Compound Planning, Inc.21,156$236K0.01%013F-HRTimeline
Vanguard Capital Wealth Advisors20,345$227K0.21%+3013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP19,451$217K<0.01%-50013F-HRTimelineGroup
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…18,942$211K<0.01%new13F-HRTimelineGroup
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC18,870$211K<0.01%-22313F-HRTimelineGroup
Windsor Capital Management, LLC18,768$209K0.06%-1,78513F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC18,368$205K<0.01%-73113F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.17,092$191K<0.01%-11,83013F-HRTimelineGroup
Oxbow Advisors, LLC15,126$169K0.01%+43013F-HRTimeline
Encompass More Asset Management14,494$162K0.03%+7213F-HRTimeline
Tactive Advisors, LLC14,000$156K0.04%-45513F-HRTimeline
Merit Financial Group, LLC13,827$154K<0.01%-49813F-HRTimeline
MELFA WEALTH MANAGEMENT, INC.13,802$154K0.09%013F-HRTimeline
High Net Worth Advisory Group LLC13,795$154K0.04%new13F-HRTimeline
Logan Stone Capital, LLC13,555$151K0.04%new13F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…13,102$146K<0.01%+813F-HRTimelineGroup
Calamos Advisors LLCin group Calamos Advisors LLC12,422$139K<0.01%new13F-HRTimelineGroup
Vestmark Advisory Solutions, Inc.12,181$136K<0.01%013F-HRTimeline
ELEVATION POINT WEALTH PARTNERS, LLC12,181$136K<0.01%013F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …11,517$129K<0.01%+613F-HRTimelineGroup
Ellevest, Inc.11,387$127K0.02%+32613F-HRTimeline
Ballew Advisors, Inc10,375$126K0.07%+29813F-HRTimeline
Beacon Pointe Advisors, LLC10,800$121K<0.01%-12,62813F-HRTimeline
Patriot Financial Group Insurance Agenc…10,198$114K0.01%new13F-HRTimeline
Pinnacle Wealth Planning Services, Inc.10,125$113K0.01%-2,27313F-HRTimeline
HARBOUR INVESTMENTS, INC.8,161$91.1K<0.01%-1,85013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…7,884$88K<0.01%+2,95713F-HRTimelineGroup
MeadowBrook Investment Advisors LLC4,705$52.5K0.05%new13F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp4,700$52.5K<0.01%013F-HRTimelineGroup
CWM, LLCin group CWM, LLC2,766$30.9K<0.01%+2,02213F-HRTimelineGroup
LFA - Lugano Financial Advisors SA2,759$30.5K0.02%013F-HRTimeline
Axiom Investment Management LLC1,920$21.4K0.02%13F-HRTimeline
Colonial Trust Co / SCin group Colonial Trust Advisors1,973$21.3K<0.01%new13F-HRTimelineGroup
CoreCap Advisors, LLC1,500$16.7K<0.01%-21,76513F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,474$16.4K<0.01%013F-HRTimelineGroup
Sound Income Strategies, LLC1,400$15.9K<0.01%013F-HRTimeline
GHP Investment Advisors, Inc.1,300$14.5K<0.01%013F-HRTimeline
Keating Financial Advisory Services, In…1,095$12.2K<0.01%013F-HRTimeline
Triumph Capital Management1,026$11.4K<0.01%013F-HRTimeline
Golden State Wealth Management, LLC1,026$11.4K<0.01%013F-HRTimeline
Federation des caisses Desjardins du Qu…1,000$11.2K<0.01%013F-HRTimeline
McIlrath & Eck, LLC805$8.98K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…711$7.94K<0.01%+43213F-HRTimelineGroup
Fortis Group Advisors, LLC544$6.07K<0.01%013F-HRTimeline
Gen-Wealth Partners Inc495$5.52K<0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP480$5.27K<0.01%new13F-HRTimelineGroup
North Star Investment Management Corp.420$4.68K<0.01%013F-HRTimeline
Allworth Financial LP400$4.46K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO400$4.33K<0.01%013F-HR/ATimelineGroup
Advisory Services Network, LLC363$4.05K<0.01%new13F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC262$2.92K<0.01%013F-HRTimelineGroup
HIGHLINE WEALTH PARTNERS LLC220$2.46K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.99$1.1K<0.01%013F-HRTimeline
IFP Advisors, Inc98$1.09K<0.01%013F-HRTimeline