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Disclosery

AVK ADVENT CONV & INCOME FD

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COM (fund), issuer CIK 1219120

92 managers (92 13F filers) reported a position in AVK shares at 2025-06-30, 14,397,099 shares in all. 7 filers opened a position and 5 filers sold out during the quarter.

Managers
92
13F filers
92
New
7
Added
32
Reduced
28
Sold out
5
Shares held by filers
14,397,099

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC3,678,591$44.5M0.95%-391,38613F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,342,294$16.3M0.01%+95,51213F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…1,210,914$14.7M0.2%+35,78613F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN849,796$10.3M<0.01%+58,82513F-HRTimelineGroup
Advisors Asset Management, Inc.805,578$9.76M0.17%+144,95513F-HR/ATimeline
MORGAN STANLEYin group MORGAN STANLEY736,993$8.93M<0.01%-281,49713F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC689,582$8.35M0.07%+31,89213F-HRTimelineGroup
ABSOLUTE INVESTMENT ADVISERS, LLC616,686$7.47M0.92%-173,26013F-HRTimeline
LPL Financial LLC509,159$6.17M<0.01%+34,60913F-HRTimeline
Koshinski Asset Management, Inc.432,898$5.24M0.4%+8,45213F-HRTimeline
Arete Wealth Advisors, LLC310,918$3.77M0.27%-12,48313F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.303,787$3.68M0.01%-1,07013F-HRTimelineGroup
Quarry LP249,675$3.02M0.7%-40,94613F-HRTimeline
FCA CORP /TX208,677$2.53M0.76%+13,72513F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC177,953$2.15M<0.01%-6,34013F-HRTimeline
Creative Planningin group Creative Planning159,249$1.93M<0.01%013F-HRTimelineGroup
Steward Partners Investment Advisory, L…133,661$1.62M0.01%+46,13513F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.127,526$1.54M<0.01%+6,64913F-HR/ATimelineGroup
UBS Group AGin group UBS Group AG120,551$1.46M<0.01%-4,90813F-HRTimelineGroup
Cyndeo Wealth Partners, LLC108,322$1.31M0.08%013F-HRTimeline
Formidable Asset Management, LLC98,831$1.14M0.19%013F-HRTimeline
Invesco Ltd.in group Invesco Ltd.80,395$974K<0.01%-30,27813F-HRTimelineGroup
Modern Wealth Management, LLC73,668$892K0.02%+32113F-HR/ATimeline
NWF Advisory Services Inc.72,893$883K0.11%-5813F-HRTimeline
Cambridge Investment Research Advisors,…68,345$828K<0.01%-2,68013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/66,704$808K<0.01%-1,96813F-HRTimelineGroup
Stolper Co60,997$739K0.24%+5,40513F-HRTimeline
NewEdge Advisors, LLC59,708$723K<0.01%-1,84813F-HRTimeline
Waverly Advisors, LLC57,182$692K0.01%-1,67513F-HRTimeline
PFG Investments, LLC51,825$628K0.04%+24013F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…50,049$612K<0.01%+3,16613F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…46,036$557K0.04%+60013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA45,160$547K<0.01%-40013F-HR/ATimelineGroup
Heron Bay Capital Management42,823$519K0.1%013F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…38,109$462K0.02%+4,80613F-HRTimelineGroup
WCG Wealth Advisors LLC36,752$445K0.03%+17,55413F-HRTimeline
Twelve Points Wealth Management LLC34,780$421K0.11%-6913F-HRTimeline
Sage Capital Management, LLC33,200$402K0.19%013F-HRTimeline
Centurion Wealth Management LLC32,273$391K0.11%013F-HRTimeline
Integrated Wealth Concepts LLC31,021$376K<0.01%+11,02413F-HRTimeline
Moors & Cabot, Inc.29,500$357K0.02%+6,50013F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…29,124$353K0.01%+88613F-HRTimelineGroup
Calamos Advisors LLCin group Calamos Advisors LLC28,982$351K<0.01%-2,52013F-HRTimelineGroup
Sanctuary Advisors, LLC27,873$338K<0.01%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…27,853$337K<0.01%+17,26613F-HRTimelineGroup
NFSG Corp24,448$296K0.05%new13F-HRTimeline
Compound Planning, Inc.22,731$275K0.01%013F-HRTimeline
Beacon Pointe Advisors, LLC22,014$267K<0.01%013F-HRTimeline
Windsor Capital Management, LLC21,329$258K0.08%-49613F-HRTimeline
Vanguard Capital Wealth Advisors20,261$245K0.24%+2913F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP19,924$241K<0.01%-70413F-HRTimelineGroup
KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC19,577$237K<0.01%+2,58913F-HRTimelineGroup
COMERICA BANK18,231$221K<0.01%-2113F-HRTimeline
Elequin Capital, LP15,416$187K0.03%new13F-HRTimeline
Tactive Advisors, LLC15,162$184K0.06%13F-HRTimeline
Encompass More Asset Management14,270$173K0.04%+9013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP14,079$170K<0.01%-9,98813F-HRTimelineGroup
Oxbow Advisors, LLC14,035$170K0.02%+40913F-HRTimeline
MELFA WEALTH MANAGEMENT, INC.13,802$167K0.11%013F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…13,441$163K0.01%new13F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC13,284$161K<0.01%+1,24913F-HRTimelineGroup
L.M. KOHN & COMPANY13,165$159K0.04%new13F-HRTimeline
CoreCap Advisors, LLC12,900$156K0.01%+1,70013F-HRTimeline
Trust Investment Advisors12,361$150K0.09%+30213F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …12,040$146K<0.01%+613F-HRTimelineGroup
CALTON & ASSOCIATES, INC.11,473$139K0.02%-29213F-HRTimeline
Ellevest, Inc.10,465$127K0.02%+31113F-HRTimeline
HARBOUR INVESTMENTS, INC.10,011$121K<0.01%013F-HRTimeline
UNITED CAPITAL FINANCIAL ADVISORS, LLCin group UNITED CAPITAL FINANCIAL ADVI…10,000$121K<0.01%-1,15013F-HRTimelineGroup
MeadowBrook Investment Advisors LLC4,155$50.3K0.04%-30013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,061$49.2K<0.01%+11113F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.2,018$24.4K<0.01%+2213F-HRTimelineGroup
ZIONS BANCORPORATION, NATIONAL ASSOCIAT…2,010$24.3K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.1,522$18.4K<0.01%-2,65113F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,474$17.9K<0.01%013F-HRTimelineGroup
Sound Income Strategies, LLC1,400$17K<0.01%new13F-HRTimeline
GHP Investment Advisors, Inc.1,300$15.7K<0.01%new13F-HRTimeline
Golden State Wealth Management, LLC1,026$12.4K<0.01%013F-HRTimeline
Federation des caisses Desjardins du Qu…1,000$12.1K<0.01%013F-HRTimeline
ATTICUS WEALTH MANAGEMENT, LLC837$10.1K<0.01%013F-HRTimeline
McIlrath & Eck, LLC805$9.75K<0.01%013F-HRTimeline
Global Retirement Partners, LLC702$8.5K<0.01%13F-HRTimeline
Fortis Group Advisors, LLC544$6.59K<0.01%013F-HRTimeline
Gen-Wealth Partners Inc495$5.99K<0.01%013F-HRTimeline
North Star Investment Management Corp.420$5.08K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC423$5K<0.01%013F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO400$4.84K<0.01%-913F-HRTimelineGroup
Allworth Financial LP400$4.84K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…279$3.38K<0.01%-18,32613F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC262$3.17K<0.01%013F-HRTimelineGroup
WPG Advisers, LLC254$3.08K<0.01%-61413F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.