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Disclosery

AVK ADVENT CONV & INCOME FD

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COM (fund), issuer CIK 1219120

107 managers (107 13F filers) reported a position in AVK shares at 2026-06-30, 12,210,951 shares in all. 10 filers opened a position and 10 filers sold out during the quarter.

Managers
107
13F filers
107
New
10
Added
44
Reduced
21
Sold out
10
Shares held by filers
12,210,951

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,780,142$23.3M0.01%+181,44313F-HRTimelineGroup
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC1,421,316$18.6M0.35%-712,46013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN881,999$11.6M<0.01%+21,93513F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC801,115$10.5M0.07%+58,05213F-HRTimelineGroup
Advisors Asset Management, Inc.777,357$10.2M0.16%+86,80813F-HRTimeline
Penserra Capital Management LLCin group Penserra Capital Management L…684,338$8.96M0.07%+26,12313F-HRTimelineGroup
LPL Financial LLC528,821$6.93M<0.01%-7,48413F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY516,337$6.76M<0.01%-26,77413F-HRTimelineGroup
Koshinski Asset Management, Inc.481,591$6.31M0.34%+8,77413F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC361,758$4.74M0.06%+208,76013F-HRTimelineGroup
Arete Wealth Advisors, LLC319,601$4.19M0.28%+1,91313F-HR/ATimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.285,983$3.75M0.01%-79413F-HRTimelineGroup
FCA CORP /TX254,832$3.34M0.82%+15,75213F-HRTimeline
Steward Partners Investment Advisory, L…248,369$3.25M0.02%+21,55713F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…190,980$2.5M<0.01%+183,09613F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC159,498$2.09M<0.01%-4,62613F-HRTimeline
Cyndeo Wealth Partners, LLC153,126$2.01M0.09%013F-HRTimeline
Creative Planningin group Creative Planning140,156$1.84M<0.01%-80813F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.117,641$1.54M<0.01%+17,54913F-HRTimelineGroup
UBS Group AGin group UBS Group AG109,792$1.44M<0.01%+5,49213F-HRTimelineGroup
NewEdge Advisors, LLC96,524$1.26M<0.01%+29,77013F-HRTimeline
&PARTNERS71,383$933K<0.01%-1,66313F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC68,584$898K0.09%+19313F-HRTimeline
Sanctuary Advisors, LLC67,558$885K<0.01%+1,29313F-HRTimeline
NWF Advisory Services Inc.67,113$879K0.08%-1,97413F-HRTimeline
Stolper Co65,745$861K0.22%+2,71913F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/65,016$852K<0.01%+4,55813F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP63,232$828K<0.01%+6,96313F-HRTimelineGroup
Formidable Asset Management, LLC73,901$825K0.13%-1,30313F-HRTimeline
Cambridge Investment Research Advisors,…56,077$735K<0.01%-9,25113F-HR/ATimeline
Modern Wealth Management, LLC54,307$711K0.01%+7213F-HRTimeline
PFG Investments, LLC50,298$659K0.03%-6,28513F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…47,636$622K0.04%013F-HRTimeline
Waverly Advisors, LLC46,333$607K<0.01%-3,44613F-HRTimeline
Quarry LP44,322$581K0.09%+1,98813F-HRTimeline
Heron Bay Capital Management42,823$561K0.05%013F-HRTimeline
Cetera Investment Advisers42,060$551K<0.01%+2,94013F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…39,784$521K<0.01%-1,09013F-HRTimelineGroup
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…39,309$515K0.01%+6,06313F-HRTimelineGroup
PMG Family Office LLC39,171$513K0.47%+6,02213F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC38,189$500K<0.01%+25,76713F-HRTimelineGroup
WCG Wealth Advisors LLC36,752$481K0.01%013F-HRTimeline
Sage Capital Management, LLC36,200$474K0.19%013F-HRTimeline
Twelve Points Wealth Management LLC34,785$456K0.09%+113F-HRTimeline
Integrated Wealth Concepts LLC34,608$453K<0.01%-3,55413F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd33,273$436K0.01%new13F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC33,153$434K<0.01%+6,72213F-HRTimelineGroup
Centurion Wealth Management LLC32,815$430K0.1%+2513F-HRTimeline
Shaker Financial Services, LLC29,979$393K0.12%-6,45113F-HRTimeline
Moors & Cabot, Inc.28,750$377K0.01%013F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…28,815$376K<0.01%+6713F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…22,185$291K0.02%new13F-HRTimelineGroup
PRIVATE TRUST CO NA21,749$285K0.02%+58313F-HRTimeline
CoreCap Advisors, LLC21,193$278K0.01%+19,69313F-HRTimeline
Compound Planning, Inc.21,156$277K0.01%013F-HRTimeline
Vanguard Capital Wealth Advisors20,374$267K0.18%+2913F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC20,255$265K<0.01%+1,38513F-HRTimelineGroup
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…19,544$256K<0.01%+60213F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP19,451$255K<0.01%013F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC19,293$253K<0.01%+92513F-HRTimelineGroup
Equitable Holdings, Inc.in group Equitable Holdings, Inc.18,536$243K<0.01%new13F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC16,000$210K<0.01%new13F-HRTimeline
Logan Stone Capital, LLC15,892$208K0.04%+2,33713F-HRTimeline
Beacon Pointe Advisors, LLC15,591$204K<0.01%+4,79113F-HRTimeline
Oxbow Advisors, LLC15,540$204K0.02%+41413F-HRTimeline
Windsor Capital Management, LLC14,712$193K0.05%-4,05613F-HRTimeline
Encompass More Asset Management14,547$191K0.03%+5313F-HRTimeline
Tactive Advisors, LLC14,172$186K0.05%+17213F-HRTimeline
High Net Worth Advisory Group LLC13,911$182K0.04%+11613F-HRTimeline
MELFA WEALTH MANAGEMENT, INC.13,802$181K0.1%013F-HRTimeline
READYSTATE ASSET MANAGEMENT LP13,165$172K0.01%-93,20813F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…13,139$172K<0.01%+3713F-HRTimelineGroup
Vestmark Advisory Solutions, Inc.12,181$160K<0.01%013F-HRTimeline
ELEVATION POINT WEALTH PARTNERS, LLC12,181$160K<0.01%013F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC11,992$157K<0.01%-41,47813F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …11,519$151K<0.01%+213F-HRTimelineGroup
Ellevest, Inc.11,014$144K0.02%-37313F-HRTimeline
IMC-Chicago, LLC10,715$140K<0.01%new13F-HRTimeline
Pinnacle Wealth Planning Services, Inc.10,125$133K0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.8,161$107K<0.01%013F-HRTimeline
MeadowBrook Investment Advisors LLC4,705$61.6K0.05%013F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp4,700$61.6K<0.01%013F-HRTimelineGroup
Clear Street Group Inc.in group Clear Street Group Inc.3,247$42.5K<0.01%new13F-HRTimelineGroup
Institute for Wealth Management, LLC.3,052$40K<0.01%new13F-HRTimeline
LFA - Lugano Financial Advisors SA2,759$36.1K0.02%013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,448$32.1K<0.01%new13F-HRTimeline
Axiom Investment Management LLC2,016$26.4K0.02%+9613F-HRTimeline
Colonial Trust Co / SCin group Colonial Trust Advisors1,973$25.7K<0.01%013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\1,474$19.3K<0.01%013F-HRTimelineGroup
GHP Investment Advisors, Inc.1,300$17K<0.01%013F-HRTimeline
Keating Financial Advisory Services, In…1,095$14.3K<0.01%013F-HRTimeline
Triumph Capital Management1,026$13.4K<0.01%013F-HRTimeline
Golden State Wealth Management, LLC1,026$13.4K<0.01%013F-HRTimeline
Federation des caisses Desjardins du Qu…1,000$13.1K<0.01%013F-HRTimeline
Fortis Group Advisors, LLC544$7.13K<0.01%013F-HRTimeline
Gen-Wealth Partners Inc495$6.49K<0.01%013F-HRTimeline
North Star Investment Management Corp.420$5.5K<0.01%013F-HRTimeline
Allworth Financial LP400$5.24K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO400$5.22K<0.01%013F-HRTimelineGroup
BOK Financial Private Wealth, Inc.304$3.98K<0.01%new13F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…279$3.66K<0.01%-43213F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC262$3.43K<0.01%013F-HRTimelineGroup
BESSEMER GROUP INCin group BESSEMER GROUP INC195$3K<0.01%new13F-HRTimelineGroup
HIGHLINE WEALTH PARTNERS LLC220$2.88K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.99$1.3K<0.01%013F-HRTimeline
IFP Advisors, Inc98$1.28K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA72$1K<0.01%-41,88213F-HRTimelineGroup