CAT CATERPILLAR INC

COM (common), issuer CIK 18230

3,102 managers (3,151 13F filers) reported a position in CAT shares at 2025-09-30, 333,308,255 shares in all. 266 filers opened a position and 121 filers sold out during the quarter.

Managers: 3,102
13F filers: 3,151
New: 266
Added: 1,149
Reduced: 1,200
Sold out: 121
Shares held by filers: 333,308,255

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

Holder	Shares	Value	% of portfolio	Change	Source
Elgethun Capital Management	1,038	$496K	0.09%	0	13F-HR Timeline
Touchstone Capital, Inc.	1,038	$495K	0.25%		13F-HR Timeline
Syntegra Private Wealth Group, LLC	1,037	$495K	0.05%	+24	13F-HR Timeline
ANGELES WEALTH MANAGEMENT, LLCin group ANGELES WEALTH MANAGEMENT, LLC	1,034	$493K	0.03%	+25	13F-HR Timeline Group
CENTRAL VALLEY ADVISORS, LLC	1,032	$492K	0.15%	+55	13F-HR Timeline
Moss Adams Wealth Advisors LLC	1,029	$491K	0.04%	+117	13F-HR Timeline
D'Orazio & Associates, Inc.	1,029	$491K	0.06%	+17	13F-HR Timeline
Smallwood Wealth Investment Management,…	1,028	$491K	0.25%	0	13F-HR Timeline
North Berkeley Wealth Management, LLC	1,028	$491K	0.39%	0	13F-HR Timeline
N.E.W. Advisory Services LLC	1,027	$490K	0.04%	0	13F-HR Timeline
Private Wealth Partners, LLC	1,027	$490K	0.03%	0	13F-HR Timeline
Mowery & Schoenfeld Wealth Management, …	1,025	$489K	0.84%	-147	13F-HR Timeline
CREDIT INDUSTRIEL ET COMMERCIAL	1,025	$489K	0.08%	-2,438	13F-HR Timeline
BENDER ROBERT & ASSOCIATES	1,024	$489K	0.11%	0	13F-HR Timeline
Haven Private, LLC	1,024	$489K	0.22%	-271	13F-HR Timeline
LEGACY FINANCIAL GROUP, INC.	1,024	$489K	0.13%	+103	13F-HR Timeline
Aventura Private Wealth, LLC	1,023	$488K	0.18%	+66	13F-HR Timeline
HORAN Wealth, LLC	1,023	$488K	0.08%	0	13F-HR Timeline
Arbor Investment Advisors, LLC	1,017	$485K	0.06%	0	13F-HR Timeline
Good Steward Wealth Advisors,LLC	1,017	$485K	0.34%	+4	13F-HR Timeline
Ledgewood Wealth Advisors, LLC	1,017	$485K	0.29%	0	13F-HR Timeline
HUTCHINSON CAPITAL MANAGEMENT/CA	1,016	$485K	0.08%	0	13F-HR Timeline
Alesco Advisors, LLC, An ESL Co	1,014	$484K	0.01%	0	13F-HR Timeline
Global Assets Advisory, LLC	1,014	$484K	0.14%	-20	13F-HR Timeline
COOKSON PEIRCE & CO INC	1,012	$483K	0.02%	+3	13F-HR Timeline
TCFG WEALTH MANAGEMENT, LLCin group TCFG Investment Advisors, LLC	1,011	$482K	0.19%	-146	13F-HR/A Timeline Group
Wealthspire Retirement, LLC	1,010	$482K	0.03%	-12	13F-HR/A Timeline
West Wealth Group, LLC	902	$482K	0.11%	+76	13F-HR Timeline
FIRST FINANCIAL CORP /IN/	1,008	$481K	0.19%	-300	13F-HR Timeline
Financial Advisors Network, Inc.	1,006	$480K	0.07%	0	13F-HR Timeline
DOVER ADVISORS, LLC	1,005	$479K	0.19%	-7	13F-HR Timeline
MASTER'S WEALTH MANAGEMENT INC.	1,004	$479K	0.21%	+66	13F-HR Timeline
CWS Financial Advisors, LLC	1,004	$479K	0.13%	0	13F-HR Timeline
Stonebrook Private Inc.	1,001	$478K	0.1%	+3	13F-HR Timeline
First Western Trust Bank	1,000	$477K	0.02%	-128	13F-HR Timeline
WMG Financial Advisors, LLC	1,000	$477K	0.16%	+45	13F-HR Timeline
Prodigy Asset Management LLC	1,000	$477K	0.22%	0	13F-HR Timeline
Alpha Wealth Funds, LLC	1,000	$477K	0.39%	new	13F-HR Timeline
Sivia Capital Partners, LLC	998	$476K	0.13%	+51	13F-HR Timeline
QTR Family Wealth, LLC	997	$476K	0.23%	+148	13F-HR Timeline
AXA S.A.in group AXA S.A.	993	$474K	0.24%	-169,813	13F-HR Timeline Group
Catalina Capital Group, LLC	990	$472K	0.29%	0	13F-HR Timeline
Dale Q Rice Investment Management Ltd	944	$472K	0.33%	0	13F-HR Timeline
Nautilus Advisors LLC	988	$471K	0.32%	0	13F-HR Timeline
SYM FINANCIAL Corp	985	$470K	0.05%	-77	13F-HR Timeline
HOME FEDERAL BANK OF TENNESSEE	984	$470K	0.13%	0	13F-HR Timeline
Arcus Capital Partners, LLC	984	$469K	0.21%	-6	13F-HR Timeline
Wall Street Financial Group, Inc.	983	$469K	0.34%	+110	13F-HR Timeline
SPC Financial, Inc.	982	$469K	0.04%	-29	13F-HR Timeline
LAFFER TENGLER INVESTMENTS, INC.	981	$468K	0.07%	-570	13F-HR Timeline
Wealth Management Nebraskain group Wealth Management Nebraska	980	$468K	0.06%	-4	13F-HR Timeline Group
Apexium Financial, LP	979	$467K	0.02%	+12	13F-HR Timeline
KELLY LAWRENCE W & ASSOCIATES INC/CA	979	$467K	0.11%	0	13F-HR Timeline
Crestmont Private Wealth LLC	979	$467K	0.15%	+74	13F-HR Timeline
Plante Moran Financial Advisors, LLC	977	$466K	0.03%	0	13F-HR Timeline
RW Investment Management LLC	977	$466K	0.05%	+1	13F-HR Timeline
Ring Mountain Capital, LLC	977	$466K	0.26%	-23	13F-HR Timeline
Old North State Trust, LLC	971	$463K	0.28%	+16	13F-HR Timeline
Manchester Capital Management LLC	965	$460K	0.06%	-23	13F-HR Timeline
Keebeck Wealth Management	964	$460K	0.05%	+75	13F-HR Timeline
ORG Partners LLC	962	$459K	0.08%	+350	13F-HR Timeline
Holistic Financial Partners	960	$458K	0.19%	+99	13F-HR Timeline
Stanley-Laman Group, Ltd.	960	$458K	0.07%	new	13F-HR Timeline
Virtue Capital Management, LLC	2,210	$457K	0.07%	+770	13F-HR/A Timeline
Rockingstone Advisors LLC	956	$456K	0.23%	-380	13F-HR Timeline
Crown Wealth Group, LLC	954	$455K	0.14%	+113	13F-HR Timeline
Legacy Advisors, LLC	953	$455K	0.06%	new	13F-HR Timeline
Washington Trust Bank	951	$454K	0.03%	-22	13F-HR TimelineThe filing omitted confidential holdings, a later amendment may add them.
FIRST COMMUNITY TRUST NA	951	$454K	0.35%	-99	13F-HR Timeline
Abbot Financial Management, Inc.	950	$453K	0.19%	0	13F-HR Timeline
Almanack Investment Partners, LLC.	947	$452K	0.07%	-4,761	13F-HR Timeline
CHASE INVESTMENT COUNSEL CORP	947	$451K	0.13%	+133	13F-HR Timeline
Hennion & Walsh Asset Management, Inc.	941	$449K	0.02%	+129	13F-HR Timeline
Planned Solutions, Inc.	940	$449K	0.16%	+296	13F-HR Timeline
Legacy Edge Advisors, LLC	937	$447K	0.05%	+140	13F-HR Timeline
Concorde Asset Management, LLC	917	$447K	0.19%		13F-HR Timeline
Bouchey Financial Group, Ltd.	936	$447K	0.03%	0	13F-HR Timeline
Southland Equity Partners LLC	936	$447K	0.09%	+7	13F-HR Timeline
FIRST UNITED BANK & TRUST	935	$446K	0.14%	0	13F-HR Timeline
WEDGEWOOD INVESTORS INC /PA/	933	$445K	0.49%	0	13F-HR Timeline
JAG CAPITAL MANAGEMENT, LLC	931	$444K	0.05%	-148	13F-HR Timeline
Westside Investment Management, Inc.	926	$444K	0.07%	+144	13F-HR Timeline
American Institute for Advanced Investm…	930	$444K	0.29%	0	13F-HR Timeline
Ballew Advisors, Inc	840	$443K	0.25%	-9	13F-HR Timeline
Ellsworth Advisors, LLC	828	$442K	0.09%	-11,633	13F-HR Timeline
Great Diamond Partners, LLC	926	$442K	0.09%	-4	13F-HR Timeline
Strategic Financial Concepts, LLC	926	$442K	0.06%	+17	13F-HR Timeline
Mullaney, Keating & Wright, Inc.	925	$441K	0.25%	+25	13F-HR Timeline
MANCHESTER FINANCIAL INC	924	$441K	0.09%	0	13F-HR Timeline
ANCHOR CAPITAL ADVISORS LLC	922	$440K	0.01%	0	13F-HR Timeline
Central Pacific Bank - Trust Division	921	$439K	0.05%	-163	13F-HR Timeline
WNY Asset Management, LLC	920	$439K	0.04%	-100	13F-HR Timeline
Second Line Capital, LLC	920	$439K	0.09%	+369	13F-HR Timeline
Centerpoint Advisory Group	920	$439K	0.34%	-50	13F-HR Timeline
Calydon Capital	918	$438K	0.07%	-1,200	13F-HR Timeline
Aster Capital Management (DIFC) Ltd	918	$438K	0.22%	-12,290	13F-HR Timeline
Chemistry Wealth Management LLC	917	$438K	0.08%	+26	13F-HR Timeline
James J. Burns & Company, LLC	917	$437K	0.07%	-18	13F-HR Timeline
WINSLOW ASSET MANAGEMENT INC	915	$437K	0.08%	+10	13F-HR Timeline
Van Cleef Asset Management,Inc	915	$437K	0.04%	0	13F-HR Timeline
Verus Financial Partners, Inc.	914	$436K	0.04%	0	13F-HR Timeline
Laraway Financial Advisors Inc	913	$436K	0.3%	+100	13F-HR Timeline
Black Diamond Financial, LLC	911	$435K	0.05%	+200	13F-HR Timeline
Heritage Financial Services, LLC	911	$435K	0.04%	+2	13F-HR Timeline
Waterford Advisors, LLC	911	$435K	0.15%	-7,405	13F-HR Timeline
NOVARE CAPITAL MANAGEMENT LLC	910	$434K	0.03%	0	13F-HR Timeline
Signature Resources Capital Management,…	909	$434K	0.24%	-3	13F-HR Timeline
O'ROURKE & COMPANY, Inc	906	$432K	0.18%	-40	13F-HR Timeline
Moloney Securities Asset Management, LLC	906	$432K	0.05%	-92	13F-HR Timeline
Avantra Family Wealth, Inc.	905	$432K	0.32%	0	13F-HR Timeline
Red Mountain Financial, LLC	905	$432K	0.44%	-11	13F-HR Timeline
Key Client Fiduciary Advisors, LLC	904	$431K	0.15%	-8	13F-HR Timeline
Paragon Private Wealth Management, LLC	903	$431K	0.14%	+163	13F-HR Timeline
BARLOW WEALTH PARTNERS, LLC	836	$430K	0.05%	0	13F-HR Timeline
1834 INVESTMENT ADVISORS CO	900	$429K	0.05%	0	13F-HR Timeline
COHEN & STEERS, INC.in group COHEN & STEERS, INC.	900	$429K	<0.01%	0	13F-HR Timeline Group
Friday Financial	898	$428K	0.18%	-405	13F-HR Timeline
Griffith & Werner, Inc.	750	$428K	0.22%		13F-HR Timeline
Smith Thornton Advisors LLC	896	$428K	0.22%	0	13F-HR Timeline
BANYAN CAPITAL MANAGEMENT, INC.	895	$427K	0.19%	new	13F-HR Timeline
MRP Capital Investments, LLC	1,100	$427K	0.37%	0	13F-HR/A Timeline
ALERUS FINANCIAL NA	894	$427K	0.02%	+238	13F-HR Timeline
OLD SECOND NATIONAL BANK OF AURORA	893	$426K	0.09%	0	13F-HR Timeline
Aldebaran Financial Inc.	893	$426K	0.43%	+237	13F-HR Timeline
D.B. Root & Company, LLC	893	$426K	0.11%	+62	13F-HR Timeline
PURE PORTFOLIOS HOLDINGS LLC	891	$425K	0.13%	+200	13F-HR Timeline
Costello Asset Management, INC	890	$425K	0.14%	0	13F-HR Timeline
Pekin Hardy Strauss, Inc.	889	$424K	0.04%	+3	13F-HR Timeline
Castleview Partners, LLC	886	$423K	0.23%	+55	13F-HR Timeline
PCG ASSET MANAGEMENT, LLC	885	$422K	0.34%	-95	13F-HR/A Timeline
Hutchens & Kramer Investment Management…	884	$422K	0.17%	-34	13F-HR Timeline
BARON SILVER STEVENS FINANCIAL ADVISORS…	881	$420K	0.06%	+35	13F-HR Timeline
Investment Research Partners LLC	716	$419K	0.19%		13F-HR Timeline
Wallace Advisory Group, LLC	1,079	$419K	0.34%	-163	13F-HR Timeline
Abacus Wealth Partners, LLC	877	$418K	0.06%	-851	13F-HR Timeline
PARTNERS WEALTH MANAGEMENT, LLC	877	$418K	0.41%	-93	13F-HR Timeline
Fortitude Advisory Group L.L.C.	876	$418K	0.22%	+173	13F-HR Timeline
Adams Wealth Management	876	$418K	0.09%	0	13F-HR Timeline
CHIRON CAPITAL MANAGEMENT, LLC	876	$418K	0.36%	-101	13F-HR Timeline
BIP Wealth, LLC	875	$417K	0.02%	+224	13F-HR Timeline
JSF Financial, LLC	872	$416K	0.09%	-8	13F-HR Timeline
Wescott Financial Advisory Group, LLC	870	$415K	0.04%	+14	13F-HR Timeline
BURLING WEALTH PARTNERS, LLC	870	$415K	0.07%	0	13F-HR Timeline
Eagle Capital Management, LLC	870	$415K	0.16%	-69	13F-HR Timeline
Cullen Capital Management, LLC	869	$415K	<0.01%	0	13F-HR Timeline
waypoint wealth counsel	868	$414K	0.16%	+16	13F-HR Timeline
Crane Advisory, LLC	826	$413K	0.06%	-60	13F-HR Timeline
Spartan Planning & Wealth Management	866	$413K	0.32%	-26	13F-HR Timeline
Holland Advisory Services, Inc.	864	$412K	0.57%	0	13F-HR Timeline
Medallion Wealth Advisors, LLC	865	$412K	0.15%	-1	13F-HR Timeline
Madison Wealth Partners, Inc	863	$412K	0.08%	0	13F-HR Timeline
Financial Council, LLC	863	$412K	0.18%	+13	13F-HR Timeline
Caitlin John, LLC	858	$409K	0.28%	-15	13F-HR Timeline
Omnia Family Wealth, LLC	858	$409K	0.13%	+8	13F-HR Timeline
Peterson Wealth Advisors, LLC	840	$409K	0.06%	-9	13F-HR Timeline
PERSONAL CFO SOLUTIONS, LLC	856	$409K	0.07%	+4	13F-HR Timeline
Spectrum Planning & Advisory Services I…	856	$408K	0.23%	-250	13F-HR Timeline
BXM Wealth LLC	854	$407K	0.39%	-20	13F-HR Timeline
ECLECTIC ASSOCIATES INC /ADV	852	$406K	0.07%	-26	13F-HR Timeline
Milestones Private Investment Advisors …	850	$406K	0.28%	0	13F-HR Timeline
May Hill Capital, LLC	850	$406K	0.12%	+41	13F-HR Timeline
WEDGE CAPITAL MANAGEMENT L L P/NC	849	$405K	0.01%	-24	13F-HR Timeline
Tortoise Investment Management, LLC	847	$404K	0.04%	+8	13F-HR Timeline
M.E. ALLISON & CO., INC.	846	$403K	0.28%	+1	13F-HR Timeline
M1 Capital Management LLC	844	$403K	0.17%	-356	13F-HR Timeline
Salomon & Ludwin, LLC	809	$403K	0.04%	+192	13F-HR Timeline
CAP Partners, LLC	841	$401K	0.23%	+2	13F-HR Timeline
Atlas Legacy Advisors, LLC	841	$401K	0.08%	+255	13F-HR Timeline
Stonebridge Financial Planning Group, L…	841	$401K	0.15%	+68	13F-HR Timeline
South Street Advisors LLC	840	$401K	0.05%	0	13F-HR Timeline
Northwest Financial Advisors	840	$401K	0.51%	0	13F-HR Timeline
BEACON FINANCIAL GROUP	839	$401K	0.04%	+4	13F-HR Timeline
WealthBridge Capital Management, LLC	839	$400K	0.09%	0	13F-HR Timeline
Jacobsen Capital Management	837	$399K	0.14%	+6	13F-HR Timeline
McLean Asset Management Corp	803	$398K	0.08%	+16	13F-HR Timeline
Axim Planning & Wealth	832	$397K	0.32%	+32	13F-HR Timeline
Walkner Condon Financial Advisors LLC	831	$397K	0.06%	+16	13F-HR Timeline
Clientfirst Wealth Management, LLC	827	$395K	0.32%	0	13F-HR Timeline
Physician Wealth Advisors, Inc.	826	$394K	0.06%	+93	13F-HR Timeline
Mayfair Advisory Group, LLC	825	$394K	0.17%	0	13F-HR Timeline
PHILLIPS FINANCIAL MANAGEMENT, LLC	824	$393K	0.03%	+268	13F-HR Timeline
AssuredPartners Investment Advisors, LLC	823	$393K	0.09%	+122	13F-HR Timeline
Tandem Wealth Advisors LLC	822	$392K	0.19%	-283	13F-HR Timeline
a16z Perennial Management, L.P.in group a16z Capital Management, L.L.…	822	$392K	0.03%	new	13F-HR Timeline Group
Manske Wealth Management	822	$392K	0.12%	+5	13F-HR Timeline
ALPINE WOODS CAPITAL INVESTORS, LLCin group ALPINE WOODS CAPITAL INVESTOR…	821	$392K	0.09%	0	13F-HR Timeline Group
Narus Financial Partners, LLC	821	$392K	0.11%	+65	13F-HR/A Timeline
Stillwater Wealth Management Group	820	$391K	0.27%		13F-HR Timeline
MBA Advisors LLC	817	$390K	0.17%	+45	13F-HR Timeline
BRIGHT FINANCIAL ADVISORS, INC.	815	$389K	0.19%	0	13F-HR Timeline
Freedom Financial Partners LLC	813	$388K	0.15%	0	13F-HR Timeline
American Capital Advisory, LLC	812	$388K	0.18%	+798	13F-HR Timeline
Quarry LP	812	$387K	0.09%	new	13F-HR Timeline
TrueWealth Advisors, LLC	812	$387K	0.1%	+69	13F-HR Timeline
Cyr Financial Inc.	811	$387K	0.26%	+20	13F-HR Timeline
Vigilare Wealth Management	811	$387K	0.13%	-200	13F-HR Timeline
Arista Wealth Management, LLC	811	$387K	0.05%	-40	13F-HR Timeline
EWA, LLC	811	$387K	0.11%	+85	13F-HR Timeline
Beaird Harris Wealth Management, LLC	810	$386K	0.03%	+103	13F-HR Timeline
DecisionMap Wealth Management, LLC	810	$386K	0.25%	+15	13F-HR Timeline