ROYAL BANK OF CANADA
Follow13F filer, CIK 1000275, TORONTO, Ontario, Canada
ROYAL BANK OF CANADA reported $489,789,593,000 across 6,980 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 20.84% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-24-046848
- Period
- 2024-09-30
- Reported value
- $490B
- Holdings
- 6,980
- Top 10 weight
- 20.84%
- New
- 418
- Sold out
- 868
Part of the filer group ROYAL BANK OF CANADA
BREWIN DOLPHIN WEALTH MANAGEMENT LTDCITY NATIONAL BANK
- BREWIN DOLPHIN WEALTH MANAGEMENT LTD
- CITY NATIONAL BANK
- RBC Capital Markets, LLC
- RBC CMA LTD.
- RBC Dominion Securities Global Ltd
- RBC Dominion Securities Inc.
- RBC Europe Ltd
- RBC Global Asset Management Inc.
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd
- RBC Global Asset Management (U.S.) Inc.
- RBC Phillips, Hager & North Investment Counsel Inc.
- RBC Private Counsel (USA) Inc.
- RBC Rochdale, LLC
- RBC Trust Co (Delaware) Ltd
- RBC Trust Co (INTERNATIONAL) Ltd
- RBC TRUSTEES (Jersey) LTD
- Royal Bank of Canada (Channel Islands) Ltd
- ROYAL TRUST CORP OF CANADA/
Stakes and trades reported after 2024-09-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- BLUE OWL CREDIT INCOME CORP: 13G/A 10,500,556 shares, 10.5% of the class, 13G/A filed 2026-10-07, 0001214659-26-012636
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AVGOadded | +19,301,300 | $3.33B |
| SPYadded | +4,320,245 | $2.48B |
| ACNadded | +2,190,090 | $774M |
| AMZNadded | +4,022,793 | $750M |
| IWMadded | +2,432,958 | $537M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| QQQreduced | -3,273,334 | -$1.6B |
| GOOGLreduced | -4,036,271 | -$669M |
| TMUSreduced | -2,922,766 | -$603M |
| IVVreduced | -1,039,174 | -$599M |
| NVDAreduced | -4,025,058 | -$489M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 6,360 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 472. All 472
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 12,911,800 | $7.41B | +6,497,100 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 12,619,100 | $7.24B | +6,193,900 |
| IWMISHARES TR SHS | put | 16,785,400 | $3.71B | +3,544,000 |
| QQQINVESCO QQQ TR COM | put | 6,047,100 | $2.95B | +1,335,200 |
| QQQINVESCO QQQ TR COM | call | 4,108,200 | $2.01B | +1,735,900 |
| IWMISHARES TR SHS | call | 4,580,500 | $1.01B | +1,536,700 |
| XLFSELECT SECTOR SPDR TR SHS | put | 14,896,000 | $675M | +294,700 |
| BMOBANK OF MONTREAL Stock | put | 5,754,100 | $519M | +3,795,100 |
| BMOBANK OF MONTREAL Stock | call | 4,544,800 | $410M | +3,220,900 |
| BCEBCE INC Stock | put | 11,702,800 | $407M | +2,556,800 |
| AAPLAPPLE INC COM | call | 1,523,800 | $355M | +685,800 |
| BNSBANK NOVA SCOTIA B C Stock | put | 5,965,800 | $325M | +356,500 |
| TSLATESLA INC COM | call | 1,041,700 | $273M | +491,700 |
| CCITIGROUP INC COM | put | 4,070,500 | $255M | +1,285,000 |
| XLESELECT SECTOR SPDR TR SHS | put | 2,860,100 | $251M | -923,900 |
| MSFTMICROSOFT CORP COM | put | 579,200 | $249M | +187,700 |
| MSFTMICROSOFT CORP COM | call | 572,200 | $246M | +255,300 |
| JPMJPMORGAN CHASE & CO COM | call | 1,137,600 | $240M | +1,104,700 |
| TDTORONTO DOMINION BK ONT Stock | put | 3,717,200 | $235M | +676,500 |
| AAPLAPPLE INC COM | put | 999,800 | $233M | -236,100 |
| METAMETA PLATFORMS INC COM | call | 402,100 | $230M | +282,100 |
| AVGOBROADCOM INC COM | put | 1,313,900 | $227M | +1,288,900 |
| ENBENBRIDGE INC Stock | put | 5,491,000 | $223M | +1,205,800 |
| BACBANK OF AMER CORP COM | put | 5,574,800 | $221M | +1,565,300 |
| TRPTC ENERGY CORP COM | put | 4,508,300 | $214M | +186,300 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | call | 3,474,600 | $213M | +524,600 |
| NVDANVIDIA CORPORATION COM | call | 1,642,900 | $200M | +422,900 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | put | 3,235,500 | $198M | +200,500 |
| BCEBCE INC Stock | call | 5,361,800 | $187M | +707,900 |
| PBAPEMBINA PIPELINE CORP Stock | put | 4,505,400 | $186M | +906,000 |
| TDTORONTO DOMINION BK ONT Stock | call | 2,936,200 | $186M | -187,800 |
| MFCMANULIFE FINL CORP COM | put | 6,025,200 | $178M | +152,700 |
| BNSBANK NOVA SCOTIA B C Stock | call | 3,213,400 | $175M | +665,900 |
| GLDSPDR GOLD TR GOLD SHS | call | 685,800 | $167M | +306,300 |
| TSLATESLA INC COM | put | 636,100 | $166M | -143,300 |
| AMZNAMAZON COM INC COM | put | 887,300 | $165M | +201,000 |
| NVDANVIDIA CORPORATION COM | put | 1,340,300 | $163M | +388,100 |
| AQNALGONQUIN POWER & UTILITIES Stock | put | 28,733,600 | $157M | new |
| SLFSUN LIFE FINANCIAL INC. Stock | put | 2,197,400 | $127M | -11,300 |
| XOMEXXON MOBIL CORP COM | call | 1,061,200 | $124M | +610,000 |
| WFCWELLS FARGO & CO COM | call | 2,120,500 | $120M | +523,700 |
| IBMINTERNATIONAL BUSINESS MACHS COM | put | 521,100 | $115M | +498,600 |
| AMZNAMAZON COM INC COM | call | 603,200 | $112M | +181,700 |
| DIASTATE STR SPDR DOW JONES IND UT SER 1 | put | 260,000 | $110M | +150,000 |
| TLTISHARES TR 20 YR TR BD ETF | put | 1,063,400 | $104M | -771,500 |
| CNQCANADIAN NAT RES LTD MED TER Stock | put | 3,082,500 | $102M | +550,300 |
| EFAISHARES TR MSCI EAFE ETF | call | 1,218,000 | $102M | +111,100 |
| ENBENBRIDGE INC Stock | call | 2,506,000 | $102M | +415,600 |
| CVECENOVUS ENERGY INC COM | put | 6,075,500 | $102M | +2,546,300 |
| RCIROGERS COMMUNICATIONS INC Stock | put | 2,300,000 | $92.5M | +350,000 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 1,919,400 | $88M | -180,200 |
| RCIROGERS COMMUNICATIONS INC Stock | call | 2,143,500 | $86.2M | +694,000 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 2,650,000 | $84.2M | -702,800 |
| FCXFREEPORT MCMORAN INC Stock | call | 1,653,300 | $82.5M | +567,400 |
| SMHVANECK ETF TRUST COM | put | 335,400 | $82.3M | +333,500 |
| MSMORGAN STANLEY COM | call | 785,000 | $81.8M | +510,000 |
| TUTELUS CORPORATION Stock | put | 4,819,500 | $80.9M | +1,219,600 |
| MCHPMICROCHIP TECHNOLOGY INC. Stock | call | 1,006,500 | $80.8M | +601,000 |
| GOOGLALPHABET INC COM | call | 481,700 | $79.9M | +447,500 |
| ORCLORACLE CORP COM | call | 450,000 | $76.7M | new |
| TLTISHARES TR 20 YR TR BD ETF | call | 757,500 | $74.3M | +375,900 |
| AVGOBROADCOM INC COM | call | 428,000 | $73.8M | +423,000 |
| MSMORGAN STANLEY COM | put | 700,000 | $73M | +50,000 |
| METAMETA PLATFORMS INC COM | put | 123,100 | $70.5M | +38,600 |
| LOWLOWES COS INC COM | call | 250,000 | $67.7M | new |
| XOMEXXON MOBIL CORP COM | put | 575,000 | $67.4M | +2,000 |
| GEGE AEROSPACE COM | call | 350,000 | $66M | new |
| EFAISHARES TR MSCI EAFE ETF | put | 771,500 | $64.5M | +37,900 |
| NOWSERVICENOW INC COM | call | 72,000 | $64.4M | new |
| BACBANK OF AMER CORP COM | call | 1,616,700 | $64.2M | -2,317,500 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 1,559,200 | $62.1M | -1,781,000 |
| RYROYAL BK CDA Stock | call | 496,500 | $61.9M | -54,800 |
| GMGENERAL MTRS CO Stock | call | 1,356,600 | $60.8M | -1,003,100 |
| WFCWELLS FARGO & CO COM | put | 1,045,000 | $59M | +685,000 |
| XLUSELECT SECTOR SPDR TR SHS | put | 725,000 | $58.6M | -92,500 |
| ONON SEMICONDUCTOR CORP Stock | put | 799,300 | $58M | new |
| SLFSUN LIFE FINANCIAL INC. Stock | call | 951,400 | $55.2M | -66,100 |
| PANWPALO ALTO NETWORKS INC COM | put | 157,800 | $53.9M | +18,900 |
| TXNTEXAS INSTRS INC COM | call | 258,000 | $53.3M | +208,000 |
| ICEINTERCONTINENTAL EXCHANGE IN COM | call | 325,000 | $52.2M | new |
| ADBEADOBE INC COM | call | 100,000 | $51.8M | +70,000 |
| TMOTHERMO FISHER SCIENTIFIC INC COM | call | 82,000 | $50.7M | new |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 1,267,300 | $50.5M | -94,900 |
| FITBFIFTH THIRD BANCORP Stock | put | 1,158,000 | $49.6M | new |
| BXBLACKSTONE INC COM | call | 308,500 | $47.2M | +122,000 |
| HPQHP INC Stock | call | 1,300,600 | $46.7M | +570,600 |
| HYGISHARES TR IBOXX HI YD ETF | put | 572,300 | $46M | +190,000 |
| QCOMQUALCOMM INC COM | put | 268,700 | $45.7M | -51,300 |
| LLYELI LILLY & CO COM | call | 50,000 | $44.3M | new |
| MRVLMARVELL TECHNOLOGY INC COM | put | 607,300 | $43.8M | +557,300 |
| RTXRTX CORPORATION COM | call | 353,000 | $42.8M | new |
| AVTRAVANTOR INC Stock | put | 1,647,500 | $42.6M | new |
| NKENIKE INC COM | call | 475,000 | $42M | new |
| WMTWALMART INC COM | call | 519,000 | $41.9M | new |
| FCXFREEPORT MCMORAN INC Stock | put | 837,200 | $41.8M | +587,200 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 1,081,000 | $40.2M | +158,600 |
| SPGIS&P GLOBAL INC COM | call | 77,000 | $39.8M | +54,600 |
| CATCATERPILLAR INC COM | put | 100,000 | $39.1M | new |
| FFORD MTR CO Stock | put | 3,649,000 | $38.5M | +1,568,100 |
| RYROYAL BK CDA Stock | put | 305,000 | $38M | -15,100 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 148. All 148
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 25,212,000 | $24.7M | +4,958,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 16,838,000 | $24.1M | new |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 21,570,000 | $24M | +21,553,000 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 19,336,000 | $23.6M | +6,357,000 |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 21,907,000 | $21.4M | +15,814,000 |
| REDWOOD TRUST INCREDWOOD TRUST INC Convertible | principal | 21,150,000 | $21.1M | -1,214,000 |
| WELLS FARGO & COWELLS FARGO & CO PERP PFD CNV A | principal | 16,274 | $20.9M | -41 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 16,634,000 | $18.5M | +3,425,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 20,100,000 | $18.1M | +11,030,000 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 16,219,000 | $16.6M | new |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 14,088,000 | $14.2M | +9,378,000 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 11,884,000 | $11.3M | +2,252,000 |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 9,448,000 | $10.8M | +1,549,000 |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 6,677,000 | $9.21M | +3,350,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 9,422,000 | $8.64M | -1,150,000 |
| INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0 | principal | 4,600,000 | $8.52M | +100,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 6,779,000 | $8.34M | -3,130,000 |
| MARRIOTT VACATION WORLDWMARRIOTT VACATION WORLDW NOTE 1/1 | principal | 8,914,000 | $8.27M | +2,494,000 |
| BANK OF AMER CORPBANK OF AMER CORP 7.25%CNV PFD L | principal | 6,440 | $8.2M | -1,458 |
| PEABODY ENGR CORPPEABODY ENGR CORP NOTE 3.250% 3/0 | principal | 5,067,000 | $7.58M | 0 |
| JBT MAREL CORPORATIONJBT MAREL CORPORATION NOTE 0.250% 5/1 | principal | 7,774,000 | $7.31M | +1,946,000 |
| NICE LTDNICE LTD NOTE 9/1 | principal | 7,373,000 | $7.05M | +1,572,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1 | principal | 5,574,000 | $6.47M | -10,671,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 6,594,000 | $6.39M | -3,795,000 |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0 | principal | 6,211,000 | $6.19M | +2,800,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 5,908,000 | $5.89M | -2,124,000 |
| Dropbox IncDropbox Inc Convertible bond | principal | 5,919,000 | $5.73M | -400,000 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 4,740,000 | $5.72M | +3,400,000 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.500% 3/1 | principal | 5,112,000 | $4.98M | -3,995,000 |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 3,975,000 | $4.78M | -450,000 |
| SNAP INCSNAP INC NOTE 5/0 | principal | 5,475,000 | $4.7M | +629,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 4,763,000 | $4.55M | +3,618,000 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 4,342,000 | $4.34M | -1,706,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 3,717,000 | $4.28M | +250,000 |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 4,490,000 | $3.96M | 0 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 3,435,000 | $3.89M | -670,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 4,452,000 | $3.84M | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 3,496,000 | $3.84M | +3,000,000 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 4,342,000 | $3.83M | +3,342,000 |
| UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1 | principal | 4,320,000 | $3.82M | 0 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 4,240,000 | $3.78M | +50,000 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 3,765,000 | $3.75M | -40,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 3,051,000 | $3.64M | -200,000 |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 | principal | 3,086,000 | $3.61M | -565,000 |
| ENVESTNET INCENVESTNET INC NOTE 2.625%12/0 | principal | 3,391,000 | $3.59M | +2,000,000 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1 | principal | 3,216,000 | $3.37M | -2,500,000 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 2,800,000 | $3.34M | -300,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 2,712,000 | $3.3M | -600,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 3,128,000 | $3.16M | -17,675,000 |
| NUTANIX INCNUTANIX INC Convertible | principal | 2,645,000 | $3.16M | -425,000 |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 2,600,000 | $3.1M | -535,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 2,764,000 | $3.06M | -19,534,000 |
| TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1 | principal | 2,328,000 | $3.05M | new |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 2,440,000 | $3.02M | +60,000 |
| PROSPECT CAP CORPPROSPECT CAP CORP BOND | principal | 3,021,000 | $3.01M | +410,000 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 3,252,000 | $3M | -48,000 |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 2,904,000 | $2.84M | -996,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 2,260,000 | $2.74M | new |
| MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 | principal | 1,891,000 | $2.67M | -1,457,000 |
| NATIONAL VISION HLDGS INCNATIONAL VISION HLDGS INC NOTE 2.500% 5/1 | principal | 2,500,000 | $2.45M | new |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 1,729,000 | $2.35M | -5,466,000 |
| WORKIVA INCWORKIVA INC NOTE 1.250% 8/1 | principal | 2,437,000 | $2.31M | new |
| TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1 | principal | 1,859,000 | $2.28M | -460,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 2,200,000 | $2.27M | +200,000 |
| CONMED CORPCONMED CORP NOTE 2.250% 6/1 | principal | 2,410,000 | $2.24M | -580,000 |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 2,323,000 | $2.16M | -580,000 |
| LCI INDSLCI INDS NOTE 1.125% 5/1 | principal | 2,123,000 | $2.15M | -2,747,000 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 1,650,000 | $2.13M | -250,000 |
| SEMTECH CORPSEMTECH CORP NOTE 1.625%11/0 | principal | 1,481,000 | $2.09M | -600,000 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 2,072,000 | $2.04M | -300,000 |
| ZYNEX INCZYNEX INC NOTE 5.000% 5/1 | principal | 2,000,000 | $1.96M | 0 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 2,043,000 | $1.94M | -2,591,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 1,959,000 | $1.8M | -275,000 |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 1,831,000 | $1.78M | +1,705,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1 | principal | 1,663,000 | $1.71M | 0 |
| AIRBNB INCAIRBNB INC CLASS A | principal | 1,834,000 | $1.71M | -78,000 |
| ALARM.COM HLDGS INCALARM.COM HLDGS INC NOTE 1/1 | principal | 1,748,000 | $1.63M | -1,422,000 |
| VARONIS SYS INCVARONIS SYS INC BOND | principal | 850,000 | $1.56M | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 1,506,000 | $1.48M | -3,387,000 |
| ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 | principal | 1,395,000 | $1.46M | -275,000 |
| ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026 | principal | 1,458,000 | $1.35M | -5,542,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 1,108,000 | $1.02M | -4,250,000 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 1,050,000 | $968K | 0 |
| PENNYMAC CORPPENNYMAC CORP BOND | principal | 911,000 | $911K | -204,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 993,000 | $793K | +27,000 |
| TWO HARBORS INV CORPTWO HARBORS INV CORP NOTE 6.250% 1/1 | principal | 758,000 | $743K | -3,441,000 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 602,000 | $702K | 0 |
| Shopify IncShopify Inc Convertible bond | principal | 691,000 | $665K | 0 |
| ENVESTNET INCENVESTNET INC NOTE 0.750% 8/1 | principal | 670,000 | $661K | 0 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 634,000 | $621K | 0 |
| WIX COM LTDWIX COM LTD NOTE 8/1 | principal | 600,000 | $572K | 0 |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 635,000 | $547K | 0 |
| NEXTERA ENERGY INCNEXTERA ENERGY INC CONV | principal | 8,205 | $380K | -2,441 |
| CALLAWAY GOLF COCALLAWAY GOLF CO NOTE 2.750% 5/0 | principal | 209,000 | $212K | -500,000 |
| EL PASO ENERGY CAP TR IEL PASO ENERGY CAP TR I Preferred Shares | principal | 3,113 | $150K | -782 |
| GLAUKOS CORPGLAUKOS CORP BOND | principal | 61,000 | $138K | 0 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 160,000 | $137K | 0 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 145,000 | $136K | 0 |
| HEWLETT PACKARD ENTERPRISE CHEWLETT PACKARD ENTERPRISE C CMN | principal | 2,212 | $134K | new |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 121,000 | $133K | -4,095,000 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 1,130,349 | $170M | shares |
| FERGUSON PLCFERGUSON PLC | 840,693 | $163M | shares |
| TSMTAIWAN SEMICONDUCTOR MANUFAC | 292,500 | $50.8M | call |
| BROOKFIELD REINSURANCE FCLA…BROOKFIELD REINSURANCE FCLASS … | 735,401 | $30.6M | shares |
| MELIMERCADOLIBRE INC | 17,700 | $29.1M | call |
| MCKMCKESSON CORP | 47,500 | $27.7M | call |
| PGPROCTER & GAMBLE CO | 142,000 | $23.4M | put |
| ADIANALOG DEVICES INC | 102,200 | $23.3M | call |
| FDXFEDEX CORP | 70,000 | $21M | call |
| DEDEERE & CO | 51,400 | $19.2M | put |
| DEDEERE & CO | 43,400 | $16.2M | call |
| FTITECHNIPFMC PLC | 620,000 | $16.2M | call |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC | 15,392,000 | $15.1M | principal |
| WESTROCK COWESTROCK CO | 273,935 | $13.8M | shares |
| GOOGALPHABET INC | 71,000 | $13M | call |
| TRITHOMSON REUTERS CORP | 70,000 | $11.8M | put |
| UNHUNITEDHEALTH GROUP INC | 21,500 | $10.9M | call |
| ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F | 3,843,763 | $10.3M | shares |
| MRVLMARVELL TECHNOLOGY INC | 118,400 | $8.28M | call |
| EXEEXPAND ENERGY CORPORATION | 94,500 | $7.77M | call |
| GFLGFL ENVIRONMENTAL INC | 198,600 | $7.73M | put |
| RIGTRANSOCEAN LTD | 1,400,000 | $7.49M | call |
| ZILLOW GROUP INCZILLOW GROUP INC | 6,163,000 | $7.43M | principal |
| OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD | 459,000 | $7.15M | call |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC | 7,893,000 | $6.95M | principal |
| CSGPCOSTAR GROUP INC | 92,200 | $6.84M | call |
| HCAHCA HEALTHCARE INC | 19,200 | $6.17M | call |
| XELXCEL ENERGY INC | 115,300 | $6.16M | put |
| TMFDIREXION SHARES ETF TRUST | 123,705 | $6M | shares |
| CGCCANOPY GROWTH CORPORATION | 860,000 | $5.55M | put |
| NVONOVO-NORDISK A S | 38,000 | $5.42M | call |
| WPMWHEATON PRECIOUS METALS CORP | 103,000 | $5.4M | call |
| VKTXVIKING THERAPEUTICS INC | 100,000 | $5.3M | put |
| XLBSELECT SECTOR SPDR TR | 60,000 | $5.3M | put |
| XLBSELECT SECTOR SPDR TR | 60,000 | $5.3M | call |
| DOOBRP INC | 80,300 | $5.14M | put |
| CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART | 319,025 | $5.12M | shares |
| SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP | 154,228 | $5.11M | shares |
| RGLDROYAL GOLD INC | 39,300 | $4.92M | call |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 214,162 | $4.75M | shares |
| FNVFRANCO NEV CORP | 40,000 | $4.74M | put |
| CPCANADIAN PACIFIC KANSAS CITY | 57,500 | $4.53M | call |
| CHEGG INCCHEGG INC | 4,695,000 | $3.71M | principal |
| H WORLD GROUP LTDH WORLD GROUP LTD | 3,355,000 | $3.57M | principal |
| PCGPG&E CORP | 193,300 | $3.38M | call |
| CRFCORNERSTONE TOTAL RETURN FD | 424,638 | $3.33M | shares |
| RPDRAPID7 INC | 75,000 | $3.24M | put |
| FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD | 258,017 | $3.18M | shares |
| HALHALLIBURTON CO | 90,000 | $3.04M | put |
| GIBCGI INC | 30,000 | $2.99M | put |
| GIBCGI INC | 30,000 | $2.99M | call |
| UALUNITED AIRLS HLDGS INC | 57,200 | $2.78M | put |
| ARBOR REALTY TRUST INCARBOR REALTY TRUST INC | 2,773,000 | $2.78M | principal |
| LANTHEUS HLDGS INCLANTHEUS HLDGS INC | 2,196,000 | $2.74M | principal |
| CPRTCOPART INC | 49,300 | $2.67M | call |
| HLHECLA MINING COMPANY | 505,000 | $2.45M | call |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 741,771 | $2.39M | shares |
| PAASPAN AMERN SILVER CORP | 120,000 | $2.39M | put |
| AMATAPPLIED MATLS INC | 10,100 | $2.38M | put |
| NUENUCOR CORP | 15,000 | $2.37M | call |
| FNVFRANCO NEV CORP | 20,000 | $2.37M | call |
| LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S… | 105,624 | $2.34M | shares |
| CLOZSERIES PORTFOLIOS TR | 81,788 | $2.2M | shares |
| SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC | 775,548 | $2.2M | shares |
| IYRISHARES TR | 25,000 | $2.19M | put |
| AFRMAFFIRM HLDGS INC | 70,000 | $2.12M | put |
| ZZILLOW GROUP INC | 44,700 | $2.07M | call |
| VIRTUS CONVERTIBLE & INC 202VIRTUS CONVERTIBLE & INC 202 | 227,103 | $2.05M | shares |
| EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV | 155,875 | $2.02M | shares |
| CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I | 41,004 | $1.94M | shares |
| DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN | 125,115 | $1.94M | shares |
| APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC | 122,205 | $1.79M | shares |
| CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R | 43,235 | $1.76M | shares |
| WWJDNORTHERN LTS FD TR IV | 59,660 | $1.76M | shares |
| BROSDUTCH BROS INC | 41,800 | $1.73M | put |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC | 1,601,000 | $1.57M | principal |
| ENCORE WIRE CORPENCORE WIRE CORP | 5,388 | $1.56M | shares |
| WDCWESTERN DIGITAL CORP | 20,000 | $1.51M | put |
| CAMBRIDGE BANCORPCAMBRIDGE BANCORP | 21,567 | $1.49M | shares |
| NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN | 2,876 | $1.43M | shares |
| ECCEAGLE POINT CR CO | 138,608 | $1.39M | shares |
| TMETENCENT MUSIC ENTMT GROUP | 90,000 | $1.26M | put |
| BBBLACKBERRY LTD | 500,000 | $1.24M | call |
| OTEXOPEN TEXT CORP | 40,000 | $1.2M | call |
| RFREGIONS FINANCIAL CORP NEW | 60,000 | $1.2M | call |
| MTBM & T BK CORP | 7,800 | $1.18M | call |
| MTBM & T BK CORP | 7,600 | $1.15M | put |
| CFGCITIZENS FINL GROUP INC | 31,500 | $1.14M | call |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD | 1,125,000 | $1.12M | principal |
| HBANHUNTINGTON BANCSHARES INC | 84,400 | $1.11M | call |
| PROSHARES TR IIPROSHARES TR II | 68,450 | $1.07M | shares |
| TRIPTRIPADVISOR INC | 60,000 | $1.07M | call |
| DFSEDIMENSIONAL ETF TRUST | 31,305 | $1.05M | shares |
| BULPACER FDS TR | 24,283 | $1.03M | shares |
| SNOWSNOWFLAKE INC | 7,600 | $1.03M | call |
| TYDDIREXION SHARES ETF TRUST | 41,109 | $1.02M | shares |
| CEDAR FAIR L PCEDAR FAIR L P | 18,321 | $996K | shares |
| BRZEBRAZE INC | 24,000 | $932K | put |
| BRZEBRAZE INC | 24,000 | $932K | call |
| CAECAE INC | 50,000 | $929K | put |
| ATRION CORPORATIONATRION CORPORATION | 2,016 | $912K | shares |
| MAG SILVER CORPMAG SILVER CORP | 75,000 | $875K | call |
| VRTVERTIV HOLDINGS CO | 10,000 | $866K | put |
| VRTVERTIV HOLDINGS CO | 10,000 | $866K | call |
| DDECFIRST TR EXCHNG TRADED FD VI | 22,350 | $861K | shares |
| WMSADVANCED DRAIN SYS INC DEL | 5,000 | $802K | call |
| HIBBETT INCHIBBETT INC | 8,820 | $769K | shares |
| AFEMFIRST TR EXCH TRADED FD III | 11,137 | $728K | shares |
| OSCVETF SER SOLUTIONS | 19,817 | $684K | shares |
| APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU | 45,930 | $668K | shares |
| BMARINNOVATOR ETFS TRUST | 15,263 | $659K | shares |
| AEMAGNICO EAGLE MINES LTD | 10,000 | $654K | put |
| BZFDBUZZFEED INC | 235,200 | $649K | put |
| FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP F | 91,793 | $582K | shares |
| TYODIREXION SHARES ETF TRUST | 40,447 | $582K | shares |
| UMARINNOVATOR ETFS TRUST | 17,105 | $576K | shares |
| SIISPROTT INC | 13,800 | $571K | put |
| MLCOMELCO RESORTS AND ENTMNT LTD | 76,600 | $571K | call |
| BAPRINNOVATOR ETFS TRUST | 13,589 | $564K | shares |
| BJULINNOVATOR ETFS TRUST | 13,212 | $552K | shares |
| LEVILEVI STRAUSS & CO NEW | 28,400 | $548K | call |
| AVSUAMERICAN CENTY ETF TR | 8,631 | $533K | shares |
| UDECINNOVATOR ETFS TRUST | 15,516 | $532K | shares |
| UFEBINNOVATOR ETFS TRUST | 16,446 | $521K | shares |
| SILVERBOW RES INCSILVERBOW RES INC | 13,135 | $497K | shares |
| DASHDOORDASH INC | 4,500 | $490K | call |
| TJULINNOVATOR ETFS TRUST | 17,427 | $467K | shares |
| BJANINNOVATOR ETFS TRUST | 10,119 | $456K | shares |
| DJULFIRST TR EXCHNG TRADED FD VI | 11,444 | $455K | shares |
| DBRGDIGITALBRIDGE GROUP INC | 33,000 | $452K | call |
| MACATAWA BANK CORPMACATAWA BANK CORP | 30,475 | $445K | shares |
| WAYFAIR INCWAYFAIR INC | 450,000 | $444K | principal |
| IPOSRENAISSANCE CAP GREENWICH FD | 34,028 | $443K | shares |
| SITE CENTERS CORPSITE CENTERS CORP | 28,848 | $418K | shares |
| DAYFORCE INCDAYFORCE INC | 450,000 | $410K | principal |
| DBX ETF TRDBX ETF TR | 15,724 | $389K | shares |
| PSEPINNOVATOR ETFS TRUST | 10,221 | $383K | shares |
| AUSFGLOBAL X FDS | 9,518 | $378K | shares |
| TTTPROSHARES TR | 4,842 | $362K | shares |
| UAPRINNOVATOR ETFS TRUST | 12,416 | $361K | shares |
| BDECINNOVATOR ETFS TRUST | 8,509 | $357K | shares |
| DJANFIRST TR EXCHNG TRADED FD VI | 9,312 | $346K | shares |
| XFEBFIRST TR EXCHNG TRADED FD VI | 10,907 | $342K | shares |
| PTONPELOTON INTERACTIVE INC | 99,800 | $337K | put |
| POCTINNOVATOR ETFS TRUST | 8,655 | $331K | shares |
| QMARFIRST TR EXCHNG TRADED FD VI | 11,523 | $322K | shares |
| BROOKFIELD REINS LTDBROOKFIELD REINS LTD | 7,589 | $318K | shares |
| ROAMLATTICE STRATEGIES TR | 13,000 | $314K | shares |
| OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD | 20,000 | $312K | put |
| HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC | 24,099 | $299K | shares |
| TSPAT ROWE PRICE EXCHANGE-TRADED | 8,389 | $288K | shares |
| SUPVGRUPO SUPERVIELLE S.A. | 40,632 | $275K | shares |
| SUMMIT MIDSTREAM PARTNERS LPSUMMIT MIDSTREAM PARTNERS LP | 7,623 | $271K | shares |
| UNOVINNOVATOR ETFS TRUST | 8,063 | $269K | shares |
| UJUNINNOVATOR ETFS TRUST | 7,693 | $246K | shares |
| CLOUGH HEDGED EQUITY ETFCLOUGH HEDGED EQUITY ETF | 9,122 | $233K | shares |
| XTAPINNOVATOR ETFS TRUST | 7,111 | $230K | shares |
| INEQCOLUMBIA ETF TR I | 7,534 | $229K | shares |
| UJANINNOVATOR ETFS TRUST | 6,021 | $223K | shares |
| ACGRAMERICAN CENTY ETF TR | 3,986 | $218K | shares |
| RPDRAPID7 INC | 5,000 | $216K | call |
| CMCSACOMCAST CORP NEW | 5,500 | $215K | call |
| AVESAMERICAN CENTY ETF TR | 4,357 | $212K | shares |
| RFDAALPS ETF TR | 3,975 | $210K | shares |
| BAUGINNOVATOR ETFS TRUST | 5,110 | $207K | shares |
| MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DI | 27,578 | $206K | shares |
| DNOVFIRST TR EXCHNG TRADED FD VI | 4,888 | $202K | shares |
| BFEBINNOVATOR ETFS TRUST | 4,905 | $199K | shares |
| DWAWADVISORSHARES TR | 4,951 | $193K | shares |
| PQDIPRINCIPAL EXCHANGE TRADED FD | 10,025 | $188K | shares |
| PJANINNOVATOR ETFS TRUST | 4,599 | $185K | shares |
| WFGWEST FRASER TIMBER CO LTD | 2,400 | $184K | call |
| PMAYINNOVATOR ETFS TRUST | 5,371 | $183K | shares |
| PNOVINNOVATOR ETFS TRUST | 4,994 | $181K | shares |
| U S SILICA HLDGS INCU S SILICA HLDGS INC | 11,125 | $172K | shares |
| EVERBRIDGE INCEVERBRIDGE INC | 4,875 | $170K | shares |
| DAUGFIRST TR EXCHNG TRADED FD VI | 4,359 | $165K | shares |
| TMFGRBB FD INC | 5,565 | $164K | shares |
| CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I | 4,020 | $164K | shares |
| ABLDABACUS FCF ETF TR | 5,017 | $151K | shares |
| MORPHIC HLDG INCMORPHIC HLDG INC | 4,406 | $150K | shares |
| SHYMBLACKROCK ETF TRUST II | 6,466 | $146K | shares |
| SIMSSPDR SERIES TRUST | 4,394 | $146K | shares |
| SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC | 5,416 | $146K | shares |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC | 150,000 | $143K | principal |
| PJUNINNOVATOR ETFS TRUST | 3,981 | $142K | shares |
| CAPITAL CLEAN ENERGY CARRIE…CAPITAL CLEAN ENERGY CARRIERS COM | 8,326 | $142K | shares |
| PMARINNOVATOR ETFS TRUST | 3,565 | $135K | shares |
| PFEBINNOVATOR ETFS TRUST | 3,783 | $133K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 13,710 | $130K | shares |
| SPWRQSUNPOWER CORP | 43,353 | $129K | shares |
| HOOKIPA PHARMA INCHOOKIPA PHARMA INC | 215,435 | $127K | shares |
| MARMFIRST TR EXCHNG TRADED FD VI | 4,110 | $122K | shares |
| EVSDMORGAN STANLEY ETF TRUST | 2,424 | $121K | shares |
| ATERATERIAN INC | 42,446 | $119K | shares |
| UBTPROSHARES TR | 5,932 | $112K | shares |
| CODORUS VY BANCORP INCCODORUS VY BANCORP INC | 4,650 | $111K | shares |
| JHIDJOHN HANCOCK EXCHANGE TRADED | 3,691 | $105K | shares |
| DRIL-QUIP INCDRIL-QUIP INC | 5,236 | $98K | shares |
| RRGBRED ROBIN GOURMET BURGERS IN | 12,851 | $97K | shares |
| DTSTDATA STORAGE CORP | 14,600 | $96K | shares |
| AVLVAMERICAN CENTY ETF TR | 1,500 | $94K | shares |
| NATIXIS ETF TRUST IINATIXIS ETF TRUST II | 2,658 | $92K | shares |
| LIVELIVE VENTURES INC | 3,960 | $90K | shares |
| INVESTMENT MANAGERS SER TRINVESTMENT MANAGERS SER TR | 1,990 | $88K | shares |
| ABOTABACUS FCF ETF TR | 2,768 | $87K | shares |
| SURGSURGEPAYS INC | 26,160 | $84K | shares |
| EMSMART SH GLOBAL LTD | 97,087 | $83K | shares |
| CALIFORNIA BANCORP INCCALIFORNIA BANCORP INC | 3,827 | $83K | shares |
| FOCLEDAP TMS S A | 15,000 | $82K | shares |
| KGRNKRANESHARES TRUST | 4,136 | $81K | shares |
| RFCIALPS ETF TR | 3,534 | $78K | shares |
| ARMADA ACQUISITION CORP IARMADA ACQUISITION CORP I | 6,850 | $78K | shares |
| IFGLISHARES TR | 3,895 | $77K | shares |
| TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F | 2,082 | $75K | shares |
| ASSETMARK FINL HLDGS INCASSETMARK FINL HLDGS INC | 2,151 | $74K | shares |
| JRSHJERASH HLDGS US INC | 22,427 | $68K | shares |
| AFKVANECK ETF TRUST | 4,263 | $67K | shares |
| KEMQKRANESHARES TRUST | 4,264 | $66K | shares |
| NAIINATURAL ALTERNATIVES INTL IN | 10,799 | $65K | shares |
| PDECINNOVATOR ETFS TRUST | 1,699 | $64K | shares |
| STRRSTAR EQUITY HOLDINGS INC | 3,854 | $64K | shares |
| TORTOISE PWR & ENERGY INFRA…TORTOISE PWR & ENERGY INFRASTR | 4,000 | $63K | shares |
| XJULFIRST TR EXCHNG TRADED FD VI | 1,836 | $62K | shares |
| TIDAL TR IITIDAL TR II | 3,125 | $60K | shares |
| MAG SILVER CORPMAG SILVER CORP | 5,000 | $58K | put |
| BUFGFIRST TR EXCHNG TRADED FD VI | 2,437 | $57K | shares |
| QIWIQIWI PLC | 3,334 | $57K | shares |
| XAUGFIRST TR EXCHNG TRADED FD VI | 1,700 | $56K | shares |
| XDSQINNOVATOR ETFS TRUST | 1,625 | $54K | shares |
| DFAWDIMENSIONAL ETF TRUST | 890 | $53K | shares |
| FATAQFAT BRANDS INC CL A COM (DE) | 10,212 | $52K | shares |
| FMAYFIRST TR EXCHNG TRADED FD VI | 1,141 | $51K | shares |
| CLOXSERIES PORTFOLIOS TR | 1,900 | $49K | shares |
| CPNJCALAMOS ETF TR | 2,000 | $48K | shares |
| LISTED FD TRLISTED FD TR | 2,000 | $48K | shares |
| HOGHARLEY DAVIDSON INC | 1,400 | $47K | put |
| INVESCO S&P 500 EX-RATE SENSINVESCO S&P 500 EX-RATE SENS | 872 | $43K | shares |
| SRRKSCHOLAR ROCK HLDG CORP | 5,000 | $42K | call |
| RAVERAVE RESTAURANT GROUP INC | 21,277 | $42K | shares |
| OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP I | 4,588 | $39K | shares |
| STXEEA SERIES TRUST | 1,253 | $37K | shares |
| PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD | 986 | $36K | shares |
| FELCFIDELITY COVINGTON TRUST | 1,066 | $33K | shares |
| SPTESP FUNDS TRUST | 1,200 | $33K | shares |
| Allbirds IncAllbirds Inc | 63,099 | $31K | shares |
| UBNDVICTORY PORTFOLIOS II | 1,410 | $30K | shares |
| UMAYINNOVATOR ETFS TRUST | 945 | $30K | shares |
| SHARECARE INCSHARECARE INC | 22,693 | $30K | shares |
| INNOVATOR ETFS TRUSTINNOVATOR ETFS TRUST | 914 | $30K | shares |
| TELATELA BIO INC | 6,280 | $29K | shares |
| ISHARES TRISHARES TR | 352 | $29K | shares |
| PWRDTCW ETF TRUST | 409 | $28K | shares |
| FTHMFATHOM HOLDINGS INC | 15,713 | $27K | shares |
| FTQIFIRST TR EXCHANGE TRADED FD | 1,258 | $26K | shares |
| FLG-PUFLAGSTAR BANK NATIONAL ASSOC | 811 | $26K | principal |
| INNOVATOR ETFS TRUSTINNOVATOR ETFS TRUST | 813 | $24K | shares |
| TGSTRANSPORTADORA DE GAS DEL SU | 1,205 | $23K | shares |
| UOCTINNOVATOR ETFS TRUST | 671 | $23K | shares |
| APREAPREA THERAPEUTICS INC | 5,694 | $23K | shares |
| XRSFXRIVERNORTH CAP AND INCM FD I | 1,400 | $22K | shares |
| GFRGREENFIRE RES LTD NEW | 3,051 | $21K | shares |
| HECLA MINING COMPANYHECLA MINING COMPANY | 400 | $21K | principal |
| STXKEA SERIES TRUST | 690 | $20K | shares |
| XNOVFIRST TR EXCHNG TRADED FD VI | 615 | $20K | shares |
| DOGZDOGNESS INTL CORP | 1,156 | $20K | shares |
| VELO3D INCVELO3D INC | 6,048 | $20K | shares |
| MULTIPLAN CORPORATIONMULTIPLAN CORPORATION | 49,316 | $19K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 867 | $19K | shares |
| APTALPHA PRO TECH LTD | 3,237 | $18K | shares |
| DTFDTF TAX-FREE INCOME 2028 TER | 1,450 | $16K | shares |
| PPIINVESTMENT MANAGERS SER TR I | 1,061 | $16K | shares |
| MARWAIM ETF PRODUCTS TRUST | 510 | $15K | shares |
| HEPION PHARMACEUTICALS INCHEPION PHARMACEUTICALS INC | 14,520 | $15K | shares |
| MFEMPIMCO EQUITY SER | 750 | $15K | shares |
| WHOLE EARTH BRANDS INCWHOLE EARTH BRANDS INC | 3,058 | $15K | shares |
| CHINA FD INCCHINA FD INC | 1,447 | $15K | shares |
| FLKRFRANKLIN TEMPLETON ETF TR | 658 | $14K | shares |
| MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIES | 299 | $14K | shares |
| CRVSCORVUS PHARMACEUTICALS INC | 7,238 | $13K | shares |
| URGENTLY INC COM NEWURGENTLY INC COM NEW | 7,579 | $13K | shares |
| NULLNULL | 1,006 | $13K | shares |
| TOUST ROWE PRICE EXCHANGE-TRADED | 424 | $12K | shares |
| TFJLINNOVATOR ETFS TRUST | 583 | $12K | shares |
| OPTEYOPTHEA LTD SPONSORED ADR NEW ( | 6,000 | $12K | shares |
| TIDAL TRUST IITIDAL TRUST II | 567 | $12K | shares |
| AETERNA ZENTARIS INCAETERNA ZENTARIS INC | 2,615 | $12K | shares |
| IGTRINNOVATOR ETFS TRUST | 401 | $11K | shares |
| G1 THERAPEUTICS INCG1 THERAPEUTICS INC | 4,642 | $11K | shares |
| BLACKSKY TECHNOLOGY INCBLACKSKY TECHNOLOGY INC | 10,063 | $11K | shares |
| ALIMERA SCIENCES INCALIMERA SCIENCES INC | 2,015 | $11K | shares |
| LARKLANDMARK BANCORP INC | 510 | $10K | shares |
| AYTUAYTU BIOPHARMA INC | 3,285 | $10K | shares |
| VLNVALENS SEMICONDUCTOR LTD | 3,149 | $10K | shares |
| NRXPNRX PHARMACEUTICALS INC | 4,013 | $10K | shares |
| BOATTIDAL TRUST I | 262 | $10K | shares |
| PCMPCM FD INC | 1,294 | $10K | shares |
| VALKYRIE ETF TRUST IIVALKYRIE ETF TRUST II | 550 | $10K | shares |
| NOODLES & CONOODLES & CO | 6,447 | $10K | shares |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC | 10,000 | $10K | principal |
| FARADAY FUTURE INTLGT ELEC IFARADAY FUTURE INTLGT ELEC I | 20,640 | $10K | shares |
| AMPLIFY ETF TRAMPLIFY ETF TR | 6,149 | $10K | shares |
| CEPUCENTRAL PUERTO S A | 1,038 | $9K | shares |
| BNOVINNOVATOR ETFS TRUST | 243 | $9K | shares |
| FCLDFIDELITY COVINGTON TRUST | 372 | $9K | shares |
| MHHMASTECH HLDGS INC | 1,243 | $9K | shares |
| FIDELITY COVINGTON TRUSTFIDELITY COVINGTON TRUST | 472 | $9K | shares |
| GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC | 23,545 | $8K | shares |
| HTUSCAPITOL SER TR | 192 | $8K | shares |
| NFLYTIDAL TRUST II | 441 | $8K | shares |
| YieldMax MSTR Option Income…YieldMax MSTR Option Income Strat… | 292 | $8K | shares |
| WALKME LTD ORD SHSWALKME LTD ORD SHS | 556 | $8K | shares |
| ESS TECH INCESS TECH INC | 10,687 | $8K | shares |
| BW LPG LTDBW LPG LTD | 410 | $8K | shares |
| EA SERIES TRUSTEA SERIES TRUST | 138 | $8K | shares |
| TIDAL TR IITIDAL TR II | 583 | $8K | shares |
| VISION MARINE TECHNOLOGIES IVISION MARINE TECHNOLOGIES I | 11,119 | $8K | shares |
| ODVOSISKO DEVELOPMENT CORP | 3,671 | $7K | shares |
| MBSANGEL OAK FUNDS TRUST | 819 | $7K | shares |
| AMERICAN WELL CORPAMERICAN WELL CORP | 21,387 | $7K | shares |
| AVTXAVALO THERAPEUTICS INC | 590 | $7K | shares |
| LTRNLANTERN PHARMA INC | 1,420 | $7K | shares |
| INSMED INCINSMED INC | 4,000 | $7K | principal |
| ALLOVIR INCALLOVIR INC | 9,294 | $7K | shares |
| FIBROGEN INCFIBROGEN INC | 6,802 | $6K | shares |
| ZHZHIHU INC | 2,384 | $6K | shares |
| ANTXAN2 THERAPEUTICS INC | 2,812 | $6K | shares |
| NERVMINERVA NEUROSCIENCES INC | 1,829 | $6K | shares |
| DLTHDULUTH HLDGS INC | 1,531 | $6K | shares |
| RDOGALPS ETF TR | 165 | $6K | shares |
| FRNWFIDELITY COVINGTON TRUST | 456 | $6K | shares |
| BRNSBARINTHUS BIOTHERAPEUTICS PL | 4,065 | $6K | shares |
| PEXPROSHARES TR | 206 | $6K | shares |
| NTRLFIRST TR EXCH TRADED FD III | 309 | $6K | shares |
| FNCB BANCORP INCFNCB BANCORP INC | 892 | $6K | shares |
| TIDAL TRUST IITIDAL TRUST II | 410 | $6K | shares |
| TIDAL TRUST IITIDAL TRUST II | 517 | $6K | shares |
| NULLNULL | 3,072 | $6K | shares |
| NXG NEXTGEN INFRASTR INCM FDNXG NEXTGEN INFRASTR INCM FD | 10,106 | $6K | shares |
| HAOXI HEALTH TECHNOLOGY LTDHAOXI HEALTH TECHNOLOGY LTD | 1,132 | $6K | shares |
| SJTSAN JUAN BASIN RTY TR | 1,200 | $5K | shares |
| CNTYCENTURY CASINOS INC | 1,717 | $5K | shares |
| HEQTSIMPLIFY EXCHANGE TRADED FUN | 197 | $5K | shares |
| CRNTCERAGON NETWORKS LTD | 1,852 | $5K | shares |
| CMTLCOMTECH TELECOMMUNICATIONS C | 1,703 | $5K | shares |
| EXELA TECHNOLOGIES INCEXELA TECHNOLOGIES INC | 2,810 | $5K | principal |
| ROUNDHILLROUNDHILL | 392 | $5K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 273 | $5K | shares |
| CDLRCADELER A S | 162 | $4K | shares |
| FEPIETF OPPORTUNITIES TRUST | 82 | $4K | shares |
| OSSONE STOP SYS INC | 1,494 | $4K | shares |
| SRZNSURROZEN INC | 338 | $4K | shares |
| COCHENVOY MEDICAL INC | 1,698 | $4K | shares |
| EMETVANECK ETF TRUST | 158 | $4K | shares |
| LINKINTERLINK ELECTRS INC | 1,047 | $4K | shares |
| FDRVFIDELITY COVINGTON TRUST | 345 | $4K | shares |
| FBYTIDAL TRUST II | 220 | $4K | shares |
| FDIGFIDELITY COVINGTON TRUST | 150 | $4K | shares |
| CMBMFCAMBIUM NETWORKS CORP SHS (CYM | 1,378 | $4K | shares |
| ZK INTL GROUP CO LTD SHS NEWZK INTL GROUP CO LTD SHS NEW | 7,334 | $4K | shares |
| TIDAL TR IITIDAL TR II | 235 | $4K | shares |
| BM TECHNOLOGIES INCBM TECHNOLOGIES INC | 1,712 | $4K | shares |
| DBV TECHNOLOGIES S ADBV TECHNOLOGIES S A | 5,305 | $4K | shares |
| TIDAL TRUST IITIDAL TRUST II | 255 | $4K | shares |
| TIDAL TR IITIDAL TR II | 248 | $4K | shares |
| KRANESHARES TRUSTKRANESHARES TRUST | 242 | $4K | shares |
| OPPJWISDOMTREE TR | 100 | $3K | shares |
| YMAXTIDAL TRUST II | 159 | $3K | shares |
| BIGGQBIG LOTS INC. | 1,855 | $3K | shares |
| BRBSBLUE RIDGE BANKSHARES INC VA | 1,076 | $3K | shares |
| DXYZDESTINY TECH100 INC | 200 | $3K | shares |
| SPROSPERO THERAPEUTICS INC | 1,959 | $3K | shares |
| SFLRINNOVATOR ETFS TRUST | 113 | $3K | shares |
| ENORISHARES TR | 107 | $3K | shares |
| BRAEMAR HOTELS & RESORTS INCBRAEMAR HOTELS & RESORTS INC | 257 | $3K | principal |
| XOCTFIRST TR EXCHNG TRADED FD VI | 99 | $3K | shares |
| RENTRENT THE RUNWAY INC | 150 | $3K | shares |
| PSFFPACER FDS TR | 100 | $3K | shares |
| KSTRKRANESHARES TRUST | 278 | $3K | shares |
| SAGPADVISORS INNER CIRCLE FD III | 100 | $3K | shares |
| FINANCE OF AMERICA COMPAN C…FINANCE OF AMERICA COMPAN CL A NEW | 5,634 | $3K | shares |
| BEST INCBEST INC | 1,050 | $3K | shares |
| TOURTUNIU CORP | 3,609 | $3K | shares |
| EVERBRIDGE INCEVERBRIDGE INC | 3,000 | $3K | principal |
| VINTAGE WINE ESTATES INCVINTAGE WINE ESTATES INC | 19,128 | $3K | shares |
| BENSON HILL INCBENSON HILL INC | 17,026 | $3K | shares |
| CYBIN INCCYBIN INC | 10,680 | $3K | shares |
| STRONGHOLD DIGITAL MINING INSTRONGHOLD DIGITAL MINING IN | 774 | $3K | shares |
| AWHLASPIRA WOMENS HEALTH INC COM N | 2,348 | $3K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 146 | $3K | shares |
| TIDAL TR IITIDAL TR II | 155 | $3K | shares |
| MYNARIC AGMYNARIC AG | 736 | $3K | shares |
| UNUSUAL WHALES SUBVERSIVE R…UNUSUAL WHALES SUBVERSIVE REPUBLI… | 95 | $3K | shares |
| JOYYJOYY INC | 55 | $2K | shares |
| EODALLSPRING GLOBAL DIVIDEND OP | 400 | $2K | shares |
| FIIGFIRST TR EXCHANGE-TRADED FD | 99 | $2K | shares |
| SGMTSAGIMET BIOSCIENCES INC | 452 | $2K | shares |
| APAMPCO-PITTSBURG CORP | 3,149 | $2K | shares |
| DCTHDELCATH SYS INC | 187 | $2K | shares |
| ECBKECB BANCORP INC | 177 | $2K | shares |
| SRBKSR BANCORP INC | 173 | $2K | shares |
| RMBIRICHMOND MUT BANCORPORATION | 147 | $2K | shares |
| IMTXIMMATICS N.V | 147 | $2K | shares |
| TILINSTIL BIO INC | 171 | $2K | shares |
| BEATHEARTBEAM INC | 600 | $2K | shares |
| SILCSILICOM LTD | 130 | $2K | shares |
| AFBIAFFINITY BANCSHARES INC | 100 | $2K | shares |
| FNWDFINWARD BANCORP | 65 | $2K | shares |
| UNBUNION BANKSHARES INC | 75 | $2K | shares |
| FNGRFINGERMOTION INC | 629 | $2K | shares |
| BYSIBEYONDSPRING INC | 840 | $2K | shares |
| SEAETF SER SOLUTIONS | 84 | $2K | shares |
| NYCAMERICAN STRATEGIC INVEST CO | 250 | $2K | shares |
| VOXX INTERNATIONAL CORPVOXX INTERNATIONAL CORP | 716 | $2K | shares |
| ALLAKOS INCALLAKOS INC | 2,012 | $2K | shares |
| KEZAR LIFE SCIENCES INCKEZAR LIFE SCIENCES INC | 3,461 | $2K | shares |
| ADICET BIO INCADICET BIO INC | 1,961 | $2K | shares |
| Hanover BancorpHanover Bancorp | 91 | $2K | shares |
| RALLYBIO CORPRALLYBIO CORP | 1,157 | $2K | shares |
| BIOXCEL THERAPEUTICS INCBIOXCEL THERAPEUTICS INC | 1,256 | $2K | shares |
| REPLIGEN CORPREPLIGEN CORP | 2,000 | $2K | principal |
| MARKFORGED HOLDING CORPORATIMARKFORGED HOLDING CORPORATI | 3,925 | $2K | shares |
| REVELATION BIOSCIENCES INCREVELATION BIOSCIENCES INC | 1,116 | $2K | shares |
| VINTAGE WINE ESTATES INCVINTAGE WINE ESTATES INC | 240,738 | $2K | shares |
| LPTHLIGHTPATH TECHNOLOGIES INC | 565 | $1K | shares |
| ABEOABEONA THERAPEUTICS INC | 214 | $1K | shares |
| CGTXCOGNITION THERAPEUTICS INC | 338 | $1K | shares |
| ELUTELUTIA INC | 203 | $1K | shares |
| HSAIHESAI GROUP | 141 | $1K | shares |
| OMEXODYSSEY MARINE EXPL INC | 306 | $1K | shares |
| TEOTELECOM ARGENTINA SA | 161 | $1K | shares |
| LNSRLENSAR INC | 122 | $1K | shares |
| PLXPROTALIX BIOTHERAPEUTICS INC | 1,244 | $1K | shares |
| BVFLBV FINL INC | 105 | $1K | shares |
| PDEXPRO-DEX INC COLO | 42 | $1K | shares |
| PDYNPALLADYNE AI CORP | 864 | $1K | shares |
| RZLTREZOLUTE INC | 184 | $1K | shares |
| USAUU S GOLD CORP | 107 | $1K | shares |
| ICCCIMMUCELL CORP | 123 | $1K | shares |
| KJULINNOVATOR ETFS TRUST | 20 | $1K | shares |
| SIEBSIEBERT FINL CORP | 295 | $1K | shares |
| POCIPRECISION OPTICS CORP INC MA | 98 | $1K | shares |
| CSBRCHAMPIONS ONCOLOGY INC | 133 | $1K | shares |
| CYCNCYCLERION THERAPEUTICS INC | 416 | $1K | shares |
| RDIREADING INTL INC | 666 | $1K | shares |
| CDTXCIDARA THERAPEUTICS INC | 67 | $1K | shares |
| LEELEE ENTERPRISES INC | 89 | $1K | shares |
| MGYRMAGYAR BANCORP INC | 117 | $1K | shares |
| LFTLUMENT FINANCE TRUST INC | 546 | $1K | shares |
| IPWRIDEAL PWR INC | 109 | $1K | shares |
| CLSTCATALYST BANCORP INC | 83 | $1K | shares |
| HHSHARTE HANKS INC | 132 | $1K | shares |
| MAYSMAYS J W INC | 13 | $1K | shares |
| NSTSNSTS BANCORP INC | 54 | $1K | shares |
| UBCPUNITED BANCORP INC OHIO | 84 | $1K | shares |
| FSEAFIRST SEACOAST BANCORP INC | 120 | $1K | shares |
| IRIXIRIDEX CORP | 273 | $1K | shares |
| UGUNITED GUARDIAN INC | 65 | $1K | shares |
| BHMBLUEROCK HOMES TRUST INC | 52 | $1K | shares |
| SPWRSUNPOWER INC | 651 | $1K | shares |
| QTAPINNOVATOR ETFS TRUST | 18 | $1K | shares |
| MCHXMARCHEX INC | 366 | $1K | shares |
| SELFGLOBAL SELF STORAGE INC | 188 | $1K | shares |
| TACTTRANSACT TECHNOLOGIES INC | 182 | $1K | shares |
| WHWKWHITEHAWK THERAPEUTICS INC | 917 | $1K | shares |
| USIOUSIO INC | 408 | $1K | shares |
| UXINUXIN LTD | 719 | $1K | shares |
| EFNLISHARES TR | 23 | $1K | shares |
| LITSLITE STRATEGY INC | 276 | $1K | shares |
| BAFNBAYFIRST FINANCIAL CORP | 90 | $1K | shares |
| TMATNORTHERN LTS FD TR IV | 45 | $1K | shares |
| BZFDBUZZFEED INC | 300 | $1K | shares |
| CPBICENTRAL PLAINS BANCSHARES IN | 83 | $1K | shares |
| TCBSTEXAS COMMUNITY BANCSHARES I | 81 | $1K | shares |
| SSBISUMMIT ST BK SANTA ROSA CALI | 62 | $1K | shares |
| NBTXNANOBIOTIX | 263 | $1K | shares |
| NHTCNATURAL HEALTH TRENDS CORP | 142 | $1K | shares |
| OCCIOFS CREDIT COMPANY INC | 100 | $1K | shares |
| ABXBABACUS FCF ETF TR | 71 | $1K | shares |
| DYAIDYADIC INTL INC DEL | 363 | $1K | shares |
| BSBKBOGOTA FINL CORP | 107 | $1K | shares |
| MGLDTHE MARYGOLD COMPANIES INC | 340 | $1K | shares |
| SOTKSONO TEK CORP | 171 | $1K | shares |
| FENGPHOENIX NEW MEDIA LTD | 228 | $1K | shares |
| PETZTDH HLDGS INC | 996 | $1K | shares |
| ERHALLSPRING UTILITIES AND HIGH | 100 | $1K | shares |
| BCOW1895 BANCORP OF WISCONSIN IN | 101 | $1K | shares |
| VANIVIVANI MEDICAL INC | 490 | $1K | shares |
| CCELCRYO-CELL INTL INC | 121 | $1K | shares |
| FKWLFRANKLIN WIRELESS CORP | 185 | $1K | shares |
| LANVLANVIN GROUP HOLDINGS LIMITE | 312 | $1K | shares |
| WFCFWHERE FOOD COMES FROM INC | 70 | $1K | shares |
| LLFLQLUMBER LIQUIDATORS HOLDINGS | 375 | $1K | shares |
| MESA AIR GROUP INCMESA AIR GROUP INC | 486 | $1K | shares |
| CMLSQCUMULUS MEDIA INC CL A COM 201 | 421 | $1K | shares |
| NINE ENERGY SERVICE INCNINE ENERGY SERVICE INC | 365 | $1K | shares |
| DZSIQDZS INC COM | 1,358 | $1K | shares |
| CHIMERIX INC COMCHIMERIX INC COM | 739 | $1K | shares |
| P3 HEALTH PARTNERS INCP3 HEALTH PARTNERS INC | 1,539 | $1K | shares |
| GIFIGULF ISLAND FABRICATION INC | 173 | $1K | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001140361-24-046848 | base | 2024-11-14 | acceptance time not in the bulk data set |