ROYAL BANK OF CANADA
Follow13F filer, CIK 1000275, TORONTO, Ontario, Canada
ROYAL BANK OF CANADA reported $489,789,593,000 across 6,980 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 20.84% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-24-046848
- Period
- 2024-09-30
- Reported value
- $490B
- Holdings
- 6,980
- Top 10 weight
- 20.84%
- New
- 418
- Sold out
- 868
Part of the filer group ROYAL BANK OF CANADA
BREWIN DOLPHIN WEALTH MANAGEMENT LTDCITY NATIONAL BANK
- BREWIN DOLPHIN WEALTH MANAGEMENT LTD
- CITY NATIONAL BANK
- RBC Capital Markets, LLC
- RBC CMA LTD.
- RBC Dominion Securities Global Ltd
- RBC Dominion Securities Inc.
- RBC Europe Ltd
- RBC Global Asset Management Inc.
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd
- RBC Global Asset Management (U.S.) Inc.
- RBC Phillips, Hager & North Investment Counsel Inc.
- RBC Private Counsel (USA) Inc.
- RBC Rochdale, LLC
- RBC Trust Co (Delaware) Ltd
- RBC Trust Co (INTERNATIONAL) Ltd
- RBC TRUSTEES (Jersey) LTD
- Royal Bank of Canada (Channel Islands) Ltd
- ROYAL TRUST CORP OF CANADA/
Stakes and trades reported after 2024-09-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- BLUE OWL CREDIT INCOME CORP: 13G/A 10,500,556 shares, 10.5% of the class, 13G/A filed 2026-10-07, 0001214659-26-012636
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AVGOadded | +19,301,300 | $3.33B |
| SPYadded | +4,320,245 | $2.48B |
| ACNadded | +2,190,090 | $774M |
| AMZNadded | +4,022,793 | $750M |
| IWMadded | +2,432,958 | $537M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| QQQreduced | -3,273,334 | -$1.6B |
| GOOGLreduced | -4,036,271 | -$669M |
| TMUSreduced | -2,922,766 | -$603M |
| IVVreduced | -1,039,174 | -$599M |
| NVDAreduced | -4,025,058 | -$489M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 6,360 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 472. All 472
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 12,911,800 | $7.41B | +6,497,100 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 12,619,100 | $7.24B | +6,193,900 |
| IWMISHARES TR SHS | put | 16,785,400 | $3.71B | +3,544,000 |
| QQQINVESCO QQQ TR COM | put | 6,047,100 | $2.95B | +1,335,200 |
| QQQINVESCO QQQ TR COM | call | 4,108,200 | $2.01B | +1,735,900 |
| IWMISHARES TR SHS | call | 4,580,500 | $1.01B | +1,536,700 |
| XLFSELECT SECTOR SPDR TR SHS | put | 14,896,000 | $675M | +294,700 |
| BMOBANK OF MONTREAL Stock | put | 5,754,100 | $519M | +3,795,100 |
| BMOBANK OF MONTREAL Stock | call | 4,544,800 | $410M | +3,220,900 |
| BCEBCE INC Stock | put | 11,702,800 | $407M | +2,556,800 |
| AAPLAPPLE INC COM | call | 1,523,800 | $355M | +685,800 |
| BNSBANK NOVA SCOTIA B C Stock | put | 5,965,800 | $325M | +356,500 |
| TSLATESLA INC COM | call | 1,041,700 | $273M | +491,700 |
| CCITIGROUP INC COM | put | 4,070,500 | $255M | +1,285,000 |
| XLESELECT SECTOR SPDR TR SHS | put | 2,860,100 | $251M | -923,900 |
| MSFTMICROSOFT CORP COM | put | 579,200 | $249M | +187,700 |
| MSFTMICROSOFT CORP COM | call | 572,200 | $246M | +255,300 |
| JPMJPMORGAN CHASE & CO COM | call | 1,137,600 | $240M | +1,104,700 |
| TDTORONTO DOMINION BK ONT Stock | put | 3,717,200 | $235M | +676,500 |
| AAPLAPPLE INC COM | put | 999,800 | $233M | -236,100 |
| METAMETA PLATFORMS INC COM | call | 402,100 | $230M | +282,100 |
| AVGOBROADCOM INC COM | put | 1,313,900 | $227M | +1,288,900 |
| ENBENBRIDGE INC Stock | put | 5,491,000 | $223M | +1,205,800 |
| BACBANK OF AMER CORP COM | put | 5,574,800 | $221M | +1,565,300 |
| TRPTC ENERGY CORP COM | put | 4,508,300 | $214M | +186,300 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | call | 3,474,600 | $213M | +524,600 |
| NVDANVIDIA CORPORATION COM | call | 1,642,900 | $200M | +422,900 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | put | 3,235,500 | $198M | +200,500 |
| BCEBCE INC Stock | call | 5,361,800 | $187M | +707,900 |
| PBAPEMBINA PIPELINE CORP Stock | put | 4,505,400 | $186M | +906,000 |
| TDTORONTO DOMINION BK ONT Stock | call | 2,936,200 | $186M | -187,800 |
| MFCMANULIFE FINL CORP COM | put | 6,025,200 | $178M | +152,700 |
| BNSBANK NOVA SCOTIA B C Stock | call | 3,213,400 | $175M | +665,900 |
| GLDSPDR GOLD TR GOLD SHS | call | 685,800 | $167M | +306,300 |
| TSLATESLA INC COM | put | 636,100 | $166M | -143,300 |
| AMZNAMAZON COM INC COM | put | 887,300 | $165M | +201,000 |
| NVDANVIDIA CORPORATION COM | put | 1,340,300 | $163M | +388,100 |
| AQNALGONQUIN POWER & UTILITIES Stock | put | 28,733,600 | $157M | new |
| SLFSUN LIFE FINANCIAL INC. Stock | put | 2,197,400 | $127M | -11,300 |
| XOMEXXON MOBIL CORP COM | call | 1,061,200 | $124M | +610,000 |
| WFCWELLS FARGO & CO COM | call | 2,120,500 | $120M | +523,700 |
| IBMINTERNATIONAL BUSINESS MACHS COM | put | 521,100 | $115M | +498,600 |
| AMZNAMAZON COM INC COM | call | 603,200 | $112M | +181,700 |
| DIASTATE STR SPDR DOW JONES IND UT SER 1 | put | 260,000 | $110M | +150,000 |
| TLTISHARES TR 20 YR TR BD ETF | put | 1,063,400 | $104M | -771,500 |
| CNQCANADIAN NAT RES LTD MED TER Stock | put | 3,082,500 | $102M | +550,300 |
| EFAISHARES TR MSCI EAFE ETF | call | 1,218,000 | $102M | +111,100 |
| ENBENBRIDGE INC Stock | call | 2,506,000 | $102M | +415,600 |
| CVECENOVUS ENERGY INC COM | put | 6,075,500 | $102M | +2,546,300 |
| RCIROGERS COMMUNICATIONS INC Stock | put | 2,300,000 | $92.5M | +350,000 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 1,919,400 | $88M | -180,200 |
| RCIROGERS COMMUNICATIONS INC Stock | call | 2,143,500 | $86.2M | +694,000 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 2,650,000 | $84.2M | -702,800 |
| FCXFREEPORT MCMORAN INC Stock | call | 1,653,300 | $82.5M | +567,400 |
| SMHVANECK ETF TRUST COM | put | 335,400 | $82.3M | +333,500 |
| MSMORGAN STANLEY COM | call | 785,000 | $81.8M | +510,000 |
| TUTELUS CORPORATION Stock | put | 4,819,500 | $80.9M | +1,219,600 |
| MCHPMICROCHIP TECHNOLOGY INC. Stock | call | 1,006,500 | $80.8M | +601,000 |
| GOOGLALPHABET INC COM | call | 481,700 | $79.9M | +447,500 |
| ORCLORACLE CORP COM | call | 450,000 | $76.7M | new |
| TLTISHARES TR 20 YR TR BD ETF | call | 757,500 | $74.3M | +375,900 |
| AVGOBROADCOM INC COM | call | 428,000 | $73.8M | +423,000 |
| MSMORGAN STANLEY COM | put | 700,000 | $73M | +50,000 |
| METAMETA PLATFORMS INC COM | put | 123,100 | $70.5M | +38,600 |
| LOWLOWES COS INC COM | call | 250,000 | $67.7M | new |
| XOMEXXON MOBIL CORP COM | put | 575,000 | $67.4M | +2,000 |
| GEGE AEROSPACE COM | call | 350,000 | $66M | new |
| EFAISHARES TR MSCI EAFE ETF | put | 771,500 | $64.5M | +37,900 |
| NOWSERVICENOW INC COM | call | 72,000 | $64.4M | new |
| BACBANK OF AMER CORP COM | call | 1,616,700 | $64.2M | -2,317,500 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 1,559,200 | $62.1M | -1,781,000 |
| RYROYAL BK CDA Stock | call | 496,500 | $61.9M | -54,800 |
| GMGENERAL MTRS CO Stock | call | 1,356,600 | $60.8M | -1,003,100 |
| WFCWELLS FARGO & CO COM | put | 1,045,000 | $59M | +685,000 |
| XLUSELECT SECTOR SPDR TR SHS | put | 725,000 | $58.6M | -92,500 |
| ONON SEMICONDUCTOR CORP Stock | put | 799,300 | $58M | new |
| SLFSUN LIFE FINANCIAL INC. Stock | call | 951,400 | $55.2M | -66,100 |
| PANWPALO ALTO NETWORKS INC COM | put | 157,800 | $53.9M | +18,900 |
| TXNTEXAS INSTRS INC COM | call | 258,000 | $53.3M | +208,000 |
| ICEINTERCONTINENTAL EXCHANGE IN COM | call | 325,000 | $52.2M | new |
| ADBEADOBE INC COM | call | 100,000 | $51.8M | +70,000 |
| TMOTHERMO FISHER SCIENTIFIC INC COM | call | 82,000 | $50.7M | new |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 1,267,300 | $50.5M | -94,900 |
| FITBFIFTH THIRD BANCORP Stock | put | 1,158,000 | $49.6M | new |
| BXBLACKSTONE INC COM | call | 308,500 | $47.2M | +122,000 |
| HPQHP INC Stock | call | 1,300,600 | $46.7M | +570,600 |
| HYGISHARES TR IBOXX HI YD ETF | put | 572,300 | $46M | +190,000 |
| QCOMQUALCOMM INC COM | put | 268,700 | $45.7M | -51,300 |
| LLYELI LILLY & CO COM | call | 50,000 | $44.3M | new |
| MRVLMARVELL TECHNOLOGY INC COM | put | 607,300 | $43.8M | +557,300 |
| RTXRTX CORPORATION COM | call | 353,000 | $42.8M | new |
| AVTRAVANTOR INC Stock | put | 1,647,500 | $42.6M | new |
| NKENIKE INC COM | call | 475,000 | $42M | new |
| WMTWALMART INC COM | call | 519,000 | $41.9M | new |
| FCXFREEPORT MCMORAN INC Stock | put | 837,200 | $41.8M | +587,200 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 1,081,000 | $40.2M | +158,600 |
| SPGIS&P GLOBAL INC COM | call | 77,000 | $39.8M | +54,600 |
| CATCATERPILLAR INC COM | put | 100,000 | $39.1M | new |
| FFORD MTR CO Stock | put | 3,649,000 | $38.5M | +1,568,100 |
| RYROYAL BK CDA Stock | put | 305,000 | $38M | -15,100 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 25,212,000 | $24.7M | +4,958,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 16,838,000 | $24.1M | new |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 21,570,000 | $24M | +21,553,000 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 19,336,000 | $23.6M | +6,357,000 |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 21,907,000 | $21.4M | +15,814,000 |
| REDWOOD TRUST INCREDWOOD TRUST INC Convertible | principal | 21,150,000 | $21.1M | -1,214,000 |
| WELLS FARGO & COWELLS FARGO & CO PERP PFD CNV A | principal | 16,274 | $20.9M | -41 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 16,634,000 | $18.5M | +3,425,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 20,100,000 | $18.1M | +11,030,000 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 16,219,000 | $16.6M | new |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 14,088,000 | $14.2M | +9,378,000 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 11,884,000 | $11.3M | +2,252,000 |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 9,448,000 | $10.8M | +1,549,000 |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 6,677,000 | $9.21M | +3,350,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 9,422,000 | $8.64M | -1,150,000 |
| INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0 | principal | 4,600,000 | $8.52M | +100,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 6,779,000 | $8.34M | -3,130,000 |
| MARRIOTT VACATION WORLDWMARRIOTT VACATION WORLDW NOTE 1/1 | principal | 8,914,000 | $8.27M | +2,494,000 |
| BANK OF AMER CORPBANK OF AMER CORP 7.25%CNV PFD L | principal | 6,440 | $8.2M | -1,458 |
| PEABODY ENGR CORPPEABODY ENGR CORP NOTE 3.250% 3/0 | principal | 5,067,000 | $7.58M | 0 |
| JBT MAREL CORPORATIONJBT MAREL CORPORATION NOTE 0.250% 5/1 | principal | 7,774,000 | $7.31M | +1,946,000 |
| NICE LTDNICE LTD NOTE 9/1 | principal | 7,373,000 | $7.05M | +1,572,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1 | principal | 5,574,000 | $6.47M | -10,671,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 6,594,000 | $6.39M | -3,795,000 |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0 | principal | 6,211,000 | $6.19M | +2,800,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 5,908,000 | $5.89M | -2,124,000 |
| Dropbox IncDropbox Inc Convertible bond | principal | 5,919,000 | $5.73M | -400,000 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 4,740,000 | $5.72M | +3,400,000 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.500% 3/1 | principal | 5,112,000 | $4.98M | -3,995,000 |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 3,975,000 | $4.78M | -450,000 |
| SNAP INCSNAP INC NOTE 5/0 | principal | 5,475,000 | $4.7M | +629,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 4,763,000 | $4.55M | +3,618,000 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 4,342,000 | $4.34M | -1,706,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 3,717,000 | $4.28M | +250,000 |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 4,490,000 | $3.96M | 0 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 3,435,000 | $3.89M | -670,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 4,452,000 | $3.84M | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 3,496,000 | $3.84M | +3,000,000 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 4,342,000 | $3.83M | +3,342,000 |
| UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1 | principal | 4,320,000 | $3.82M | 0 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 4,240,000 | $3.78M | +50,000 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 3,765,000 | $3.75M | -40,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 3,051,000 | $3.64M | -200,000 |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 | principal | 3,086,000 | $3.61M | -565,000 |
| ENVESTNET INCENVESTNET INC NOTE 2.625%12/0 | principal | 3,391,000 | $3.59M | +2,000,000 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1 | principal | 3,216,000 | $3.37M | -2,500,000 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 2,800,000 | $3.34M | -300,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 2,712,000 | $3.3M | -600,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 3,128,000 | $3.16M | -17,675,000 |
| NUTANIX INCNUTANIX INC Convertible | principal | 2,645,000 | $3.16M | -425,000 |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 2,600,000 | $3.1M | -535,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 2,764,000 | $3.06M | -19,534,000 |
| TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1 | principal | 2,328,000 | $3.05M | new |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 2,440,000 | $3.02M | +60,000 |
| PROSPECT CAP CORPPROSPECT CAP CORP BOND | principal | 3,021,000 | $3.01M | +410,000 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 3,252,000 | $3M | -48,000 |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 2,904,000 | $2.84M | -996,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 2,260,000 | $2.74M | new |
| MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 | principal | 1,891,000 | $2.67M | -1,457,000 |
| NATIONAL VISION HLDGS INCNATIONAL VISION HLDGS INC NOTE 2.500% 5/1 | principal | 2,500,000 | $2.45M | new |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 1,729,000 | $2.35M | -5,466,000 |
| WORKIVA INCWORKIVA INC NOTE 1.250% 8/1 | principal | 2,437,000 | $2.31M | new |
| TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1 | principal | 1,859,000 | $2.28M | -460,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 2,200,000 | $2.27M | +200,000 |
| CONMED CORPCONMED CORP NOTE 2.250% 6/1 | principal | 2,410,000 | $2.24M | -580,000 |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 2,323,000 | $2.16M | -580,000 |
| LCI INDSLCI INDS NOTE 1.125% 5/1 | principal | 2,123,000 | $2.15M | -2,747,000 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 1,650,000 | $2.13M | -250,000 |
| SEMTECH CORPSEMTECH CORP NOTE 1.625%11/0 | principal | 1,481,000 | $2.09M | -600,000 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 2,072,000 | $2.04M | -300,000 |
| ZYNEX INCZYNEX INC NOTE 5.000% 5/1 | principal | 2,000,000 | $1.96M | 0 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 2,043,000 | $1.94M | -2,591,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 1,959,000 | $1.8M | -275,000 |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 1,831,000 | $1.78M | +1,705,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1 | principal | 1,663,000 | $1.71M | 0 |
| AIRBNB INCAIRBNB INC CLASS A | principal | 1,834,000 | $1.71M | -78,000 |
| ALARM.COM HLDGS INCALARM.COM HLDGS INC NOTE 1/1 | principal | 1,748,000 | $1.63M | -1,422,000 |
| VARONIS SYS INCVARONIS SYS INC BOND | principal | 850,000 | $1.56M | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 1,506,000 | $1.48M | -3,387,000 |
| ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 | principal | 1,395,000 | $1.46M | -275,000 |
| ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026 | principal | 1,458,000 | $1.35M | -5,542,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 1,108,000 | $1.02M | -4,250,000 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 1,050,000 | $968K | 0 |
| PENNYMAC CORPPENNYMAC CORP BOND | principal | 911,000 | $911K | -204,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 993,000 | $793K | +27,000 |
| TWO HARBORS INV CORPTWO HARBORS INV CORP NOTE 6.250% 1/1 | principal | 758,000 | $743K | -3,441,000 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 602,000 | $702K | 0 |
| Shopify IncShopify Inc Convertible bond | principal | 691,000 | $665K | 0 |
| ENVESTNET INCENVESTNET INC NOTE 0.750% 8/1 | principal | 670,000 | $661K | 0 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 634,000 | $621K | 0 |
| WIX COM LTDWIX COM LTD NOTE 8/1 | principal | 600,000 | $572K | 0 |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 635,000 | $547K | 0 |
| NEXTERA ENERGY INCNEXTERA ENERGY INC CONV | principal | 8,205 | $380K | -2,441 |
| CALLAWAY GOLF COCALLAWAY GOLF CO NOTE 2.750% 5/0 | principal | 209,000 | $212K | -500,000 |
| EL PASO ENERGY CAP TR IEL PASO ENERGY CAP TR I Preferred Shares | principal | 3,113 | $150K | -782 |
| GLAUKOS CORPGLAUKOS CORP BOND | principal | 61,000 | $138K | 0 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 160,000 | $137K | 0 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 145,000 | $136K | 0 |
| HEWLETT PACKARD ENTERPRISE CHEWLETT PACKARD ENTERPRISE C CMN | principal | 2,212 | $134K | new |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 121,000 | $133K | -4,095,000 |
| EPR PPTYSEPR PPTYS PFD C CV 5.75% | principal | 5,277 | $118K | -2,313 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 | principal | 100,000 | $95K | new |
| STARWOOD PPTY TR INCSTARWOOD PPTY TR INC NOTE 6.750% 7/1 | principal | 50,000 | $53K | 0 |
| EQUITY COMWLTHEQUITY COMWLTH 6.5% CNV PFD D | principal | 1,900 | $48K | -1,424 |
| BTSGBRIGHTSPRING HEALTH SVCS INC Preferred Shares | principal | 749 | $42K | new |
| APOLLO GLOBAL MGMT INCAPOLLO GLOBAL MGMT INC CMN | principal | 546 | $37K | -297 |
| RLJ LODGING TRRLJ LODGING TR CUM CONV PFD A | principal | 1,413 | $37K | +1,013 |
| LXP INDUSTRIAL TRUSTLXP INDUSTRIAL TRUST PFD CONV SER C | principal | 609 | $32K | -558 |
| KIMCO REALTY CORPKIMCO REALTY CORP DP CV CL N 7.25% | principal | 500 | $31K | 0 |
| RWT HLDGS INCRWT HLDGS INC NOTE 5.750%10/0 | principal | 25,000 | $25K | new |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 11,000 | $19K | 0 |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1 | principal | 18,000 | $17K | 0 |
| HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0 | principal | 9,000 | $17K | 0 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 4,000 | $14K | 0 |
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 6,000 | $13K | 0 |
| WISDOMTREE INCWISDOMTREE INC NOTE 3.250% 6/1 | principal | 10,000 | $11K | 0 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 | principal | 10,000 | $10K | 0 |
| SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0 | principal | 10,000 | $9K | 0 |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 0.500% 4/0 | principal | 10,000 | $9K | 0 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0 | principal | 9,000 | $9K | 0 |
| NEW MTN FIN CORPNEW MTN FIN CORP BOND | principal | 9,000 | $9K | new |
| VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0 | principal | 7,000 | $7K | 0 |
| NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1 | principal | 7,000 | $7K | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 | principal | 7,000 | $7K | 0 |
| CABLE ONE INCCABLE ONE INC NOTE | principal | 8,000 | $6K | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 6,000 | $6K | 0 |
| BURLINGTON STORES INCBURLINGTON STORES INC NOTE 2.250% 4/1 | principal | 5,000 | $6K | 0 |
| RBC BEARINGS INCRBC BEARINGS INC CONV | principal | 49 | $6K | -476 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 4,000 | $6K | 0 |
| EPR PPTYSEPR PPTYS CONV PFD 9% SR E | principal | 170 | $5K | 0 |
| NIO INCNIO INC NOTE 4.625%10/1 | principal | 4,500 | $4K | new |
| REDFIN CORPREDFIN CORP NOTE 0.500% 4/0 | principal | 5,300 | $4K | new |
| SNAP INCSNAP INC NOTE 0.75% 08/01/2026 | principal | 4,000 | $4K | -25,000 |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 4,300 | $4K | new |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 1,000 | $3K | 0 |
| FUBOTV INCFUBOTV INC NOTE 3.250% 2/1 | principal | 2,900 | $2K | new |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 2,000 | $2K | 0 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 2,000 | $2K | 0 |
| IQIYI INCIQIYI INC NOTE 2.000% 4/0 | principal | 3,000 | $2K | 0 |
| ALBEMARLE CORPALBEMARLE CORP 7.25% DEP SHS A | principal | 23 | $1K | -861 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 1,000 | $1K | 0 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 1,000 | $1K | 0 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 1,100 | $1K | new |
| PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1 | principal | 1,000 | $1K | 0 |
| SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1 | principal | 4,000 | $1K | 0 |
| ETSY INCETSY INC NOTE 0.250% 6/1 | principal | 300 | $0 | new |
| ACCELERATE DIAGNOSTICS INCACCELERATE DIAGNOSTICS INC NOTE 5.000%12/1 | principal | 12,061,758 | $0 | +1,347,697 |
| FORUM ENERGY TECHNOLOGIES INFORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0 | principal | 452 | $0 | -439 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 868. All 868
| Security | Shares before | Value before | Type |
|---|---|---|---|
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 1,130,349 | $170M | shares |
| FERGUSON PLCFERGUSON PLC | 840,693 | $163M | shares |
| TSMTAIWAN SEMICONDUCTOR MANUFAC | 292,500 | $50.8M | call |
| BROOKFIELD REINSURANCE FCLA…BROOKFIELD REINSURANCE FCLASS … | 735,401 | $30.6M | shares |
| MELIMERCADOLIBRE INC | 17,700 | $29.1M | call |
| MCKMCKESSON CORP | 47,500 | $27.7M | call |
| PGPROCTER & GAMBLE CO | 142,000 | $23.4M | put |
| ADIANALOG DEVICES INC | 102,200 | $23.3M | call |
| FDXFEDEX CORP | 70,000 | $21M | call |
| DEDEERE & CO | 51,400 | $19.2M | put |
| DEDEERE & CO | 43,400 | $16.2M | call |
| FTITECHNIPFMC PLC | 620,000 | $16.2M | call |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC | 15,392,000 | $15.1M | principal |
| WESTROCK COWESTROCK CO | 273,935 | $13.8M | shares |
| GOOGALPHABET INC | 71,000 | $13M | call |
| TRITHOMSON REUTERS CORP | 70,000 | $11.8M | put |
| UNHUNITEDHEALTH GROUP INC | 21,500 | $10.9M | call |
| ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F | 3,843,763 | $10.3M | shares |
| MRVLMARVELL TECHNOLOGY INC | 118,400 | $8.28M | call |
| EXEEXPAND ENERGY CORPORATION | 94,500 | $7.77M | call |
| GFLGFL ENVIRONMENTAL INC | 198,600 | $7.73M | put |
| RIGTRANSOCEAN LTD | 1,400,000 | $7.49M | call |
| ZILLOW GROUP INCZILLOW GROUP INC | 6,163,000 | $7.43M | principal |
| OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD | 459,000 | $7.15M | call |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC | 7,893,000 | $6.95M | principal |
| CSGPCOSTAR GROUP INC | 92,200 | $6.84M | call |
| HCAHCA HEALTHCARE INC | 19,200 | $6.17M | call |
| XELXCEL ENERGY INC | 115,300 | $6.16M | put |
| TMFDIREXION SHARES ETF TRUST | 123,705 | $6M | shares |
| CGCCANOPY GROWTH CORPORATION | 860,000 | $5.55M | put |
| NVONOVO-NORDISK A S | 38,000 | $5.42M | call |
| WPMWHEATON PRECIOUS METALS CORP | 103,000 | $5.4M | call |
| VKTXVIKING THERAPEUTICS INC | 100,000 | $5.3M | put |
| XLBSELECT SECTOR SPDR TR | 60,000 | $5.3M | put |
| XLBSELECT SECTOR SPDR TR | 60,000 | $5.3M | call |
| DOOBRP INC | 80,300 | $5.14M | put |
| CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART | 319,025 | $5.12M | shares |
| SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP | 154,228 | $5.11M | shares |
| RGLDROYAL GOLD INC | 39,300 | $4.92M | call |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 214,162 | $4.75M | shares |
| FNVFRANCO NEV CORP | 40,000 | $4.74M | put |
| CPCANADIAN PACIFIC KANSAS CITY | 57,500 | $4.53M | call |
| CHEGG INCCHEGG INC | 4,695,000 | $3.71M | principal |
| H WORLD GROUP LTDH WORLD GROUP LTD | 3,355,000 | $3.57M | principal |
| PCGPG&E CORP | 193,300 | $3.38M | call |
| CRFCORNERSTONE TOTAL RETURN FD | 424,638 | $3.33M | shares |
| RPDRAPID7 INC | 75,000 | $3.24M | put |
| FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD | 258,017 | $3.18M | shares |
| HALHALLIBURTON CO | 90,000 | $3.04M | put |
| GIBCGI INC | 30,000 | $2.99M | put |
| GIBCGI INC | 30,000 | $2.99M | call |
| UALUNITED AIRLS HLDGS INC | 57,200 | $2.78M | put |
| ARBOR REALTY TRUST INCARBOR REALTY TRUST INC | 2,773,000 | $2.78M | principal |
| LANTHEUS HLDGS INCLANTHEUS HLDGS INC | 2,196,000 | $2.74M | principal |
| CPRTCOPART INC | 49,300 | $2.67M | call |
| HLHECLA MINING COMPANY | 505,000 | $2.45M | call |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 741,771 | $2.39M | shares |
| PAASPAN AMERN SILVER CORP | 120,000 | $2.39M | put |
| AMATAPPLIED MATLS INC | 10,100 | $2.38M | put |
| NUENUCOR CORP | 15,000 | $2.37M | call |
| FNVFRANCO NEV CORP | 20,000 | $2.37M | call |
| LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S… | 105,624 | $2.34M | shares |
| CLOZSERIES PORTFOLIOS TR | 81,788 | $2.2M | shares |
| SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC | 775,548 | $2.2M | shares |
| IYRISHARES TR | 25,000 | $2.19M | put |
| AFRMAFFIRM HLDGS INC | 70,000 | $2.12M | put |
| ZZILLOW GROUP INC | 44,700 | $2.07M | call |
| VIRTUS CONVERTIBLE & INC 202VIRTUS CONVERTIBLE & INC 202 | 227,103 | $2.05M | shares |
| EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV | 155,875 | $2.02M | shares |
| CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I | 41,004 | $1.94M | shares |
| DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN | 125,115 | $1.94M | shares |
| APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC | 122,205 | $1.79M | shares |
| CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R | 43,235 | $1.76M | shares |
| WWJDNORTHERN LTS FD TR IV | 59,660 | $1.76M | shares |
| BROSDUTCH BROS INC | 41,800 | $1.73M | put |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC | 1,601,000 | $1.57M | principal |
| ENCORE WIRE CORPENCORE WIRE CORP | 5,388 | $1.56M | shares |
| WDCWESTERN DIGITAL CORP | 20,000 | $1.51M | put |
| CAMBRIDGE BANCORPCAMBRIDGE BANCORP | 21,567 | $1.49M | shares |
| NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN | 2,876 | $1.43M | shares |
| ECCEAGLE POINT CR CO | 138,608 | $1.39M | shares |
| TMETENCENT MUSIC ENTMT GROUP | 90,000 | $1.26M | put |
| BBBLACKBERRY LTD | 500,000 | $1.24M | call |
| OTEXOPEN TEXT CORP | 40,000 | $1.2M | call |
| RFREGIONS FINANCIAL CORP NEW | 60,000 | $1.2M | call |
| MTBM & T BK CORP | 7,800 | $1.18M | call |
| MTBM & T BK CORP | 7,600 | $1.15M | put |
| CFGCITIZENS FINL GROUP INC | 31,500 | $1.14M | call |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD | 1,125,000 | $1.12M | principal |
| HBANHUNTINGTON BANCSHARES INC | 84,400 | $1.11M | call |
| PROSHARES TR IIPROSHARES TR II | 68,450 | $1.07M | shares |
| TRIPTRIPADVISOR INC | 60,000 | $1.07M | call |
| DFSEDIMENSIONAL ETF TRUST | 31,305 | $1.05M | shares |
| BULPACER FDS TR | 24,283 | $1.03M | shares |
| SNOWSNOWFLAKE INC | 7,600 | $1.03M | call |
| TYDDIREXION SHARES ETF TRUST | 41,109 | $1.02M | shares |
| CEDAR FAIR L PCEDAR FAIR L P | 18,321 | $996K | shares |
| BRZEBRAZE INC | 24,000 | $932K | put |
| BRZEBRAZE INC | 24,000 | $932K | call |
| CAECAE INC | 50,000 | $929K | put |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001140361-24-046848 | base | 2024-11-14 | acceptance time not in the bulk data set |