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PQDI PRINCIPAL EXCHANGE TRADED FD

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SPECTRUM PREFERR (preferred)

12 managers (13 13F filers) reported a position in PQDI shares at 2026-06-30, 3,915,600 shares in all. 1 filer opened a position and 1 filer sold out during the quarter.

Managers
12
13F filers
13
New
1
Added
5
Reduced
2
Sold out
1
Shares held by filers
3,915,600

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding2,880,853$56.2M+7,536Timeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC808,638$15.8M<0.01%+14,35613F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…135,241$2.62M<0.01%+36,33513F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC31,447$613K0.04%013F-HRTimeline
Capital Investment Advisory Services, L…24,980$487K0.03%013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC15,393$300K<0.01%-17,38613F-HRTimelineGroup
Cambridge Investment Research Advisors,…15,075$294K<0.01%013F-HR/ATimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.2,594$50.6K<0.01%+3813F-HRTimelineGroup
CoreCap Advisors, LLC885$17.3K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC283$5.52K<0.01%new13F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY167$3.28K<0.01%+16613F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC44$858<0.01%-4413F-HRTimelineGroup