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Disclosery

PVG Asset Management

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13F filer, CIK 1624741, GOLDEN, CO

PVG Asset Management reported $237,681,972 across 98 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-14. Its ten largest share positions make up 52.44% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001624741-17-000001

Period
2016-12-31
Reported value
$238M
Holdings
98
Top 10 weight
52.44%
New
Sold out

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0001624741-17-000001, largest first. % of portfolio is the value over $237,681,972, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PROSHARESPROSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 1,952,077 shares; 2015Q2: 29,219 shares; 2015Q3: 864,391 shares; 2015Q4: 694,582 shares; 2016Q1: 20,407 shares; 2016Q2: 9,611 shares; 2016Q3: not loaded; 2016Q4: 981,955 shares 981,955$35.9M15.1%
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 877,183 shares; 2015Q2: 2,713,814 shares; 2015Q3: 2,068,769 shares; 2015Q4: 1,660,601 shares; 2016Q1: 2,342,556 shares; 2016Q2: 2,573,374 shares; 2016Q3: not loaded; 2016Q4: 2,130,228 shares 2,130,228$32.2M13.54%
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 37,470 shares; 2015Q2: 37,100 shares; 2015Q3: 30,171 shares; 2015Q4: 23,510 shares; 2016Q1: 45,308 shares; 2016Q2: 44,759 shares; 2016Q3: not loaded; 2016Q4: 38,646 shares 38,646$8.64M3.63%Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 37,150 shares; 2015Q2: 36,780 shares; 2015Q3: 30,014 shares; 2015Q4: 23,273 shares; 2016Q1: 44,930 shares; 2016Q2: 43,551 shares; 2016Q3: not loaded; 2016Q4: 37,390 shares 37,390$8.41M3.54%Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 39,755 shares; 2015Q2: 39,550 shares; 2015Q3: 32,521 shares; 2015Q4: 25,565 shares; 2016Q1: 48,972 shares; 2016Q2: 47,455 shares; 2016Q3: not loaded; 2016Q4: 40,789 shares 40,789$8.37M3.52%Timeline
PowerShares CEF Income Comp…PowerShares CEF Income CompositeQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 692,987 shares; 2015Q2: 677,703 shares; 2015Q3: 557,452 shares; 2015Q4: 556,765 shares; 2016Q1: 525,630 shares; 2016Q2: 326,056 shares; 2016Q3: not loaded; 2016Q4: 327,907 shares 327,907$7.35M3.09%
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 55,870 shares; 2016Q2: 54,187 shares; 2016Q3: not loaded; 2016Q4: 186,553 shares 186,553$7.18M3.02%
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 155,997 shares; 2016Q2: 75,719 shares; 2016Q3: not loaded; 2016Q4: 216,335 shares 216,335$5.91M2.49%Timeline
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 1,656,750 shares 1,656,750$5.6M2.36%
MEDLEY CAP CORPMEDLEY CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 1,844,004 shares; 2015Q2: 1,965,541 shares; 2015Q3: 1,684,554 shares; 2015Q4: 1,945,746 shares; 2016Q1: 1,859,129 shares; 2016Q2: 1,281,341 shares; 2016Q3: not loaded; 2016Q4: 680,933 shares 680,933$5.11M2.15%
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 244,415 shares; 2015Q2: 430,093 shares; 2015Q3: 569,147 shares; 2015Q4: 231,888 shares; 2016Q1: 421,361 shares; 2016Q2: 243,776 shares; 2016Q3: not loaded; 2016Q4: 349,908 shares 349,908$4M1.68%
IRTINDEPENDENCE RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 622,284 shares; 2015Q2: 790,940 shares; 2015Q3: 628,891 shares; 2015Q4: 566,430 shares; 2016Q1: 717,572 shares; 2016Q2: 695,254 shares; 2016Q3: not loaded; 2016Q4: 444,244 shares 444,244$3.96M1.67%Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 240,425 shares; 2016Q3: not loaded; 2016Q4: 239,870 shares 239,870$3.96M1.66%Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 367,784 shares; 2015Q2: 360,427 shares; 2015Q3: 285,238 shares; 2015Q4: 886,449 shares; 2016Q1: 572,903 shares; 2016Q2: 558,672 shares; 2016Q3: not loaded; 2016Q4: 405,760 shares 405,760$3.54M1.49%
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 368,963 shares; 2015Q2: 471,412 shares; 2015Q3: 376,464 shares; 2015Q4: not reported; 2016Q1: 309,141 shares; 2016Q2: 294,903 shares; 2016Q3: not loaded; 2016Q4: 238,927 shares 238,927$3.49M1.47%
CENTURYLINK INCCENTURYLINK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 143,960 shares 143,960$3.42M1.44%
PBIPITNEY BOWES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 124,620 shares; 2016Q1: not reported; 2016Q2: 128,149 shares; 2016Q3: not loaded; 2016Q4: 214,907 shares 214,907$3.26M1.37%Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 1,103,529 shares; 2015Q2: 1,083,471 shares; 2015Q3: 1,337,710 shares; 2015Q4: 732,329 shares; 2016Q1: 353,865 shares; 2016Q2: 350,070 shares; 2016Q3: not loaded; 2016Q4: 337,908 shares 337,908$2.82M1.19%Timeline
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 709,927 shares; 2016Q3: not loaded; 2016Q4: 241,786 shares 241,786$2.78M1.17%
STAPLES INCSTAPLES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 316,534 shares; 2016Q3: not loaded; 2016Q4: 300,892 shares 300,892$2.72M1.15%
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 172,613 shares; 2015Q2: 167,942 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 37,098 shares; 2016Q2: 35,904 shares; 2016Q3: not loaded; 2016Q4: 62,826 shares 62,826$2.67M1.12%Timeline
COMMUNICATIONS SALES&LEAS INCOMMUNICATIONS SALES&LEAS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 222,730 shares; 2015Q4: 252,278 shares; 2016Q1: 316,382 shares; 2016Q2: 119,730 shares; 2016Q3: not loaded; 2016Q4: 104,624 shares 104,624$2.66M1.12%
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 25,443 shares 25,443$2.65M1.12%Timeline
LXPLXP INDUSTRIAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 341,643 shares; 2015Q4: 307,038 shares; 2016Q1: 690,012 shares; 2016Q2: 249,142 shares; 2016Q3: not loaded; 2016Q4: 244,705 shares 244,705$2.64M1.11%Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 23,223 shares; 2016Q2: 72,362 shares; 2016Q3: not loaded; 2016Q4: 33,365 shares 33,365$2.63M1.11%Timeline
JP MORGAN CHASE & COJP MORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 85,715 shares; 2016Q2: 82,201 shares; 2016Q3: not loaded; 2016Q4: 81,468 shares 81,468$2.58M1.08%
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 35,458 shares 35,458$2.56M1.08%Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 69,776 shares; 2016Q1: 64,159 shares; 2016Q2: 127,349 shares; 2016Q3: not loaded; 2016Q4: 68,624 shares 68,624$2.46M1.03%Timeline
DGDOLLAR GEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 32,829 shares 32,829$2.43M1.02%Timeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 36,244 shares; 2015Q2: 342,468 shares; 2015Q3: 391,442 shares; 2015Q4: 440,207 shares; 2016Q1: 411,200 shares; 2016Q2: 396,369 shares; 2016Q3: not loaded; 2016Q4: 112,199 shares 112,199$2.34M0.98%Timeline
SELECT INCOME REITSELECT INCOME REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 71,580 shares; 2015Q4: 64,459 shares; 2016Q1: 255,819 shares; 2016Q2: 139,918 shares; 2016Q3: not loaded; 2016Q4: 89,826 shares 89,826$2.26M0.95%
NEW SR INVT GROUP INCNEW SR INVT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 238,680 shares; 2016Q2: 230,048 shares; 2016Q3: not loaded; 2016Q4: 229,406 shares 229,406$2.25M0.94%
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 345,529 shares; 2015Q2: 338,702 shares; 2015Q3: 569,051 shares; 2015Q4: 689,236 shares; 2016Q1: 422,091 shares; 2016Q2: 118,166 shares; 2016Q3: not loaded; 2016Q4: 118,233 shares 118,233$2.24M0.94%
GUESS? INCGUESS? INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 100,360 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 79,427 shares; 2016Q3: not loaded; 2016Q4: 181,927 shares 181,927$2.2M0.93%
CYS Investments REITCYS Investments REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 673,100 shares; 2015Q2: 650,367 shares; 2015Q3: 515,701 shares; 2015Q4: 330,590 shares; 2016Q1: 520,050 shares; 2016Q2: 276,062 shares; 2016Q3: not loaded; 2016Q4: 279,066 shares 279,066$2.16M0.91%
TELFYTELEFONICA SA-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 271,590 shares; 2015Q2: 261,803 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 138,910 shares; 2016Q2: 224,703 shares; 2016Q3: not loaded; 2016Q4: 231,404 shares 231,404$2.13M0.9%Timeline
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 184,168 shares; 2016Q3: not loaded; 2016Q4: 143,337 shares 143,337$2.12M0.89%
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 1,064,533 shares; 2015Q2: 1,234,558 shares; 2015Q3: 545,194 shares; 2015Q4: 797,146 shares; 2016Q1: 479,167 shares; 2016Q2: 443,552 shares; 2016Q3: not loaded; 2016Q4: 357,235 shares 357,235$1.92M0.81%
Global Medical REIT, Inc. (…Global Medical REIT, Inc. (gmre)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 207,894 shares 207,894$1.85M0.78%
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 690,650 shares; 2015Q2: 651,930 shares; 2015Q3: 541,185 shares; 2015Q4: 247,759 shares; 2016Q1: 329,556 shares; 2016Q2: 241,607 shares; 2016Q3: not loaded; 2016Q4: 255,555 shares 255,555$1.78M0.75%
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 98,045 shares; 2015Q2: 62,617 shares; 2015Q3: 101,490 shares; 2015Q4: 91,927 shares; 2016Q1: 88,400 shares; 2016Q2: 41,217 shares; 2016Q3: not loaded; 2016Q4: 30,125 shares 30,125$1.77M0.75%Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 110,666 shares; 2016Q2: 69,792 shares; 2016Q3: not loaded; 2016Q4: 54,107 shares 54,107$1.76M0.74%Timeline
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 130,480 shares; 2015Q4: not reported; 2016Q1: 147,268 shares; 2016Q2: 78,564 shares; 2016Q3: not loaded; 2016Q4: 67,783 shares 67,783$1.74M0.73%Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 75,090 shares; 2015Q2: 72,717 shares; 2015Q3: 80,806 shares; 2015Q4: 44,844 shares; 2016Q1: 81,836 shares; 2016Q2: 49,823 shares; 2016Q3: not loaded; 2016Q4: 28,531 shares 28,531$1.7M0.71%Timeline
KSSKOHLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 28,667 shares; 2015Q2: 27,796 shares; 2015Q3: 55,674 shares; 2015Q4: not reported; 2016Q1: 50,027 shares; 2016Q2: 102,596 shares; 2016Q3: not loaded; 2016Q4: 33,382 shares 33,382$1.65M0.69%Timeline
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 43,636 shares; 2016Q3: not loaded; 2016Q4: 43,216 shares 43,216$1.62M0.68%Timeline
WSRWHITESTONE REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 237,693 shares; 2015Q2: 205,867 shares; 2015Q3: 486,251 shares; 2015Q4: 431,150 shares; 2016Q1: 490,536 shares; 2016Q2: 160,747 shares; 2016Q3: not loaded; 2016Q4: 110,595 shares 110,595$1.59M0.67%Timeline
TPVGTRIPLEPOINT VENTURE GROWTH BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 130,730 shares 130,730$1.54M0.65%Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 10,580 shares; 2015Q2: 10,800 shares; 2015Q3: 22,260 shares; 2015Q4: 20,682 shares; 2016Q1: 20,372 shares; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 11,850 shares 11,850$1.44M0.61%Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 464,839 shares; 2015Q2: 448,910 shares; 2015Q3: 355,632 shares; 2015Q4: 170,294 shares; 2016Q1: 80,695 shares; 2016Q2: 77,059 shares; 2016Q3: not loaded; 2016Q4: 45,421 shares 45,421$1.44M0.6%
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 44,534 shares; 2016Q3: not loaded; 2016Q4: 21,548 shares 21,548$1.34M0.56%Timeline
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 12,304 shares; 2015Q2: 24,045 shares; 2015Q3: 19,502 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 78,950 shares 78,950$1.3M0.55%
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 70,720 shares; 2016Q2: 68,712 shares; 2016Q3: not loaded; 2016Q4: 68,412 shares 68,412$1.28M0.54%
THL CREDIT INCTHL CREDIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 123,215 shares 123,215$1.23M0.52%
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 72,533 shares; 2016Q1: 28,875 shares; 2016Q2: 28,315 shares; 2016Q3: not loaded; 2016Q4: 13,234 shares 13,234$1.23M0.52%Timeline
RCLROYAL CARIBBEAN GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 59,570 shares; 2016Q2: 58,060 shares; 2016Q3: not loaded; 2016Q4: 14,761 shares 14,761$1.21M0.51%Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 232,533 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 264,573 shares; 2016Q2: 157,828 shares; 2016Q3: not loaded; 2016Q4: 49,321 shares 49,321$1.09M0.46%Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 68,133 shares; 2016Q2: 45,386 shares; 2016Q3: not loaded; 2016Q4: 19,301 shares 19,301$1.06M0.45%Timeline
IYHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 6,905 shares 6,905$995K0.42%Timeline
ROBOEXCHANGE TRADED CONCEPTS TRUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 34,730 shares 34,730$995K0.42%Timeline
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 175,675 shares; 2015Q3: 550,613 shares; 2015Q4: 503,583 shares; 2016Q1: 290,979 shares; 2016Q2: 126,286 shares; 2016Q3: not loaded; 2016Q4: 129,600 shares 129,600$950K0.4%
STTSTATE STR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 43,815 shares; 2016Q3: not loaded; 2016Q4: 11,800 shares 11,800$917K0.39%Timeline
XLRESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 23,135 shares 23,135$711K0.3%Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,775 shares; 2015Q4: 2,585 shares; 2016Q1: 2,535 shares; 2016Q2: 2,455 shares; 2016Q3: not loaded; 2016Q4: 2,310 shares 2,310$613K0.26%Timeline
Apollo Global Management LL…Apollo Global Management LLC (apo)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 11,445 shares 11,445$222K0.09%
ETFIS SER TR IETFIS SER TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 17,250 shares 17,250$195K0.08%
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 12,900 shares 12,900$179K0.08%
FIRST TR STRATEGIC HIGH INCFIRST TR STRATEGIC HIGH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 15,259 shares; 2015Q4: 14,699 shares; 2016Q1: 14,649 shares; 2016Q2: 16,018 shares; 2016Q3: not loaded; 2016Q4: 13,058 shares 13,058$160K0.07%
ProShares Tr II Ultra Short…ProShares Tr II Ultra Short Futur…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 13,140 shares 13,140$115K0.05%
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 10,785 shares 10,785$53.8K0.02%Timeline
Tobacco Settlement Fing Cor…Tobacco Settlement Fing Corp (888…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 40,000 shares 40,000$39.7K0.02%
ENDURO ROYALTY TRUSTENDURO ROYALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not loaded; 2016Q4: 10,250 shares 10,250$35.4K0.01%

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
ALEXANDRIA VA 5.4 Go UTX(01…ALEXANDRIA VA 5.4 Go UTX(015302d7… BONDprincipal25,000$26.5K
New Jersey ST TP 4.81New Jersey ST TP 4.81 BONDprincipal25,000$26.4K
PUERTO RICO PUB BLDGS AUTH …PUERTO RICO PUB BLDGS AUTH REV GT… BONDprincipal45,000$24.7K
Pennsylvania ST TPK Commn T…Pennsylvania ST TPK Commn Tpk (70… BONDprincipal25,000$24.6K
PUERTO RICO COMWLTH UNREFUN…PUERTO RICO COMWLTH UNREFUNDED BA… BONDprincipal35,000$22K
New York St Urban Dev Corp …New York St Urban Dev Corp Rev (6… BONDprincipal20,000$20.8K
Romulus Mich Cmnty Schs Rfd…Romulus Mich Cmnty Schs Rfdg (776… BONDprincipal20,000$19K
Wisconsin St Transn Rev Bui…Wisconsin St Transn Rev Build (97… BONDprincipal15,000$16.1K
QUALCOMM INCQUALCOMM INC Convertible/principal15,000$15K
Okemos Mich Pub Sch Dist (6…Okemos Mich Pub Sch Dist (678467G… BONDprincipal15,000$14.6K
Brighton Mich Area Sch Dist…Brighton Mich Area Sch Dist (1093… BONDprincipal15,000$13.9K
BANK OF AMERICA ALTERNATIVE…BANK OF AMERICA ALTERNATIVE LOAN … Common Stockprincipal14,661$12.9K
Baltimore MD 6.04 GO UTX DueBaltimore MD 6.04 GO UTX Due BONDprincipal10,000$11.5K
Lincoln Natl Corp Ind Sr (5…Lincoln Natl Corp Ind Sr (534187A… BONDprincipal10,000$11K
Potlatch Corp New GTD (7376…Potlatch Corp New GTD (737630AB9) BONDprincipal10,000$10.9K
Manulife Finl Corp Sr (5650…Manulife Finl Corp Sr (56501RAB2) BONDprincipal10,000$10.8K
Applied Matls Inc (038222AF…Applied Matls Inc (038222AF2) BONDprincipal10,000$10.7K
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO COMprincipal10,000$10.7K
Shell International Fin Bv …Shell International Fin Bv (82258… BONDprincipal10,000$10.6K
MONSANTO CO NEWMONSANTO CO NEW COMprincipal10,000$10.4K
AT&T INC.AT&T INC. CORPORATE BONDSprincipal10,000$10.3K
Ebay Inc. 3.25 Due (278642a…Ebay Inc. 3.25 Due (278642ac7) BONDprincipal10,000$10.2K
General Elec Cap Corp (3696…General Elec Cap Corp (36966THX3) BONDprincipal10,000$10.1K
JUNIPER NETWORKS INCJUNIPER NETWORKS INC Convertible/principal10,000$10.1K
ORACLE CORP COMORACLE CORP COM CORPORATE BONDSprincipal10,000$10.1K
Golman Sachs Group Inc (381…Golman Sachs Group Inc (38141geu4) BONDprincipal10,000$10K

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001624741-17-000001 base2017-02-14acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001624741-17-000001 Quarter ended 2016-12-312017-02-14acceptance time not in the bulk data set
13F-HR 0001624741-16-000007 Quarter ended 2016-06-302016-08-12acceptance time not in the bulk data set
13F-HR 0001624741-16-000006 Quarter ended 2016-03-312016-05-12acceptance time not in the bulk data set
13F-HR 0001624741-16-000005 Quarter ended 2015-12-312016-02-11acceptance time not in the bulk data set
13F-HR 0001624741-15-000004 Quarter ended 2015-09-302015-11-05acceptance time not in the bulk data set
13F-HR 0001624741-15-000003 Quarter ended 2015-06-302015-08-06acceptance time not in the bulk data set
13F-HR 0001624741-15-000002 Quarter ended 2015-03-312015-05-05acceptance time not in the bulk data set
13F-HR 0001624741-15-000001 Quarter ended 2014-12-312015-02-13acceptance time not in the bulk data set