13F-HR filed by PVG Asset Management
PVG Asset Management filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 66 holding rows worth $255,873,167.
- Accession
- 0001624741-16-000006
- Filer
- CIK 1624741
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 66 entries on the cover page, a total value of $255,873,167 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,873,167 with VALUE read as dollars, detected, 13F file number 028-16561. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,342,556 | $44,391,436 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,859,129 | $12,270,254 | dollars, detected | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 525,630 | $11,348,369 | dollars, detected | |
| SPY | 78462F103 | SHS | 45,308 | $9,311,700 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 44,930 | $9,284,784 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 48,972 | $9,234,160 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 422,091 | $7,551,218 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 411,200 | $7,105,544 | dollars, detected | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 316,382 | $7,039,499 | dollars, detected | |
| WHITESTONE REIT | 966084204 | COM | 490,536 | $6,166,037 | dollars, detected | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 690,012 | $5,934,103 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 255,819 | $5,896,627 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 717,572 | $5,109,112 | dollars, detected | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 59,570 | $4,893,675 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 88,400 | $4,677,256 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 90,980 | $4,652,717 | dollars, detected | |
| HATTERAS FINL CORP | 41902R103 | COM | 322,730 | $4,615,039 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 572,903 | $4,548,852 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 155,997 | $4,392,875 | dollars, detected | |
| CYS Investments REIT | 23281A307 | REIT | 520,050 | $4,233,207 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 309,141 | $3,765,337 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 421,361 | $3,648,988 | dollars, detected | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 359,091 | $3,601,682 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 264,573 | $3,577,026 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 23,814 | $3,570,433 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 208,005 | $3,471,603 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 81,836 | $3,416,663 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 68,133 | $3,294,911 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 110,666 | $3,280,140 | dollars, detected | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 329,556 | $3,101,122 | dollars, detected | |
| GAP INC COM | 364760108 | Stock | 100,200 | $2,945,880 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 64,159 | $2,828,770 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 353,865 | $2,572,601 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 80,695 | $2,565,297 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 147,268 | $2,558,045 | dollars, detected | |
| NEW SR INVT GROUP INC | 648691103 | COM | 238,680 | $2,458,404 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 23,223 | $2,408,921 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 479,167 | $2,405,418 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 20,372 | $2,360,911 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 50,027 | $2,331,758 | dollars, detected | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 85,715 | $2,322,019 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 55,870 | $2,265,528 | dollars, detected | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 290,979 | $2,234,718 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 28,875 | $2,210,092 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 138,910 | $1,546,068 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 37,098 | $1,453,158 | dollars, detected | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 168,150 | $1,425,912 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 26,171 | $1,415,353 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 27,066 | $1,200,647 | dollars, detected | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 26,055 | $1,160,489 | dollars, detected | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 70,720 | $1,140,713 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 10,455 | $1,052,504 | dollars, detected | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 60,615 | $703,740 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,535 | $661,153 | dollars, detected | |
| PROSHARES | 74347R503 | COMMON STOCK | 20,407 | $416,506 | dollars, detected | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,940 | $360,091 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 132,080 | $297,180 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 3,108 | $264,273 | dollars, detected | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 125,970 | $224,226 | dollars, detected | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 27,975 | $177,641 | dollars, detected | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 14,649 | $166,559 | dollars, detected | |
| PINNACLE ENTMT INC | 723456109 | COM | 18,065 | $160,959 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 12,730 | $96,366 | dollars, detected | |
| TICC CAPITAL CORP | 87244T109 | COM | 13,393 | $64,286 | dollars, detected | |
| bebe stores inc | 75571109 | CS | 44,750 | $24,603 | dollars, detected | The CUSIP as filed is malformed. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,000 | $8,009 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001624741-16-000006 | this filing | 2016-05-12 | acceptance time not in the bulk data set |