13F-HR filed by PVG Asset Management
PVG Asset Management filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-06, with 76 holding rows worth $308,701,444 by the sum of the rows.
- Accession
- 0001624741-15-000003
- Filer
- CIK 1624741
- Filed
- 2015-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 76 entries on the cover page, a total value of $404,416,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $308,701,444 with VALUE read as dollars, detected, 13F file number 028-16561. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $404,416,000, 31% more than the sum of the rows, $308,701,444. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,713,814 | $57,152,922 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,965,541 | $17,512,970 | dollars, detected | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 677,703 | $15,471,981 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 448,910 | $11,927,538 | dollars, detected | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,176,724 | $10,331,643 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,234,558 | $8,086,359 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,083,471 | $7,985,187 | dollars, detected | |
| SPY | 78462F103 | SHS | 37,100 | $7,637,035 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 36,780 | $7,621,551 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 39,550 | $7,468,622 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 151,881 | $7,079,216 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 93,620 | $7,036,479 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 443,212 | $6,896,378 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 471,412 | $6,750,619 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 342,468 | $6,164,432 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 167,942 | $5,965,328 | dollars, detected | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 651,930 | $5,958,643 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 790,940 | $5,955,782 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 338,702 | $5,944,227 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 172,740 | $5,183,943 | dollars, detected | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 496,290 | $5,181,267 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 430,093 | $5,057,893 | dollars, detected | |
| CYS Investments REIT | 23281A307 | REIT | 650,367 | $5,027,336 | dollars, detected | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 474,156 | $4,371,726 | dollars, detected | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 175,675 | $4,342,686 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 202,764 | $4,221,546 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 72,717 | $4,016,889 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 232,533 | $3,957,717 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 75,662 | $3,871,624 | dollars, detected | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 240,191 | $3,840,654 | dollars, detected | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 177,480 | $3,782,098 | dollars, detected | |
| TICC CAPITAL CORP | 87244T109 | COM | 555,409 | $3,732,351 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 261,803 | $3,717,610 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 50,412 | $3,575,723 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 62,617 | $3,564,785 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 360,427 | $3,510,558 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 60,038 | $3,459,399 | dollars, detected | |
| Southern Company | 842587107 | COM | 80,307 | $3,364,886 | dollars, detected | |
| APOLLO INVT CORP | 03761U106 | COM | 459,968 | $3,256,579 | dollars, detected | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 450,424 | $2,873,705 | dollars, detected | |
| WHITESTONE REIT | 966084204 | COM | 205,867 | $2,680,388 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 27,796 | $1,740,314 | dollars, detected | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 117,887 | $1,642,165 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,800 | $1,229,688 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,410 | $1,220,739 | dollars, detected | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 19,035 | $1,131,630 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 27,435 | $1,086,974 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 9,658 | $960,681 | dollars, detected | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 12,955 | $805,023 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,860 | $690,073 | dollars, detected | |
| PROSHARES | 74347R503 | COMMON STOCK | 29,219 | $623,533 | dollars, detected | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 24,045 | $379,196 | dollars, detected | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,385 | $243,510 | dollars, detected | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 10,035 | $200,198 | dollars, detected | principal |
| PINNACLE ENTMT INC | 723456109 | COM | 19,125 | $190,485 | dollars, detected | principal |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 13,020 | $185,014 | dollars, detected | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 16,930 | $179,119 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,670 | $137,643 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,575 | $137,075 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 34,175 | $88,171 | dollars, detected | principal |
| Kcap Financial Inc. (kcap) | 500233101 | COM | 11,995 | $71,730 | dollars, detected | |
| Full Circle Capital Corp. | 359671104 | COM | 17,020 | $60,761 | dollars, detected | |
| Bankers Tr Corptr IV Sub (066365bx4) | 066365bx4 | BOND | 25,000 | $25,513 | dollars, detected | principal |
| QUALCOMM INC | 747525AD5 | Convertible/ | 15,000 | $14,989 | dollars, detected | principal |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,000 | $12,040 | dollars, detected | |
| Potlatch Corp New GTD (737630AB9) | 737630AB9 | BOND | 10,000 | $11,300 | dollars, detected | principal |
| Manulife Finl Corp Sr (56501RAB2) | 56501RAB2 | BOND | 10,000 | $11,082 | dollars, detected | principal |
| Shell International Fin Bv (822582AJ1) | 822582AJ1 | BOND | 10,000 | $10,888 | dollars, detected | principal |
| Applied Matls Inc (038222AF2) | 038222AF2 | BOND | 10,000 | $10,688 | dollars, detected | principal |
| Golman Sachs Group Inc (38141geu4) | 38141gey4 | BOND | 10,000 | $10,589 | dollars, detected | principal |
| Ebay Inc. 3.25 Due (278642ac7) | 278642AC7 | BOND | 10,000 | $10,284 | dollars, detected | principal |
| Mississippi Power Co (605417BX1) | 605417bx1 | BOND | 10,000 | $10,168 | dollars, detected | principal |
| Oracle Corp (68389XAQ8) | 68389xaq5 | BOND | 10,000 | $10,141 | dollars, detected | principal |
| General Elec Cap Corp (36966THX3) | 36966thx3 | BOND | 10,000 | $10,061 | dollars, detected | principal |
| BB&T Corp Sr Medium Term Notes (05531fam5) | 05531fam5 | BOND | 10,000 | $9,944 | dollars, detected | principal |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 800,000 | $1,760 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001624741-15-000003 | this filing | 2015-08-06 | acceptance time not in the bulk data set |