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PVG Asset Management

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13F filer, CIK 1624741, GOLDEN, CO

PVG Asset Management reported $255,873,167 across 66 holdings for the quarter ended 2016-03-31, in a 13F-HR filed 2016-05-12. Its ten largest share positions make up 48.35% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001624741-16-000006

Period
2016-03-31
Reported value
$256M
Holdings
66
Top 10 weight
48.35%
New
19
Sold out
18

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PROSHARES TRadded+681,955$12.9M
RCLnew+59,570$4.89M
SPYadded+21,798$4.48M
IVVadded+21,657$4.48M
VOOadded+23,407$4.41M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PROSHARESreduced-674,175-$13.8M
AT&T, Inc.(t)exited-152,586-$5.25M
WMTexited-83,323-$5.11M
XLFexited-205,900-$4.91M
SENIOR HSG PPTYS TRreduced-267,145-$4.78M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2016

Share positions as resolved from 13F-HR 0001624741-16-000006, largest first. % of portfolio is the value over $255,873,167, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 877,183 shares; 2015Q2: 2,713,814 shares; 2015Q3: 2,068,769 shares; 2015Q4: 1,660,601 shares; 2016Q1: 2,342,556 shares 2,342,556$44.4M17.35%+681,955
MEDLEY CAP CORPMEDLEY CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,844,004 shares; 2015Q2: 1,965,541 shares; 2015Q3: 1,684,554 shares; 2015Q4: 1,945,746 shares; 2016Q1: 1,859,129 shares 1,859,129$12.3M4.8%-86,617
PowerShares CEF Income Comp…PowerShares CEF Income CompositeQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 692,987 shares; 2015Q2: 677,703 shares; 2015Q3: 557,452 shares; 2015Q4: 556,765 shares; 2016Q1: 525,630 shares 525,630$11.3M4.44%-31,135
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 37,470 shares; 2015Q2: 37,100 shares; 2015Q3: 30,171 shares; 2015Q4: 23,510 shares; 2016Q1: 45,308 shares 45,308$9.31M3.64%+21,798Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 37,150 shares; 2015Q2: 36,780 shares; 2015Q3: 30,014 shares; 2015Q4: 23,273 shares; 2016Q1: 44,930 shares 44,930$9.28M3.63%+21,657Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 39,755 shares; 2015Q2: 39,550 shares; 2015Q3: 32,521 shares; 2015Q4: 25,565 shares; 2016Q1: 48,972 shares 48,972$9.23M3.61%+23,407Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 345,529 shares; 2015Q2: 338,702 shares; 2015Q3: 569,051 shares; 2015Q4: 689,236 shares; 2016Q1: 422,091 shares 422,091$7.55M2.95%-267,145
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 36,244 shares; 2015Q2: 342,468 shares; 2015Q3: 391,442 shares; 2015Q4: 440,207 shares; 2016Q1: 411,200 shares 411,200$7.11M2.78%-29,007Timeline
COMMUNICATIONS SALES&LEAS INCOMMUNICATIONS SALES&LEAS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 222,730 shares; 2015Q4: 252,278 shares; 2016Q1: 316,382 shares 316,382$7.04M2.75%+64,104
WSRWHITESTONE REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 237,693 shares; 2015Q2: 205,867 shares; 2015Q3: 486,251 shares; 2015Q4: 431,150 shares; 2016Q1: 490,536 shares 490,536$6.17M2.41%+59,386Timeline
LXPLXP INDUSTRIAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 341,643 shares; 2015Q4: 307,038 shares; 2016Q1: 690,012 shares 690,012$5.93M2.32%+382,974Timeline
SELECT INCOME REITSELECT INCOME REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 71,580 shares; 2015Q4: 64,459 shares; 2016Q1: 255,819 shares 255,819$5.9M2.3%+191,360
IRTINDEPENDENCE RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 622,284 shares; 2015Q2: 790,940 shares; 2015Q3: 628,891 shares; 2015Q4: 566,430 shares; 2016Q1: 717,572 shares 717,572$5.11M2%+151,142Timeline
RCLROYAL CARIBBEAN GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 59,570 shares 59,570$4.89M1.91%newTimeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 98,045 shares; 2015Q2: 62,617 shares; 2015Q3: 101,490 shares; 2015Q4: 91,927 shares; 2016Q1: 88,400 shares 88,400$4.68M1.83%-3,527Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,870 shares; 2016Q1: 90,980 shares 90,980$4.65M1.82%+40,110Timeline
HATTERAS FINL CORPHATTERAS FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 431,213 shares; 2016Q1: 322,730 shares 322,730$4.62M1.8%-108,483
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 367,784 shares; 2015Q2: 360,427 shares; 2015Q3: 285,238 shares; 2015Q4: 886,449 shares; 2016Q1: 572,903 shares 572,903$4.55M1.78%-313,546
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 155,997 shares 155,997$4.39M1.72%newTimeline
CYS Investments REITCYS Investments REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 673,100 shares; 2015Q2: 650,367 shares; 2015Q3: 515,701 shares; 2015Q4: 330,590 shares; 2016Q1: 520,050 shares 520,050$4.23M1.65%+189,460
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 368,963 shares; 2015Q2: 471,412 shares; 2015Q3: 376,464 shares; 2015Q4: not reported; 2016Q1: 309,141 shares 309,141$3.77M1.47%new
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 244,415 shares; 2015Q2: 430,093 shares; 2015Q3: 569,147 shares; 2015Q4: 231,888 shares; 2016Q1: 421,361 shares 421,361$3.65M1.43%+189,473
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 496,290 shares; 2015Q3: 546,307 shares; 2015Q4: not reported; 2016Q1: 359,091 shares 359,091$3.6M1.41%newTimeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 232,533 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 264,573 shares 264,573$3.58M1.4%newTimeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 16,708 shares; 2016Q1: 23,814 shares 23,814$3.57M1.4%+7,106Timeline
FITBFIFTH THIRD BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 210,840 shares; 2015Q2: 202,764 shares; 2015Q3: not reported; 2015Q4: 131,076 shares; 2016Q1: 208,005 shares 208,005$3.47M1.36%+76,929Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,090 shares; 2015Q2: 72,717 shares; 2015Q3: 80,806 shares; 2015Q4: 44,844 shares; 2016Q1: 81,836 shares 81,836$3.42M1.34%+36,992Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 68,133 shares 68,133$3.29M1.29%newTimeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 110,666 shares 110,666$3.28M1.28%newTimeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 690,650 shares; 2015Q2: 651,930 shares; 2015Q3: 541,185 shares; 2015Q4: 247,759 shares; 2016Q1: 329,556 shares 329,556$3.1M1.21%+81,797
GAPGAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 75,585 shares; 2015Q4: 82,431 shares; 2016Q1: 100,200 shares 100,200$2.95M1.15%+17,769Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 69,776 shares; 2016Q1: 64,159 shares 64,159$2.83M1.11%-5,617Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,103,529 shares; 2015Q2: 1,083,471 shares; 2015Q3: 1,337,710 shares; 2015Q4: 732,329 shares; 2016Q1: 353,865 shares 353,865$2.57M1.01%-378,464Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 464,839 shares; 2015Q2: 448,910 shares; 2015Q3: 355,632 shares; 2015Q4: 170,294 shares; 2016Q1: 80,695 shares 80,695$2.57M1%-89,599
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 130,480 shares; 2015Q4: not reported; 2016Q1: 147,268 shares 147,268$2.56M1%newTimeline
NEW SR INVT GROUP INCNEW SR INVT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 238,680 shares 238,680$2.46M0.96%new
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 23,223 shares 23,223$2.41M0.94%newTimeline
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,064,533 shares; 2015Q2: 1,234,558 shares; 2015Q3: 545,194 shares; 2015Q4: 797,146 shares; 2016Q1: 479,167 shares 479,167$2.41M0.94%-317,979
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,580 shares; 2015Q2: 10,800 shares; 2015Q3: 22,260 shares; 2015Q4: 20,682 shares; 2016Q1: 20,372 shares 20,372$2.36M0.92%-310Timeline
KSSKOHLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 28,667 shares; 2015Q2: 27,796 shares; 2015Q3: 55,674 shares; 2015Q4: not reported; 2016Q1: 50,027 shares 50,027$2.33M0.91%newTimeline
JP MORGAN CHASE & COJP MORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 85,715 shares 85,715$2.32M0.91%new
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 55,870 shares 55,870$2.27M0.89%new
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 175,675 shares; 2015Q3: 550,613 shares; 2015Q4: 503,583 shares; 2016Q1: 290,979 shares 290,979$2.23M0.87%-212,604
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 72,533 shares; 2016Q1: 28,875 shares 28,875$2.21M0.86%-43,658Timeline
TELFYTELEFONICA SA-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 271,590 shares; 2015Q2: 261,803 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 138,910 shares 138,910$1.55M0.6%newTimeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 172,613 shares; 2015Q2: 167,942 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 37,098 shares 37,098$1.45M0.57%newTimeline
FIBRIA CELULOSEFIBRIA CELULOSEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 168,150 shares 168,150$1.43M0.56%new
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 156,848 shares; 2015Q2: 151,881 shares; 2015Q3: 211,050 shares; 2015Q4: 81,545 shares; 2016Q1: 26,171 shares 26,171$1.42M0.55%-55,374Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 90,025 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 27,545 shares; 2016Q1: 27,066 shares 27,066$1.2M0.47%-479Timeline
XSDSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 26,535 shares; 2016Q1: 26,055 shares 26,055$1.16M0.45%-480Timeline
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 70,720 shares 70,720$1.14M0.45%new
IGVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,366 shares; 2015Q2: 9,658 shares; 2015Q3: not reported; 2015Q4: 10,575 shares; 2016Q1: 10,455 shares 10,455$1.05M0.41%-120Timeline
HRZNHORIZON TECHNOLOGY FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 90,180 shares; 2015Q4: 81,319 shares; 2016Q1: 60,615 shares 60,615$704K0.28%-20,704Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,775 shares; 2015Q4: 2,585 shares; 2016Q1: 2,535 shares 2,535$661K0.26%-50Timeline
PROSHARESPROSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,952,077 shares; 2015Q2: 29,219 shares; 2015Q3: 864,391 shares; 2015Q4: 694,582 shares; 2016Q1: 20,407 shares 20,407$417K0.16%-674,175
IHIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,480 shares; 2016Q1: 2,940 shares 2,940$360K0.14%+460Timeline
DHYCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 111,455 shares; 2015Q4: 139,855 shares; 2016Q1: 132,080 shares 132,080$297K0.12%-7,775Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,108 shares 3,108$264K0.1%newTimeline
MANAGED HIGH YIELD PLUS FD IMANAGED HIGH YIELD PLUS FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 128,040 shares; 2016Q1: 125,970 shares 125,970$224K0.09%-2,070
PACHOLDER HIGH YIELD FD INCPACHOLDER HIGH YIELD FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 33,305 shares; 2015Q4: 30,780 shares; 2016Q1: 27,975 shares 27,975$178K0.07%-2,805
FIRST TR STRATEGIC HIGH INCFIRST TR STRATEGIC HIGH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 15,259 shares; 2015Q4: 14,699 shares; 2016Q1: 14,649 shares 14,649$167K0.07%-50
PINNACLE ENTMT INCPINNACLE ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 18,800 shares; 2015Q2: not reported; 2015Q3: 18,690 shares; 2015Q4: 19,475 shares; 2016Q1: 18,065 shares 18,065$161K0.06%-1,410
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,270 shares; 2015Q2: 16,575 shares; 2015Q3: 15,995 shares; 2015Q4: 14,470 shares; 2016Q1: 12,730 shares 12,730$96.4K0.04%-1,740Timeline
TICC CAPITAL CORPTICC CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 562,766 shares; 2015Q2: 555,409 shares; 2015Q3: 540,071 shares; 2015Q4: 216,532 shares; 2016Q1: 13,393 shares 13,393$64.3K0.03%-203,139
bebe stores incbebe stores incQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 44,750 shares 44,750$24.6K0.01%newThe CUSIP as filed is malformed.
UQM TECHNOLOGIES INCUQM TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 14,000 shares; 2015Q3: 14,000 shares; 2015Q4: 14,000 shares; 2016Q1: 14,000 shares 14,000$8.01K<0.01%0

Sold out in Q1 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AT&T, Inc.(t)AT&T, Inc.(t)152,586$5.25Mshares
WMTWALMART INC83,323$5.11Mshares
XLFSELECT SECTOR SPDR TR205,900$4.91Mshares
IWMISHARES TR32,164$3.62Mshares
ALPS ETF TRALPS ETF TR293,285$3.53Mshares
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW298,451$2.99Mshares
IBMINTERNATIONAL BUSINESS MACHS19,079$2.63Mshares
PBIPITNEY BOWES INC124,620$2.57Mshares
CSXCSX CORP97,644$2.53Mshares
AXPAMERICAN EXPRESS CO36,159$2.51Mshares
NORDSTROM INCNORDSTROM INC49,693$2.48Mshares
XHBSPDR SERIES TRUST71,987$2.46Mshares
TEXTEREX CORP NEW130,295$2.41Mshares
COPCONOCOPHILLIPS45,037$2.1Mshares
Rait Finl Tr Pfd Ser A Cum …Rait Finl Tr Pfd Ser A Cum Div321,745$869Kshares
SCZISHARES TR7,285$364Kshares
BABSON CAP GLB SHT DURHGH YLBABSON CAP GLB SHT DURHGH YL10,325$170Kshares
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON10,020$126Kshares

How Q1 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001624741-16-000006 base2016-05-12acceptance time not in the bulk data set