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PVG Asset Management

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13F filer, CIK 1624741, GOLDEN, CO

PVG Asset Management reported holdings worth $308,701,444 (the sum of its rows) across 76 holdings for the quarter ended 2015-06-30, in a 13F-HR filed 2015-08-06. The total stated on the cover page is $404,416,000. Its ten largest share positions make up 48.98% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001624741-15-000003

The cover page states a total of $404,416,000, 31% more than the sum of the rows, $308,701,444. This page uses the sum of the rows.

Period
2015-06-30
Value, sum of rows
$309M
Stated on the cover page
$404M
Holdings
76
Top 10 weight
48.98%
New
28
Sold out
27

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PROSHARES TRadded+1,836,631$38.7M
XLEnew+93,620$7.04M
ALPS ETF TRnew+443,212$6.9M
SLRCadded+306,224$5.51M
ERICnew+496,290$5.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PROSHARESreduced-1,922,858-$41M
TBTexited-222,690-$9.32M
KLACexited-85,490-$4.98M
DWXexited-92,241-$3.87M
PROSHARES TRexited-104,430-$3.85M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2015

Share positions as resolved from 13F-HR 0001624741-15-000003, largest first. % of portfolio is the value over $308,701,444, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 877,183 shares; 2015Q2: 2,713,814 shares 2,713,814$57.2M18.51%+1,836,631
MEDLEY CAP CORPMEDLEY CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,844,004 shares; 2015Q2: 1,965,541 shares 1,965,541$17.5M5.67%+121,537
PowerShares CEF Income Comp…PowerShares CEF Income CompositeQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 692,987 shares; 2015Q2: 677,703 shares 677,703$15.5M5.01%-15,284
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 464,839 shares; 2015Q2: 448,910 shares 448,910$11.9M3.86%-15,929
PNNTPENNANTPARK INVTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 935,812 shares; 2015Q2: 1,176,724 shares 1,176,724$10.3M3.35%+240,912Timeline
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,064,533 shares; 2015Q2: 1,234,558 shares 1,234,558$8.09M2.62%+170,025
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,103,529 shares; 2015Q2: 1,083,471 shares 1,083,471$7.99M2.59%-20,058Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 37,470 shares; 2015Q2: 37,100 shares 37,100$7.64M2.47%-370Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 37,150 shares; 2015Q2: 36,780 shares 36,780$7.62M2.47%-370Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 39,755 shares; 2015Q2: 39,550 shares 39,550$7.47M2.42%-205Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 156,848 shares; 2015Q2: 151,881 shares 151,881$7.08M2.29%-4,967Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 93,620 shares 93,620$7.04M2.28%newTimeline
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 443,212 shares 443,212$6.9M2.23%new
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 368,963 shares; 2015Q2: 471,412 shares 471,412$6.75M2.19%+102,449
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 36,244 shares; 2015Q2: 342,468 shares 342,468$6.16M2%+306,224Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 172,613 shares; 2015Q2: 167,942 shares 167,942$5.97M1.93%-4,671Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 690,650 shares; 2015Q2: 651,930 shares 651,930$5.96M1.93%-38,720
IRTINDEPENDENCE RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 622,284 shares; 2015Q2: 790,940 shares 790,940$5.96M1.93%+168,656Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 345,529 shares; 2015Q2: 338,702 shares 338,702$5.94M1.93%-6,827
HEWLETT PACKARD COHEWLETT PACKARD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 178,395 shares; 2015Q2: 172,740 shares 172,740$5.18M1.68%-5,655
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 496,290 shares 496,290$5.18M1.68%newTimeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 244,415 shares; 2015Q2: 430,093 shares 430,093$5.06M1.64%+185,678
CYS Investments REITCYS Investments REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 673,100 shares; 2015Q2: 650,367 shares 650,367$5.03M1.63%-22,733
FIFTH STR SR FLOATNG RATE C…FIFTH STR SR FLOATNG RATE CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 351,574 shares; 2015Q2: 474,156 shares 474,156$4.37M1.42%+122,582
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 175,675 shares 175,675$4.34M1.41%new
FITBFIFTH THIRD BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 210,840 shares; 2015Q2: 202,764 shares 202,764$4.22M1.37%-8,076Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,090 shares; 2015Q2: 72,717 shares 72,717$4.02M1.3%-2,373Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 232,533 shares 232,533$3.96M1.28%newTimeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 79,495 shares; 2015Q2: 75,662 shares 75,662$3.87M1.25%-3,833
AMERICAN CAP MTG INVT CORPAMERICAN CAP MTG INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 245,805 shares; 2015Q2: 240,191 shares 240,191$3.84M1.24%-5,614
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 183,405 shares; 2015Q2: 177,480 shares 177,480$3.78M1.23%-5,925
TICC CAPITAL CORPTICC CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 562,766 shares; 2015Q2: 555,409 shares 555,409$3.73M1.21%-7,357
TELFYTELEFONICA SA-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 271,590 shares; 2015Q2: 261,803 shares 261,803$3.72M1.2%-9,787Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 50,412 shares 50,412$3.58M1.16%newTimeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 98,045 shares; 2015Q2: 62,617 shares 62,617$3.56M1.15%-35,428Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 367,784 shares; 2015Q2: 360,427 shares 360,427$3.51M1.14%-7,357
DISCOVER FINL SVCSDISCOVER FINL SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 61,730 shares; 2015Q2: 60,038 shares 60,038$3.46M1.12%-1,692
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 82,090 shares; 2015Q2: 80,307 shares 80,307$3.36M1.09%-1,783Timeline
APOLLO INVT CORPAPOLLO INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 468,164 shares; 2015Q2: 459,968 shares 459,968$3.26M1.05%-8,196
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 450,424 shares 450,424$2.87M0.93%new
WSRWHITESTONE REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 237,693 shares; 2015Q2: 205,867 shares 205,867$2.68M0.87%-31,826Timeline
KSSKOHLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 28,667 shares; 2015Q2: 27,796 shares 27,796$1.74M0.56%-871Timeline
TELEFONICA BRASIL SA FSPONS…TELEFONICA BRASIL SA FSPONSORED A…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 120,950 shares; 2015Q2: 117,887 shares 117,887$1.64M0.53%-3,063
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,580 shares; 2015Q2: 10,800 shares 10,800$1.23M0.4%+220Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 16,410 shares 16,410$1.22M0.4%newTimeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 19,035 shares 19,035$1.13M0.37%newTimeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 27,435 shares 27,435$1.09M0.35%newTimeline
IGVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,366 shares; 2015Q2: 9,658 shares 9,658$961K0.31%-708Timeline
IXPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 12,955 shares 12,955$805K0.26%newTimeline
IJSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 5,860 shares 5,860$690K0.22%newTimeline
PROSHARESPROSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,952,077 shares; 2015Q2: 29,219 shares 29,219$624K0.2%-1,922,858
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,304 shares; 2015Q2: 24,045 shares 24,045$379K0.12%+11,741
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,786 shares; 2015Q2: 1,385 shares 1,385$244K0.08%-19,401Timeline
AVENUE INCOME CR STRATEGIESAVENUE INCOME CR STRATEGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,080 shares; 2015Q2: 13,020 shares 13,020$185K0.06%+940
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 321,907 shares; 2015Q2: 16,930 shares 16,930$179K0.06%-304,977
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,500 shares; 2015Q2: 10,670 shares 10,670$138K0.04%+170
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,270 shares; 2015Q2: 16,575 shares 16,575$137K0.04%-695Timeline
Kcap Financial Inc. (kcap)Kcap Financial Inc. (kcap)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 11,995 shares 11,995$71.7K0.02%new
Full Circle Capital Corp.Full Circle Capital Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,560 shares; 2015Q2: 17,020 shares 17,020$60.8K0.02%+1,460
UQM TECHNOLOGIES INCUQM TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 14,000 shares 14,000$12K<0.01%new
BABSON CAP GLB SHT DURHGH YLBABSON CAP GLB SHT DURHGH YLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,025 shares; 2015Q2: 800,000 shares 800,000$1.76K<0.01%+789,975

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
BABSON CAP GLB SHT DURHGH YLBABSON CAP GLB SHT DURHGH YL COMprincipal10,035$200Knew
PINNACLE ENTMT INCPINNACLE ENTMT INC COMprincipal19,125$190Knew
DHYCREDIT SUISSE HIGH YIELD CRE SH BEN INTprincipal34,175$88.2K+3,920
Bankers Tr Corptr IV Sub (0…Bankers Tr Corptr IV Sub (066365b… BONDprincipal25,000$25.5Knew
QUALCOMM INCQUALCOMM INC Convertible/principal15,000$15Knew
Potlatch Corp New GTD (7376…Potlatch Corp New GTD (737630AB9) BONDprincipal10,000$11.3Knew
Manulife Finl Corp Sr (5650…Manulife Finl Corp Sr (56501RAB2) BONDprincipal10,000$11.1Knew
Shell International Fin Bv …Shell International Fin Bv (82258… BONDprincipal10,000$10.9Knew
Applied Matls Inc (038222AF…Applied Matls Inc (038222AF2) BONDprincipal10,000$10.7Knew
Golman Sachs Group Inc (381…Golman Sachs Group Inc (38141geu4) BONDprincipal10,000$10.6Knew
Ebay Inc. 3.25 Due (278642a…Ebay Inc. 3.25 Due (278642ac7) BONDprincipal10,000$10.3Knew
Mississippi Power Co (60541…Mississippi Power Co (605417BX1) BONDprincipal10,000$10.2Knew
Oracle Corp (68389XAQ8)Oracle Corp (68389XAQ8) BONDprincipal10,000$10.1Knew
General Elec Cap Corp (3696…General Elec Cap Corp (36966THX3) BONDprincipal10,000$10.1Knew
BB&T Corp Sr Medium Term No…BB&T Corp Sr Medium Term Notes (0… BONDprincipal10,000$9.94Knew

Sold out in Q2 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TBTPROSHARES TR222,690$9.32Mshares
KLACKLA CORP85,490$4.98Mshares
DWXSPDR INDEX SHS FDS92,241$3.87Mshares
PROSHARES TRPROSHARES TR104,430$3.85Mshares
XLBSELECT SECTOR SPDR TR76,885$3.75Mshares
XLFSELECT SECTOR SPDR TR155,285$3.74Mshares
XLKSELECT SECTOR SPDR TR90,025$3.73Mshares
IYZISHARES TR123,025$3.72Mshares
XOMEXXON MOBIL CORP41,679$3.54Mshares
HMCHONDA MOTOR CO LTD89,065$2.92Mshares
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP31,820$2.2Mshares
GUESS? INCGUESS? INC100,360$1.87Mshares
AMATAPPLIED MATLS INC78,095$1.76Mshares
XLISELECT SECTOR SPDR TR15,205$848Kshares
IWOISHARES TR4,655$705Kshares
ISHARES INC MSCI ITALY CAPISHARES INC MSCI ITALY CAP39,020$577Kshares
DYNEX CAP INCDYNEX CAP INC27,780$235Kshares
IYJISHARES TR2,180$235Kshares
PINNACLE ENTMT INCPINNACLE ENTMT INC18,800$235Kshares
HYIWESTERN ASSET HIGH YIELD OPP13,900$227Kshares
IEOISHARES TR2,940$216Kshares
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR9,713$205Kshares
OHA INVT CORPOHA INVT CORP36,570$193Kshares
FIVE OAKS INVESTMENT CORPFIVE OAKS INVESTMENT CORP10,985$117Kshares
MDXGMIMEDX GROUP INC11,045$115Kshares
BROOKFIELD HIGH INCOME FD I…BROOKFIELD HIGH INCOME FD INC COM11,329$99.9Kshares
Louisiana Loc Govt Evironme…Louisiana Loc Govt Evironmental10,000$10.7Kprincipal

How Q2 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001624741-15-000003 base2015-08-06acceptance time not in the bulk data set