13F-HR filed by PVG Asset Management
PVG Asset Management filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 98 holding rows worth $237,681,972.
- Accession
- 0001624741-17-000001
- Filer
- CIK 1624741
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 98 entries on the cover page, a total value of $237,681,972 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,681,972 with VALUE read as dollars, detected, 13F file number 028-16561. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES | 74347R503 | COMMON STOCK | 981,955 | $35,880,635 | dollars, detected | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,130,228 | $32,187,745 | dollars, detected | |
| SPY | 78462F103 | SHS | 38,646 | $8,638,540 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 37,390 | $8,412,376 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 40,789 | $8,374,389 | dollars, detected | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 327,907 | $7,348,406 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 186,553 | $7,184,156 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 216,335 | $5,910,272 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,656,750 | $5,599,815 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 680,933 | $5,113,813 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 349,908 | $4,002,958 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 444,244 | $3,962,660 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 239,870 | $3,955,456 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 405,760 | $3,538,229 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 238,927 | $3,488,334 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 143,960 | $3,423,368 | dollars, detected | |
| PITNEY BOWES INC COM | 724479100 | Stock | 214,907 | $3,264,437 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 337,908 | $2,821,532 | dollars, detected | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 241,786 | $2,780,539 | dollars, detected | |
| STAPLES INC | 855030102 | COM | 300,892 | $2,723,072 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 62,826 | $2,671,989 | dollars, detected | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 104,624 | $2,658,495 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 25,443 | $2,651,669 | dollars, detected | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 244,705 | $2,642,814 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 33,365 | $2,632,832 | dollars, detected | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 81,468 | $2,575,203 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 35,458 | $2,561,131 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 68,624 | $2,457,425 | dollars, detected | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 32,829 | $2,431,644 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 112,199 | $2,335,989 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 89,826 | $2,263,615 | dollars, detected | |
| NEW SR INVT GROUP INC | 648691103 | COM | 229,406 | $2,245,884 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 118,233 | $2,238,159 | dollars, detected | |
| GUESS INC COM | 401617105 | Stock | 181,927 | $2,201,316 | dollars, detected | |
| CYS Investments REIT | 23281A307 | REIT | 279,066 | $2,157,180 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 231,404 | $2,128,918 | dollars, detected | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 143,337 | $2,124,254 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 357,235 | $1,918,351 | dollars, detected | |
| Global Medical REIT, Inc. (gmre) | 37954A104 | COM | 207,894 | $1,854,414 | dollars, detected | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 255,555 | $1,778,666 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,125 | $1,773,470 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 54,107 | $1,757,395 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 67,783 | $1,735,922 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 28,531 | $1,695,629 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 33,382 | $1,648,403 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 43,216 | $1,615,414 | dollars, detected | |
| WHITESTONE REIT | 966084204 | COM | 110,595 | $1,590,356 | dollars, detected | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 130,730 | $1,539,999 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 11,850 | $1,443,211 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 45,421 | $1,435,329 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 21,548 | $1,338,992 | dollars, detected | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 78,950 | $1,297,938 | dollars, detected | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 68,412 | $1,277,936 | dollars, detected | |
| THL CREDIT INC | 872438106 | COM | 123,215 | $1,233,382 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 13,234 | $1,227,321 | dollars, detected | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 14,761 | $1,210,992 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 49,321 | $1,089,994 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 19,301 | $1,063,678 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 6,905 | $995,217 | dollars, detected | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 34,730 | $995,014 | dollars, detected | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 129,600 | $949,971 | dollars, detected | |
| STATE STR CORP COM | 857477103 | Stock | 11,800 | $917,096 | dollars, detected | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 23,135 | $711,401 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,310 | $613,027 | dollars, detected | |
| Apollo Global Management LLC (apo) | 037612108 | COM | 11,445 | $221,575 | dollars, detected | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 17,250 | $195,442 | dollars, detected | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 12,900 | $178,923 | dollars, detected | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 13,058 | $160,352 | dollars, detected | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 13,140 | $114,975 | dollars, detected | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,785 | $53,817 | dollars, detected | |
| Tobacco Settlement Fing Corp (888808DC3) | 888808DC3 | BOND | 40,000 | $39,679 | dollars, detected | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 10,250 | $35,362 | dollars, detected | |
| ALEXANDRIA VA 5.4 Go UTX(015302d74) | 015302D74 | BOND | 25,000 | $26,527 | dollars, detected | principal |
| New Jersey ST TP 4.81 | 646139B53 | BOND | 25,000 | $26,367 | dollars, detected | principal |
| PUERTO RICO PUB BLDGS AUTH REV GTD GOVT-FACSSER N B/E OID | 745235B42 | BOND | 45,000 | $24,693 | dollars, detected | principal |
| Pennsylvania ST TPK Commn Tpk (7092235T4) | 7092235T4 | BOND | 25,000 | $24,559 | dollars, detected | principal |
| PUERTO RICO COMWLTH UNREFUNDED BAL-PUB IMPTSER A G/O UNLTD B/E OID | 745145P48 | BOND | 35,000 | $22,006 | dollars, detected | principal |
| New York St Urban Dev Corp Rev (6500353E6) | 650035S74 | BOND | 20,000 | $20,756 | dollars, detected | principal |
| Romulus Mich Cmnty Schs Rfdg (776219JK4) | 776219JK4 | BOND | 20,000 | $19,043 | dollars, detected | principal |
| Wisconsin St Transn Rev Build (977123YJ1) | 977123YJ1 | BOND | 15,000 | $16,136 | dollars, detected | principal |
| QUALCOMM INC | 747525AD5 | Convertible/ | 15,000 | $14,978 | dollars, detected | principal |
| Okemos Mich Pub Sch Dist (678467GY1) | 678467GY1 | BOND | 15,000 | $14,644 | dollars, detected | principal |
| Brighton Mich Area Sch Dist (109367PC0) | 109367PC0 | BOND | 15,000 | $13,881 | dollars, detected | principal |
| BANK OF AMERICA ALTERNATIVE LOAN TRUST 055 3C1 Sr Fix | 05948KB40 | Common Stock | 14,661 | $12,917 | dollars, detected | principal |
| Baltimore MD 6.04 GO UTX Due | 059189LP3 | BOND | 10,000 | $11,508 | dollars, detected | principal |
| Lincoln Natl Corp Ind Sr (534187AY5) | 534187AY5 | BOND | 10,000 | $11,038 | dollars, detected | principal |
| Potlatch Corp New GTD (737630AB9) | 737630AB9 | BOND | 10,000 | $10,925 | dollars, detected | principal |
| Manulife Finl Corp Sr (56501RAB2) | 56501RAB2 | BOND | 10,000 | $10,750 | dollars, detected | principal |
| Applied Matls Inc (038222AF2) | 038222AF2 | BOND | 10,000 | $10,742 | dollars, detected | principal |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,000 | $10,653 | dollars, detected | principal |
| Shell International Fin Bv (822582AJ1) | 822582AJ1 | BOND | 10,000 | $10,609 | dollars, detected | principal |
| MONSANTO CO NEW | 61166W101 | COM | 10,000 | $10,388 | dollars, detected | principal |
| AT&T INC. | 00206RCA8 | CORPORATE BONDS | 10,000 | $10,302 | dollars, detected | principal |
| Ebay Inc. 3.25 Due (278642ac7) | 278642AC7 | BOND | 10,000 | $10,230 | dollars, detected | principal |
| General Elec Cap Corp (36966THX3) | 36966TXH3 | BOND | 10,000 | $10,148 | dollars, detected | principal |
| JUNIPER NETWORKS INC | 48203RAH7 | Convertible/ | 10,000 | $10,138 | dollars, detected | principal |
| ORACLE CORP COM | 68389XAQ8 | CORPORATE BONDS | 10,000 | $10,131 | dollars, detected | principal |
| Golman Sachs Group Inc (38141geu4) | 38141GEU4 | BOND | 10,000 | $10,011 | dollars, detected | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001624741-17-000001 | this filing | 2017-02-14 | acceptance time not in the bulk data set |