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Disclosery

PVG Asset Management

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13F filer, CIK 1624741, GOLDEN, CO

PVG Asset Management reported $241,335,347 across 71 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-08-12. Its ten largest share positions make up 48.1% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001624741-16-000007

Period
2016-06-30
Reported value
$241M
Holdings
71
Top 10 weight
48.1%
New
18
Sold out
13

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CBL & ASSOCIATES PROPERTIES…new+709,927$6.61M
CVSadded+49,139$4.7M
PROSHARES TRadded+230,818$4.11M
ARCCnew+240,425$3.41M
GSnew+19,999$2.97M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SENIOR HSG PPTYS TRreduced-303,925-$6.33M
COMMUNICATIONS SALES&LEAS INreduced-196,652-$5.68M
WSRreduced-329,789-$4.97M
HATTERAS FINL CORPexited-322,730-$4.62M
LXPreduced-440,870-$4.46M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0001624741-16-000007, largest first. % of portfolio is the value over $241,335,347, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 877,183 shares; 2015Q2: 2,713,814 shares; 2015Q3: 2,068,769 shares; 2015Q4: 1,660,601 shares; 2016Q1: 2,342,556 shares; 2016Q2: 2,573,374 shares 2,573,374$45.8M18.99%+230,818
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 37,470 shares; 2015Q2: 37,100 shares; 2015Q3: 30,171 shares; 2015Q4: 23,510 shares; 2016Q1: 45,308 shares; 2016Q2: 44,759 shares 44,759$9.38M3.89%-549Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 37,150 shares; 2015Q2: 36,780 shares; 2015Q3: 30,014 shares; 2015Q4: 23,273 shares; 2016Q1: 44,930 shares; 2016Q2: 43,551 shares 43,551$9.17M3.8%-1,379Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 39,755 shares; 2015Q2: 39,550 shares; 2015Q3: 32,521 shares; 2015Q4: 25,565 shares; 2016Q1: 48,972 shares; 2016Q2: 47,455 shares 47,455$9.12M3.78%-1,517Timeline
MEDLEY CAP CORPMEDLEY CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,844,004 shares; 2015Q2: 1,965,541 shares; 2015Q3: 1,684,554 shares; 2015Q4: 1,945,746 shares; 2016Q1: 1,859,129 shares; 2016Q2: 1,281,341 shares 1,281,341$8.58M3.56%-577,788
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 36,244 shares; 2015Q2: 342,468 shares; 2015Q3: 391,442 shares; 2015Q4: 440,207 shares; 2016Q1: 411,200 shares; 2016Q2: 396,369 shares 396,369$7.55M3.13%-14,831Timeline
PowerShares CEF Income Comp…PowerShares CEF Income CompositeQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 692,987 shares; 2015Q2: 677,703 shares; 2015Q3: 557,452 shares; 2015Q4: 556,765 shares; 2016Q1: 525,630 shares; 2016Q2: 326,056 shares 326,056$7.23M2.99%-199,574
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 23,223 shares; 2016Q2: 72,362 shares 72,362$6.93M2.87%+49,139Timeline
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 709,927 shares 709,927$6.61M2.74%new
IRTINDEPENDENCE RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 622,284 shares; 2015Q2: 790,940 shares; 2015Q3: 628,891 shares; 2015Q4: 566,430 shares; 2016Q1: 717,572 shares; 2016Q2: 695,254 shares 695,254$5.69M2.36%-22,318Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 367,784 shares; 2015Q2: 360,427 shares; 2015Q3: 285,238 shares; 2015Q4: 886,449 shares; 2016Q1: 572,903 shares; 2016Q2: 558,672 shares 558,672$4.78M1.98%-14,231
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 496,290 shares; 2015Q3: 546,307 shares; 2015Q4: not reported; 2016Q1: 359,091 shares; 2016Q2: 599,452 shares 599,452$4.6M1.91%+240,361Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 16,708 shares; 2016Q1: 23,814 shares; 2016Q2: 29,615 shares 29,615$4.51M1.87%+5,801Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 69,776 shares; 2016Q1: 64,159 shares; 2016Q2: 127,349 shares 127,349$4.28M1.77%+63,190Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 368,963 shares; 2015Q2: 471,412 shares; 2015Q3: 376,464 shares; 2015Q4: not reported; 2016Q1: 309,141 shares; 2016Q2: 294,903 shares 294,903$4.04M1.67%-14,238
RCLROYAL CARIBBEAN GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 59,570 shares; 2016Q2: 58,060 shares 58,060$3.9M1.62%-1,510Timeline
KSSKOHLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 28,667 shares; 2015Q2: 27,796 shares; 2015Q3: 55,674 shares; 2015Q4: not reported; 2016Q1: 50,027 shares; 2016Q2: 102,596 shares 102,596$3.89M1.61%+52,569Timeline
SELECT INCOME REITSELECT INCOME REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 71,580 shares; 2015Q4: 64,459 shares; 2016Q1: 255,819 shares; 2016Q2: 139,918 shares 139,918$3.64M1.51%-115,901
COMMUNICATIONS SALES&LEAS INCOMMUNICATIONS SALES&LEAS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 222,730 shares; 2015Q4: 252,278 shares; 2016Q1: 316,382 shares; 2016Q2: 119,730 shares 119,730$3.46M1.43%-196,652
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 240,425 shares 240,425$3.41M1.41%newTimeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 19,999 shares 19,999$2.97M1.23%newTimeline
CMTLCOMTECH TELECOMMUNICATIONS CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 221,655 shares 221,655$2.85M1.18%newTimeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,103,529 shares; 2015Q2: 1,083,471 shares; 2015Q3: 1,337,710 shares; 2015Q4: 732,329 shares; 2016Q1: 353,865 shares; 2016Q2: 350,070 shares 350,070$2.74M1.13%-3,795Timeline
STAPLES INCSTAPLES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 316,534 shares 316,534$2.73M1.13%new
JP MORGAN CHASE & COJP MORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 85,715 shares; 2016Q2: 82,201 shares 82,201$2.61M1.08%-3,514
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 244,415 shares; 2015Q2: 430,093 shares; 2015Q3: 569,147 shares; 2015Q4: 231,888 shares; 2016Q1: 421,361 shares; 2016Q2: 243,776 shares 243,776$2.57M1.07%-177,585
LXPLXP INDUSTRIAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 341,643 shares; 2015Q4: 307,038 shares; 2016Q1: 690,012 shares; 2016Q2: 249,142 shares 249,142$2.52M1.04%-440,870Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 345,529 shares; 2015Q2: 338,702 shares; 2015Q3: 569,051 shares; 2015Q4: 689,236 shares; 2016Q1: 422,091 shares; 2016Q2: 118,166 shares 118,166$2.46M1.02%-303,925
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 110,666 shares; 2016Q2: 69,792 shares 69,792$2.46M1.02%-40,874Timeline
NEW SR INVT GROUP INCNEW SR INVT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 238,680 shares; 2016Q2: 230,048 shares 230,048$2.46M1.02%-8,632
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 464,839 shares; 2015Q2: 448,910 shares; 2015Q3: 355,632 shares; 2015Q4: 170,294 shares; 2016Q1: 80,695 shares; 2016Q2: 77,059 shares 77,059$2.43M1.01%-3,636
WSRWHITESTONE REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 237,693 shares; 2015Q2: 205,867 shares; 2015Q3: 486,251 shares; 2015Q4: 431,150 shares; 2016Q1: 490,536 shares; 2016Q2: 160,747 shares 160,747$2.42M1%-329,789Timeline
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 184,168 shares 184,168$2.4M0.99%new
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 98,045 shares; 2015Q2: 62,617 shares; 2015Q3: 101,490 shares; 2015Q4: 91,927 shares; 2016Q1: 88,400 shares; 2016Q2: 41,217 shares 41,217$2.37M0.98%-47,183Timeline
STTSTATE STR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 43,815 shares 43,815$2.36M0.98%newTimeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 55,870 shares; 2016Q2: 54,187 shares 54,187$2.35M0.97%-1,683
CYS Investments REITCYS Investments REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 673,100 shares; 2015Q2: 650,367 shares; 2015Q3: 515,701 shares; 2015Q4: 330,590 shares; 2016Q1: 520,050 shares; 2016Q2: 276,062 shares 276,062$2.31M0.96%-243,988
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 155,997 shares; 2016Q2: 75,719 shares 75,719$2.29M0.95%-80,278Timeline
PBIPITNEY BOWES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 124,620 shares; 2016Q1: not reported; 2016Q2: 128,149 shares 128,149$2.28M0.95%newTimeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 44,534 shares 44,534$2.28M0.94%newTimeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,870 shares; 2016Q1: 90,980 shares; 2016Q2: 42,304 shares 42,304$2.27M0.94%-48,676Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 98,228 shares 98,228$2.21M0.92%new
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,064,533 shares; 2015Q2: 1,234,558 shares; 2015Q3: 545,194 shares; 2015Q4: 797,146 shares; 2016Q1: 479,167 shares; 2016Q2: 443,552 shares 443,552$2.15M0.89%-35,615
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 68,133 shares; 2016Q2: 45,386 shares 45,386$2.15M0.89%-22,747Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 72,533 shares; 2016Q1: 28,875 shares; 2016Q2: 28,315 shares 28,315$2.15M0.89%-560Timeline
TELFYTELEFONICA SA-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 271,590 shares; 2015Q2: 261,803 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 138,910 shares; 2016Q2: 224,703 shares 224,703$2.13M0.88%+85,793Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75,090 shares; 2015Q2: 72,717 shares; 2015Q3: 80,806 shares; 2015Q4: 44,844 shares; 2016Q1: 81,836 shares; 2016Q2: 49,823 shares 49,823$2.11M0.88%-32,013Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 232,533 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 264,573 shares; 2016Q2: 157,828 shares 157,828$2.09M0.87%-106,745Timeline
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 130,480 shares; 2015Q4: not reported; 2016Q1: 147,268 shares; 2016Q2: 78,564 shares 78,564$1.95M0.81%-68,704Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 690,650 shares; 2015Q2: 651,930 shares; 2015Q3: 541,185 shares; 2015Q4: 247,759 shares; 2016Q1: 329,556 shares; 2016Q2: 241,607 shares 241,607$1.88M0.78%-87,949
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 172,613 shares; 2015Q2: 167,942 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 37,098 shares; 2016Q2: 35,904 shares 35,904$1.55M0.64%-1,194Timeline
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 43,636 shares 43,636$1.55M0.64%newTimeline
GUESS? INCGUESS? INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 100,360 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 79,427 shares 79,427$1.2M0.5%new
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 175,675 shares; 2015Q3: 550,613 shares; 2015Q4: 503,583 shares; 2016Q1: 290,979 shares; 2016Q2: 126,286 shares 126,286$1.17M0.49%-164,693
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 70,720 shares; 2016Q2: 68,712 shares 68,712$1.14M0.47%-2,008
FIBRIA CELULOSEFIBRIA CELULOSEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 168,150 shares; 2016Q2: 164,920 shares 164,920$1.11M0.46%-3,230
IGVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,366 shares; 2015Q2: 9,658 shares; 2015Q3: not reported; 2015Q4: 10,575 shares; 2016Q1: 10,455 shares; 2016Q2: 7,145 shares 7,145$751K0.31%-3,310Timeline
IYZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 123,025 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 22,535 shares 22,535$750K0.31%newTimeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 32,164 shares; 2016Q1: not reported; 2016Q2: 6,340 shares 6,340$729K0.3%newTimeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,205 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 12,967 shares 12,967$726K0.3%newTimeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,775 shares; 2015Q4: 2,585 shares; 2016Q1: 2,535 shares; 2016Q2: 2,455 shares 2,455$632K0.26%-80Timeline
PROSHARESPROSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,952,077 shares; 2015Q2: 29,219 shares; 2015Q3: 864,391 shares; 2015Q4: 694,582 shares; 2016Q1: 20,407 shares; 2016Q2: 9,611 shares 9,611$381K0.16%-10,796
FNDFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 14,565 shares 14,565$346K0.14%newTimeline
DHYCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 111,455 shares; 2015Q4: 139,855 shares; 2016Q1: 132,080 shares; 2016Q2: 127,575 shares 127,575$307K0.13%-4,505Timeline
PINNACLE ENTMT INCPINNACLE ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 18,800 shares; 2015Q2: not reported; 2015Q3: 18,690 shares; 2015Q4: 19,475 shares; 2016Q1: 18,065 shares; 2016Q2: 29,240 shares 29,240$285K0.12%+11,175
PRUDENTIAL GLB SHT DUR HG YLPRUDENTIAL GLB SHT DUR HG YLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 18,505 shares 18,505$278K0.12%new
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,108 shares; 2016Q2: 3,108 shares 3,108$265K0.11%0Timeline
WP GLIMCHER INWP GLIMCHER INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 22,510 shares 22,510$252K0.1%new
FIRST TR STRATEGIC HIGH INCFIRST TR STRATEGIC HIGH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 15,259 shares; 2015Q4: 14,699 shares; 2016Q1: 14,649 shares; 2016Q2: 16,018 shares 16,018$192K0.08%+1,369
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,270 shares; 2015Q2: 16,575 shares; 2015Q3: 15,995 shares; 2015Q4: 14,470 shares; 2016Q1: 12,730 shares; 2016Q2: 13,981 shares 13,981$110K0.05%+1,251Timeline
TICC CAPITAL CORPTICC CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 562,766 shares; 2015Q2: 555,409 shares; 2015Q3: 540,071 shares; 2015Q4: 216,532 shares; 2016Q1: 13,393 shares; 2016Q2: 14,150 shares 14,150$74.6K0.03%+757

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
HATTERAS FINL CORPHATTERAS FINL CORP322,730$4.62Mshares
FITBFIFTH THIRD BANCORP208,005$3.47Mshares
GAPGAP INC100,200$2.95Mshares
IVWISHARES TR20,372$2.36Mshares
VZVERIZON COMMUNICATIONS INC26,171$1.42Mshares
XLKSELECT SECTOR SPDR TR27,066$1.2Mshares
XSDSPDR SERIES TRUST26,055$1.16Mshares
HRZNHORIZON TECHNOLOGY FIN CORP60,615$704Kshares
IHIISHARES TR2,940$360Kshares
MANAGED HIGH YIELD PLUS FD IMANAGED HIGH YIELD PLUS FD I125,970$224Kshares
PACHOLDER HIGH YIELD FD INCPACHOLDER HIGH YIELD FD INC27,975$178Kshares
bebe stores incbebe stores inc44,750$24.6Kshares
UQM TECHNOLOGIES INCUQM TECHNOLOGIES INC14,000$8.01Kshares

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001624741-16-000007 base2016-08-12acceptance time not in the bulk data set