13F-HR filed by PVG Asset Management
PVG Asset Management filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 78 holding rows worth $420,219,000.
- Accession
- 0001624741-15-000001
- Filer
- CIK 1624741
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 78 entries on the cover page, a total value of $420,219,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $420,218,866 with VALUE read as dollars, detected, 13F file number 028-16561. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES | 74347R503 | COMMON STOCK | 3,411,605 | $74,304,756 | dollars, detected | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 585,869 | $23,130,108 | dollars, detected | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 838,042 | $19,777,793 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,115,774 | $19,549,760 | dollars, detected | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 94,630 | $16,832,821 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 362,819 | $16,831,173 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 306,533 | $14,339,635 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,683,888 | $13,487,948 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 517,274 | $13,071,530 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 290,900 | $12,223,633 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,385,659 | $11,445,550 | dollars, detected | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,135,389 | $10,820,262 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 447,836 | $9,901,658 | dollars, detected | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,295,250 | $9,753,238 | dollars, detected | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 651,371 | $7,881,590 | dollars, detected | |
| CYS Investments REIT | 23281A307 | REIT | 872,494 | $7,608,149 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 815,760 | $7,594,728 | dollars, detected | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 908,281 | $7,447,908 | dollars, detected | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 315,894 | $5,951,459 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 85,562 | $5,354,512 | dollars, detected | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 515,650 | $5,269,943 | dollars, detected | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 357,982 | $5,262,335 | dollars, detected | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 376,505 | $5,225,895 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 186,832 | $5,196,732 | dollars, detected | |
| WHITESTONE REIT | 966084204 | COM | 342,353 | $5,172,953 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 84,536 | $5,160,101 | dollars, detected | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 80,357 | $5,062,491 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 54,535 | $5,041,831 | dollars, detected | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 420,697 | $4,926,368 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 482,648 | $4,836,137 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 142,557 | $4,788,489 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 298,262 | $4,611,137 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 98,848 | $4,508,457 | dollars, detected | |
| APOLLO INVT CORP | 03761U106 | COM | 594,634 | $4,412,185 | dollars, detected | |
| KBHOME | 48666K109 | COM | 230,361 | $3,812,490 | dollars, detected | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 115,316 | $3,404,128 | dollars, detected | |
| STAPLES INC | 855030102 | COM | 174,045 | $3,153,695 | dollars, detected | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 107,227 | $3,071,001 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,340 | $2,552,775 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 40,720 | $2,477,404 | dollars, detected | |
| SPY | 78462F103 | SHS | 11,675 | $2,399,679 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,340 | $2,136,456 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 22,716 | $2,108,044 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35,125 | $1,987,372 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 17,530 | $1,485,141 | dollars, detected | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 11,985 | $1,277,481 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,740 | $1,198,584 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 14,365 | $1,163,565 | dollars, detected | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 48,682 | $1,073,438 | dollars, detected | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 17,410 | $833,242 | dollars, detected | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,490 | $781,666 | dollars, detected | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 79,935 | $659,463 | dollars, detected | |
| PINNACLE ENTMT INC | 723456109 | COM | 54,160 | $609,300 | dollars, detected | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 27,518 | $594,388 | dollars, detected | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 28,294 | $571,255 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 61,840 | $549,757 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 41,550 | $527,269 | dollars, detected | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 32,590 | $521,440 | dollars, detected | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 47,655 | $514,674 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 32,600 | $514,102 | dollars, detected | |
| MESABI TR | 590672101 | CTF BEN INT | 29,325 | $506,736 | dollars, detected | |
| OHA INVT CORP | 67091U102 | COM | 102,405 | $480,279 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,980 | $449,196 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,285 | $376,756 | dollars, detected | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 26,410 | $338,813 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 5,920 | $266,222 | dollars, detected | |
| LinnCo, LLC | 535782106 | LTD | 25,330 | $262,672 | dollars, detected | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,010 | $215,004 | dollars, detected | |
| USAA TAX EXEMPT INTERMEDIATE TERM FUND | 903289205 | Com | 10,578 | $143,968 | dollars, detected | principal |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 15,138 | $134,879 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 34,175 | $95,690 | dollars, detected | |
| Full Circle Capital Corp. | 359671104 | COM | 17,400 | $78,648 | dollars, detected | |
| Washington Mut Mtg (93934fay8) | 93934FAY8 | BOND | 43,875 | $41,996 | dollars, detected | principal |
| MORGAN STANLEY MORTGAGE LOAN TRUST MTGPC/S | 61748hft3 | BOND | 20,749 | $20,549 | dollars, detected | principal |
| RESIDENTIAL ASSET SECURITIES CORP SERIES 2 | 76110wrv0 | COM SERIES | 17,014 | $14,864 | dollars, detected | principal |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,000 | $10,934 | dollars, detected | |
| CITIMORTGAGE ALTERNATIVE LOAN TRUST MTGPC/ | 17309aah2 | COM SERIES | 10,154 | $10,300 | dollars, detected | principal |
| Nomura Asset Accep Corp | 65535vsj8 | COM | 16,699 | $10,286 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001624741-15-000001 | this filing | 2015-02-13 | acceptance time not in the bulk data set |