13F-HR filed by PVG Asset Management
PVG Asset Management filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 65 holding rows worth $247,670,509.
- Accession
- 0001624741-16-000005
- Filer
- CIK 1624741
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 65 entries on the cover page, a total value of $247,670,509 stated on the cover page (in dollars after the unit check, H1), rows summing to $247,670,476 with VALUE read as dollars, detected, 13F file number 028-16561. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1,660,601 | $33,095,777 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,945,746 | $14,632,011 | dollars, detected | |
| PROSHARES | 74347R503 | COMMON STOCK | 694,582 | $14,495,926 | dollars, detected | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 556,765 | $11,881,371 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 689,236 | $10,228,266 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 440,207 | $7,232,608 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 886,449 | $7,180,243 | dollars, detected | |
| HATTERAS FINL CORP | 41902R103 | COM | 431,213 | $5,670,450 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 170,294 | $5,304,659 | dollars, detected | |
| AT&T, Inc.(t) | 00206F102 | COM | 152,586 | $5,250,488 | dollars, detected | |
| WHITESTONE REIT | 966084204 | COM | 431,150 | $5,178,111 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 732,329 | $5,111,656 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 83,323 | $5,107,699 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 797,146 | $5,085,793 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 72,533 | $4,929,342 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 205,900 | $4,906,597 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 91,927 | $4,855,632 | dollars, detected | |
| SPY | 78462F103 | SHS | 23,510 | $4,792,983 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 25,565 | $4,778,865 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 23,273 | $4,767,939 | dollars, detected | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 252,278 | $4,715,075 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 566,430 | $4,253,891 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 81,545 | $3,769,044 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32,164 | $3,622,309 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 293,285 | $3,534,084 | dollars, detected | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 503,583 | $3,243,074 | dollars, detected | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 298,451 | $2,990,479 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 16,708 | $2,712,209 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 131,076 | $2,634,627 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 19,079 | $2,625,651 | dollars, detected | |
| PITNEY BOWES INC COM | 724479100 | Stock | 124,620 | $2,573,403 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 50,870 | $2,542,736 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 97,644 | $2,533,861 | dollars, detected | |
| American Express Company | 025816109 | COM | 36,159 | $2,514,858 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 49,693 | $2,475,208 | dollars, detected | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 71,987 | $2,460,515 | dollars, detected | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 307,038 | $2,456,304 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 69,776 | $2,440,764 | dollars, detected | |
| TEREX CORP NEW COM | 880779103 | Stock | 130,295 | $2,407,851 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 20,682 | $2,394,975 | dollars, detected | |
| CYS Investments REIT | 23281A307 | REIT | 330,590 | $2,357,106 | dollars, detected | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 247,759 | $2,328,941 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 44,844 | $2,320,683 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 231,888 | $2,274,830 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 45,037 | $2,102,777 | dollars, detected | |
| GAP INC COM | 364760108 | Stock | 82,431 | $2,036,045 | dollars, detected | |
| TICC CAPITAL CORP | 87244T109 | COM | 216,532 | $1,316,515 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 64,459 | $1,277,577 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 27,545 | $1,179,752 | dollars, detected | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 26,535 | $1,159,048 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 10,575 | $1,097,790 | dollars, detected | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 81,319 | $953,871 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,585 | $874,583 | dollars, detected | |
| Rait Finl Tr Pfd Ser A Cum Div | 749227203 | PFD | 321,745 | $868,711 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,285 | $363,885 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 139,855 | $318,869 | dollars, detected | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,480 | $303,750 | dollars, detected | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 128,040 | $225,350 | dollars, detected | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 30,780 | $186,834 | dollars, detected | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 10,325 | $170,259 | dollars, detected | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 14,699 | $163,599 | dollars, detected | |
| PINNACLE ENTMT INC | 723456109 | COM | 19,475 | $159,305 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,020 | $125,951 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,470 | $107,801 | dollars, detected | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,000 | $9,310 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001624741-16-000005 | this filing | 2016-02-11 | acceptance time not in the bulk data set |