13F-HR filed by PVG Asset Management
PVG Asset Management filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-05, with 64 holding rows worth $284,611,987.
- Accession
- 0001624741-15-000004
- Filer
- CIK 1624741
- Filed
- 2015-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 64 entries on the cover page, a total value of $284,611,987 stated on the cover page (in dollars after the unit check, H1), rows summing to $284,611,987 with VALUE read as dollars, detected, 13F file number 028-16561. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,068,769 | $48,160,942 | dollars, detected | |
| PROSHARES | 74347R503 | COMMON STOCK | 864,391 | $19,457,441 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,684,554 | $12,533,087 | dollars, detected | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 557,452 | $11,706,506 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,337,710 | $9,537,874 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 569,051 | $9,218,626 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 211,050 | $9,182,827 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 355,632 | $8,969,041 | dollars, detected | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,103,957 | $7,142,604 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 113,418 | $6,941,181 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 391,442 | $6,192,617 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 30,014 | $5,783,997 | dollars, detected | |
| SPY | 78462F103 | SHS | 30,171 | $5,781,668 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 32,521 | $5,714,264 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 456,625 | $5,698,680 | dollars, detected | |
| WHITESTONE REIT | 966084204 | COM | 486,251 | $5,606,474 | dollars, detected | |
| AT&T, Inc.(t) | 00206F102 | COM | 169,073 | $5,508,399 | dollars, detected | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 546,307 | $5,342,882 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 101,490 | $5,012,604 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 569,147 | $4,849,133 | dollars, detected | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 541,185 | $4,794,905 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 376,464 | $4,607,930 | dollars, detected | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 628,891 | $4,534,310 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 93,848 | $4,500,950 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 80,806 | $4,008,789 | dollars, detected | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 222,730 | $3,986,867 | dollars, detected | |
| CYS Investments REIT | 23281A307 | REIT | 515,701 | $3,743,989 | dollars, detected | |
| TICC CAPITAL CORP | 87244T109 | COM | 540,071 | $3,623,880 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 137,873 | $3,530,941 | dollars, detected | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 550,613 | $3,380,763 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 545,194 | $3,363,852 | dollars, detected | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 377,015 | $3,291,342 | dollars, detected | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 332,894 | $3,042,651 | dollars, detected | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 341,643 | $2,767,308 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 55,674 | $2,578,274 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 60,734 | $2,575,139 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 285,238 | $2,515,807 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 22,260 | $2,399,628 | dollars, detected | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 141,326 | $2,338,961 | dollars, detected | |
| AVON PRODS INC | 054303102 | COM | 690,337 | $2,243,595 | dollars, detected | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 405,338 | $2,225,305 | dollars, detected | |
| OLIN CORP | 680665205 | COM PAR $1 | 130,480 | $2,193,368 | dollars, detected | |
| GAP INC COM | 364760108 | Stock | 75,585 | $2,154,172 | dollars, detected | |
| APOLLO INVT CORP | 03761U106 | COM | 363,825 | $1,993,765 | dollars, detected | |
| TRINSEO S A | L9340P101 | SHS | 64,810 | $1,636,452 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 71,580 | $1,360,735 | dollars, detected | |
| KBHOME | 48666K109 | COM | 93,716 | $1,269,851 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,775 | $841,740 | dollars, detected | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 90,180 | $816,129 | dollars, detected | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 12,845 | $728,568 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 29,530 | $647,592 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,725 | $599,922 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 8,000 | $382,160 | dollars, detected | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 19,502 | $277,318 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 111,455 | $253,002 | dollars, detected | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 33,305 | $210,487 | dollars, detected | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 15,259 | $175,478 | dollars, detected | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 13,080 | $168,078 | dollars, detected | |
| PINNACLE ENTMT INC | 723456109 | COM | 18,690 | $139,240 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 11,135 | $135,958 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 15,995 | $121,082 | dollars, detected | |
| Full Circle Capital Corp. | 359671104 | COM | 17,275 | $53,034 | dollars, detected | |
| Kcap Financial Inc. (kcap) | 500233101 | COM | 10,850 | $48,933 | dollars, detected | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,000 | $8,890 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001624741-15-000004 | this filing | 2015-11-05 | acceptance time not in the bulk data set |