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NEWGATE CAPITAL MANAGEMENT LLC

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13F filer, CIK 939761, Greenwich, CT

NEWGATE CAPITAL MANAGEMENT LLC reported $121,029,000 across 89 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-08-03. Its ten largest share positions make up 50.51% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001398344-16-015967

Period
2016-06-30
Reported value
$121M
Holdings
89
Top 10 weight
50.51%
New
26
Sold out
27

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VVRadded+775,347$3.22M
NVGnew+188,667$3.05M
GLOnew+257,692$2.38M
HYDnew+58,284$1.87M
VOYA PRIME RATE TRUSTadded+328,450$1.67M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
NUVEEN SHORT DURATION CREDITexited-193,080-$2.9M
NUVEEN INS MUNICIPAL OPP FDexited-122,830-$1.8M
Market Vectors Etfexited-56,890-$1.78M
NUVEEN SENIOR INCOME FUNDreduced-269,367-$1.62M
BWXexited-26,365-$1.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0001398344-16-015967, largest first. % of portfolio is the value over $121,025,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 1,737,091 shares; 2014Q4: 1,495,627 shares; 2015Q1: 1,300,156 shares; 2015Q2: 1,271,326 shares; 2015Q3: 1,640,022 shares; 2015Q4: 1,720,946 shares; 2016Q1: 1,295,189 shares; 2016Q2: 1,345,215 shares 1,345,215$10.8M8.93%+50,026Timeline
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 783,931 shares; 2014Q4: 1,874,924 shares; 2015Q1: 2,498,914 shares; 2015Q2: 2,626,932 shares; 2015Q3: 3,110,241 shares; 2015Q4: 3,182,748 shares; 2016Q1: 2,317,365 shares; 2016Q2: 2,398,291 shares 2,398,291$8.42M6.96%+80,926
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 1,291,635 shares; 2014Q4: 1,132,507 shares; 2015Q1: 1,028,283 shares; 2015Q2: 463,851 shares; 2015Q3: 1,071,773 shares; 2015Q4: 1,155,904 shares; 2016Q1: 1,179,018 shares; 2016Q2: 1,954,365 shares 1,954,365$8.12M6.71%+775,347Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 509,100 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 520,798 shares; 2015Q3: 1,253,815 shares; 2015Q4: 1,533,336 shares; 2016Q1: 1,485,804 shares; 2016Q2: 1,580,373 shares 1,580,373$7.87M6.5%+94,569
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 1,133,597 shares; 2014Q4: 1,295,034 shares; 2015Q1: 1,087,015 shares; 2015Q2: 961,193 shares; 2015Q3: 656,895 shares; 2015Q4: 907,379 shares; 2016Q1: 1,184,760 shares; 2016Q2: 1,513,210 shares 1,513,210$7.71M6.37%+328,450
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 410,399 shares; 2014Q4: 445,794 shares; 2015Q1: 445,485 shares; 2015Q2: 439,806 shares; 2015Q3: 574,914 shares; 2015Q4: 626,363 shares; 2016Q1: 481,867 shares; 2016Q2: 487,797 shares 487,797$5.34M4.41%+5,930
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 310,552 shares; 2015Q3: 399,218 shares; 2015Q4: 480,758 shares; 2016Q1: 515,126 shares; 2016Q2: 378,782 shares 378,782$3.71M3.07%-136,344Timeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 188,288 shares; 2014Q4: 286,540 shares; 2015Q1: 424,751 shares; 2015Q2: 481,643 shares; 2015Q3: 568,987 shares; 2015Q4: 443,982 shares; 2016Q1: 288,000 shares; 2016Q2: 293,434 shares 293,434$3.07M2.54%+5,434Timeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 188,667 shares 188,667$3.05M2.52%newTimeline
ALPINE GLOBAL PREMIER PPTYSALPINE GLOBAL PREMIER PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 275,927 shares; 2016Q2: 559,250 shares 559,250$3.04M2.51%+283,323
AFBALLIANCEBERNSTEIN NATL MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 36,232 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 123,873 shares; 2016Q1: 177,513 shares; 2016Q2: 175,968 shares 175,968$2.65M2.19%-1,545Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 257,692 shares 257,692$2.38M1.97%newTimeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 239,330 shares; 2016Q1: 226,435 shares; 2016Q2: 186,999 shares 186,999$2.31M1.91%-39,436
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 12,561 shares; 2015Q2: 12,405 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 96,908 shares; 2016Q2: 85,592 shares 85,592$2.27M1.87%-11,316
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 598,468 shares; 2014Q4: 527,113 shares; 2015Q1: 587,643 shares; 2015Q2: 632,654 shares; 2015Q3: 804,388 shares; 2015Q4: 860,434 shares; 2016Q1: 629,247 shares; 2016Q2: 359,880 shares 359,880$2.16M1.79%-269,367
DIVERSIFIED REAL ASSET INC …DIVERSIFIED REAL ASSET INC FD COM…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,743 shares; 2016Q2: 118,627 shares 118,627$1.95M1.61%+99,884
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 47,803 shares; 2015Q3: 94,531 shares; 2015Q4: 95,026 shares; 2016Q1: 99,920 shares; 2016Q2: 125,534 shares 125,534$1.88M1.55%+25,614Timeline
HYDHYDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 58,284 shares 58,284$1.87M1.55%new
THWABRDN WORLD HEALTHCARE FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 111,558 shares 111,558$1.56M1.29%newTimeline
THQABRDN HEALTHCARE OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 94,379 shares 94,379$1.56M1.29%newTimeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 145,508 shares; 2016Q2: 131,582 shares 131,582$1.55M1.28%-13,926Timeline
FRABLACKROCK FLOATING RATE INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: 120,463 shares; 2015Q1: 167,456 shares; 2015Q2: 181,660 shares; 2015Q3: 179,063 shares; 2015Q4: 172,040 shares; 2016Q1: 148,707 shares; 2016Q2: 113,428 shares 113,428$1.49M1.23%-35,279Timeline
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 38,744 shares; 2016Q2: 62,643 shares 62,643$1.47M1.21%+23,899Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6,914 shares; 2015Q4: 8,630 shares; 2016Q1: 11,894 shares; 2016Q2: 17,990 shares 17,990$1.42M1.18%+6,096Timeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 10,715 shares; 2014Q4: 9,631 shares; 2015Q1: 9,496 shares; 2015Q2: 9,366 shares; 2015Q3: 9,941 shares; 2015Q4: 8,892 shares; 2016Q1: 8,017 shares; 2016Q2: 8,025 shares 8,025$1.32M1.09%+8Timeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 28,576 shares; 2014Q4: 27,273 shares; 2015Q1: 21,388 shares; 2015Q2: 19,822 shares; 2015Q3: 25,906 shares; 2015Q4: 22,766 shares; 2016Q1: 22,433 shares; 2016Q2: 27,042 shares 27,042$1.23M1.01%+4,609Timeline
KEPKOREA ELEC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: 44,920 shares; 2015Q1: 55,326 shares; 2015Q2: 59,044 shares; 2015Q3: 76,863 shares; 2015Q4: 71,265 shares; 2016Q1: 51,657 shares; 2016Q2: 45,358 shares 45,358$1.18M0.97%-6,299Timeline
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 42,968 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 74,330 shares 74,330$1.14M0.94%new
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,744 shares; 2016Q2: 7,163 shares 7,163$1.08M0.89%+4,419
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 120,742 shares; 2014Q4: 103,951 shares; 2015Q1: 100,756 shares; 2015Q2: 63,302 shares; 2015Q3: 51,137 shares; 2015Q4: 54,387 shares; 2016Q1: 45,948 shares; 2016Q2: 35,745 shares 35,745$938K0.78%-10,203Timeline
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,707 shares; 2016Q2: 19,778 shares 19,778$907K0.75%-929
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: 3,857 shares; 2015Q1: 9,505 shares; 2015Q2: 8,768 shares; 2015Q3: 8,425 shares; 2015Q4: 7,743 shares; 2016Q1: 8,389 shares; 2016Q2: 10,236 shares 10,236$814K0.67%+1,847Timeline
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 49,141 shares 49,141$758K0.63%new
NUVEEN PREMIER MUN INCOME FDNUVEEN PREMIER MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 48,231 shares; 2016Q1: 23,963 shares; 2016Q2: 50,341 shares 50,341$756K0.62%+26,378
SILVER WHEATON CORPSILVER WHEATON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 29,441 shares; 2016Q2: 31,571 shares 31,571$743K0.61%+2,130
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 5,033 shares; 2014Q4: 4,519 shares; 2015Q1: 4,332 shares; 2015Q2: 5,463 shares; 2015Q3: 5,292 shares; 2015Q4: 5,520 shares; 2016Q1: 5,532 shares; 2016Q2: 8,395 shares 8,395$699K0.58%+2,863Timeline
NEWFIELD EXPL CONEWFIELD EXPL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 9,027 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 14,874 shares 14,874$657K0.54%new
CECELANESE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 16,663 shares; 2014Q4: 14,958 shares; 2015Q1: 14,394 shares; 2015Q2: 10,948 shares; 2015Q3: 10,498 shares; 2015Q4: 9,882 shares; 2016Q1: 7,335 shares; 2016Q2: 9,996 shares 9,996$651K0.54%+2,661Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 11,676 shares; 2014Q4: 10,948 shares; 2015Q1: 8,607 shares; 2015Q2: 7,930 shares; 2015Q3: 7,667 shares; 2015Q4: 7,168 shares; 2016Q1: 5,942 shares; 2016Q2: 8,711 shares 8,711$648K0.54%+2,769Timeline
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 5,276 shares; 2014Q4: 4,626 shares; 2015Q1: 4,552 shares; 2015Q2: 5,835 shares; 2015Q3: 5,683 shares; 2015Q4: 10,253 shares; 2016Q1: 15,324 shares; 2016Q2: 17,533 shares 17,533$636K0.53%+2,209Timeline
TESORO CORPTESORO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 13,376 shares; 2014Q4: 12,023 shares; 2015Q1: 9,285 shares; 2015Q2: 8,610 shares; 2015Q3: 6,659 shares; 2015Q4: 6,305 shares; 2016Q1: 5,904 shares; 2016Q2: 8,463 shares 8,463$634K0.52%+2,559
TRINSEO S ATRINSEO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 13,043 shares; 2015Q3: 16,844 shares; 2015Q4: 17,512 shares; 2016Q1: 13,841 shares; 2016Q2: 14,356 shares 14,356$612K0.51%+515
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,619 shares 10,619$586K0.48%new
KRATON CORPORATIONKRATON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,101 shares; 2015Q4: 18,836 shares; 2016Q1: 23,736 shares; 2016Q2: 20,392 shares 20,392$570K0.47%-3,344
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,239 shares 10,239$567K0.47%new
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: 4,737 shares; 2015Q1: 4,737 shares; 2015Q2: 4,737 shares; 2015Q3: 4,737 shares; 2015Q4: 4,737 shares; 2016Q1: 4,737 shares; 2016Q2: 4,737 shares 4,737$541K0.45%0Timeline
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 10,134 shares; 2015Q2: 12,395 shares; 2015Q3: 9,420 shares; 2015Q4: 8,879 shares; 2016Q1: 8,253 shares; 2016Q2: 10,602 shares 10,602$541K0.45%+2,349Timeline
NTESNETEASE COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,523 shares; 2016Q2: 2,780 shares 2,780$537K0.44%-1,743Timeline
KBKB FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 27,106 shares; 2014Q4: 30,197 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 18,739 shares 18,739$533K0.44%newTimeline
SHGSHINHAN FINANCIAL GROUP CO LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 19,137 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,927 shares; 2016Q2: 15,834 shares 15,834$518K0.43%+4,907Timeline
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,277 shares; 2016Q2: 12,868 shares 12,868$503K0.42%-5,409Timeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 3,626 shares; 2015Q2: 6,162 shares; 2015Q3: 5,928 shares; 2015Q4: 4,518 shares; 2016Q1: 4,261 shares; 2016Q2: 6,292 shares 6,292$499K0.41%+2,031Timeline
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,539 shares; 2015Q4: 11,558 shares; 2016Q1: 10,867 shares; 2016Q2: 12,536 shares 12,536$476K0.39%+1,669Timeline
EMNEASTMAN CHEM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: 6,483 shares; 2015Q1: 4,720 shares; 2015Q2: 5,915 shares; 2015Q3: 5,732 shares; 2015Q4: 5,276 shares; 2016Q1: 5,050 shares; 2016Q2: 6,950 shares 6,950$472K0.39%+1,900Timeline
CXCEMEX SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 146,867 shares; 2014Q4: 151,935 shares; 2015Q1: 164,636 shares; 2015Q2: 169,268 shares; 2015Q3: 173,317 shares; 2015Q4: 96,938 shares; 2016Q1: 82,101 shares; 2016Q2: 74,887 shares 74,887$462K0.38%-7,214Timeline
INFYINFOSYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 8,146 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 43,831 shares; 2016Q1: 28,774 shares; 2016Q2: 25,584 shares 25,584$457K0.38%-3,190Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 9,114 shares; 2014Q4: 9,114 shares; 2015Q1: 9,114 shares; 2015Q2: 9,114 shares; 2015Q3: 9,114 shares; 2015Q4: 9,114 shares; 2016Q1: 9,114 shares; 2016Q2: 4,558 shares 4,558$436K0.36%-4,556Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: 8,417 shares; 2015Q1: 6,052 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 19,100 shares; 2016Q2: 20,089 shares 20,089$435K0.36%+989Timeline
BAKBRASKEM SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 42,041 shares; 2016Q2: 36,567 shares 36,567$433K0.36%-5,474Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,653 shares 1,653$425K0.35%newTimeline
MBTMOBILE TELESYSTEMS PJSCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 75,650 shares; 2015Q4: 69,903 shares; 2016Q1: 58,985 shares; 2016Q2: 51,187 shares 51,187$424K0.35%-7,798Timeline
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 18,145 shares; 2014Q4: 15,878 shares; 2015Q1: 11,639 shares; 2015Q2: 14,846 shares; 2015Q3: 14,302 shares; 2015Q4: 11,957 shares; 2016Q1: 12,154 shares; 2016Q2: 13,497 shares 13,497$416K0.34%+1,343Timeline
PBFPBF ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 17,629 shares; 2015Q2: 16,167 shares; 2015Q3: 21,257 shares; 2015Q4: 15,814 shares; 2016Q1: 16,561 shares; 2016Q2: 17,379 shares 17,379$413K0.34%+818Timeline
RIORIO TINTO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 19,362 shares; 2014Q4: 16,758 shares; 2015Q1: 9,870 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 12,966 shares 12,966$406K0.34%newTimeline
Gulfport EnergyGulfport EnergyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 12,774 shares 12,774$399K0.33%new
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 26,937 shares; 2016Q1: 27,254 shares; 2016Q2: 33,226 shares 33,226$395K0.33%+5,972Timeline
VIPSVIPSHOP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 23,111 shares; 2015Q3: 38,662 shares; 2015Q4: 37,383 shares; 2016Q1: 32,678 shares; 2016Q2: 34,304 shares 34,304$383K0.32%+1,626Timeline
NRKNUVEEN NY AMT FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 123,317 shares; 2015Q4: 174,246 shares; 2016Q1: 88,845 shares; 2016Q2: 26,577 shares 26,577$377K0.31%-62,268Timeline
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 9,287 shares; 2015Q4: 8,919 shares; 2016Q1: 8,969 shares; 2016Q2: 10,274 shares 10,274$356K0.29%+1,305
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 14,774 shares; 2016Q1: 13,770 shares; 2016Q2: 14,501 shares 14,501$353K0.29%+731
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 38,570 shares; 2014Q4: 32,692 shares; 2015Q1: 34,241 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,906 shares 30,906$344K0.28%newTimeline
JDJD.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 16,487 shares; 2015Q4: 20,240 shares; 2016Q1: 17,442 shares; 2016Q2: 15,734 shares 15,734$334K0.28%-1,708Timeline
WLKWESTLAKE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 12,626 shares; 2014Q4: 10,617 shares; 2015Q1: 7,585 shares; 2015Q2: 9,678 shares; 2015Q3: 9,318 shares; 2015Q4: 6,329 shares; 2016Q1: 6,240 shares; 2016Q2: 7,606 shares 7,606$326K0.27%+1,366Timeline
CALLON PETE CO DELCALLON PETE CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 29,038 shares 29,038$326K0.27%new
BAKER HUGHES INCBAKER HUGHES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 16,886 shares; 2014Q4: 14,782 shares; 2015Q1: 12,562 shares; 2015Q2: 8,087 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6,966 shares 6,966$314K0.26%new
ALLERGAN PLCALLERGAN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,322 shares 1,322$306K0.25%new
TRANSCANADA CORPTRANSCANADA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 8,545 shares; 2015Q2: 7,900 shares; 2015Q3: 12,205 shares; 2015Q4: 13,645 shares; 2016Q1: 14,025 shares; 2016Q2: 6,620 shares 6,620$299K0.25%-7,405
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 421 shares; 2016Q2: 421 shares 421$296K0.24%0Timeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,318 shares 2,318$284K0.23%newTimeline
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 57,162 shares 57,162$282K0.23%new
CONTINENTAL RES INCCONTINENTAL RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 7,641 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6,193 shares 6,193$280K0.23%new
VITAL ENERGY INCVITAL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,767 shares 25,767$270K0.22%new
HUNHUNTSMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 40,826 shares; 2014Q4: 37,015 shares; 2015Q1: 35,744 shares; 2015Q2: 21,383 shares; 2015Q3: 20,695 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 19,198 shares 19,198$258K0.21%newTimeline
FRONTLINE PLC FFRONTLINE PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 34,396 shares; 2016Q2: 31,524 shares 31,524$248K0.2%-2,872
ROWAN COMPANIES PLCROWAN COMPANIES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,077 shares; 2016Q2: 13,273 shares 13,273$234K0.19%+3,196
RYAMRAYONIER ADVANCED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 16,484 shares 16,484$224K0.19%newTimeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 25,837 shares; 2014Q4: 25,837 shares; 2015Q1: 25,837 shares; 2015Q2: 25,837 shares; 2015Q3: 25,837 shares; 2015Q4: 25,837 shares; 2016Q1: 25,837 shares; 2016Q2: 12,922 shares 12,922$171K0.14%-12,915Timeline
TRONOX LTDTRONOX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 32,145 shares 32,145$142K0.12%new
WHITING PETE CORP NEWWHITING PETE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: 11,217 shares; 2014Q4: 7,718 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 14,816 shares 14,816$137K0.11%new

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
NUVEEN SHORT DURATION CREDITNUVEEN SHORT DURATION CREDIT193,080$2.9Mshares
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FD122,830$1.8Mshares
Market Vectors EtfMarket Vectors Etf56,890$1.78Mshares
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD268,507$1.47Mshares
BWXSPDR SERIES TRUST26,365$1.47Mshares
CIGCIA ENERGETICA DE MINAS GERA341,426$772Kshares
TFISPDR SERIES TRUST14,554$717Kshares
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD37,693$524Kshares
OGEOGE ENERGY CORP17,558$498Kshares
FEFIRSTENERGY CORP12,308$443Kshares
NATNORDIC AMERICAN TANKERS LIMI30,739$433Kshares
IBNICICI BK LTD58,465$419Kshares
TSAKOS ENERGY NAVIGATION LTDTSAKOS ENERGY NAVIGATION LTD67,368$416Kshares
NUVNUVEEN MUN VALUE FD INC34,856$364Kshares
ENBENBRIDGE INC9,296$362Kshares
BLACKROCK MUN 2020 TERM TRBLACKROCK MUN 2020 TERM TR22,170$358Kshares
NFLXNETFLIX INC.3,391$347Kshares
CCITIGROUP INC8,074$337Kshares
TEEKAY TANKERS LTDTEEKAY TANKERS LTD91,512$336Kshares
SCORPIO TANKERS INCSCORPIO TANKERS INC53,999$315Kshares
OXYOCCIDENTAL PETE CORP4,039$276Kshares
LPGDORIAN LPG LTD28,778$271Kshares
HOLLYFRONTIER CORPHOLLYFRONTIER CORP7,567$267Kshares
CHENIERE ENERGY PTNRS LP HLDCHENIERE ENERGY PTNRS LP HLD14,270$258Kshares
AGRIUM INCAGRIUM INC2,814$248Kshares
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR22,849$235Kshares
WESTERN REFNG INCWESTERN REFNG INC8,063$231Kshares

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001398344-16-015967 base2016-08-03acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001398344-16-015967 Quarter ended 2016-06-302016-08-03acceptance time not in the bulk data set
13F-HR 0001398344-16-012580 Quarter ended 2016-03-312016-04-29acceptance time not in the bulk data set
13F-HR 0001398344-16-009418 Quarter ended 2015-12-312016-02-01acceptance time not in the bulk data set
13F-HR 0001398344-15-006998 Quarter ended 2015-09-302015-10-22acceptance time not in the bulk data set
13F-HR 0001398344-15-004703 Quarter ended 2015-06-302015-07-27acceptance time not in the bulk data set
13F-HR 0001398344-15-003267 Quarter ended 2015-03-312015-05-14acceptance time not in the bulk data set
13F-HR 0001398344-15-000461 Quarter ended 2014-12-312015-01-29acceptance time not in the bulk data set
13F-HR 0001398344-14-005239 Quarter ended 2014-09-302014-10-09acceptance time not in the bulk data set
13F-HR 0001398344-14-004040 Quarter ended 2014-06-302014-08-08acceptance time not in the bulk data set
13F-HR 0001398344-14-002567 Quarter ended 2014-03-312014-05-06acceptance time not in the bulk data set
13F-HR 0001398344-14-000286 Quarter ended 2013-12-312014-01-16acceptance time not in the bulk data set
13F-HR 0001398344-13-004832 Quarter ended 2013-09-302013-10-15acceptance time not in the bulk data set
13F-HR 0001398344-13-003343 Quarter ended 2013-06-302013-07-23acceptance time not in the bulk data set