NEWGATE CAPITAL MANAGEMENT LLC: RIO position timeline

NEWGATE CAPITAL MANAGEMENT LLC held 12,966 RIO shares at 2016-06-30 per its 13F-HR filed 2016-08-03.

the latest 13F is the newest step

1. period ended2016-06-30

   13F 12,966 shares

   Change vs previous 13F +12,966 shares

   0.34% of the 13F portfolio, value $406,000.

   13F-HR 0001398344-16-015967 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2016-08-03 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2015-06-30

   13F 0 shares

   Change vs previous 13F -9,870 shares

   13F-HR 0001398344-15-004703 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2015-07-27 (acceptance time not in the bulk data set), ingested 2026-10-07 19:15:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

3. period ended2015-03-31

   13F 9,870 shares

   Change vs previous 13F -6,888 shares

   0.29% of the 13F portfolio, value $409,000.

   13F-HR 0001398344-15-003267 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2015-05-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:16:30 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2014-12-31

   13F 16,758 shares

   Change vs previous 13F -2,604 shares

   0.51% of the 13F portfolio, value $772,000.

   13F-HR 0001398344-15-000461 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2015-01-29 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2014-09-30

   13F 19,362 shares

   Change vs previous 13F not available

   0.55% of the 13F portfolio, value $952,000.

   13F-HR 0001398344-14-005239 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2014-10-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:26:03 UTC

   Acceptance time not in the bulk data set (spec §4.2).