13F-HR filed by NEWGATE CAPITAL MANAGEMENT LLC
NEWGATE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-03, with 89 holding rows worth $121,029,000.
- Accession
- 0001398344-16-015967
- Filer
- CIK 939761
- Filed
- 2016-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 89 entries on the cover page, a total value of $121,029,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,025,000 with VALUE read as thousands by filing date, 13F file number 028-03871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,345,215 | $10,802,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 2,398,291 | $8,419,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,954,365 | $8,122,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,580,373 | $7,865,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,513,210 | $7,707,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 487,797 | $5,339,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 378,782 | $3,712,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 293,434 | $3,072,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 188,667 | $3,054,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 559,250 | $3,042,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 175,968 | $2,646,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 257,692 | $2,379,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 186,999 | $2,306,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 85,592 | $2,266,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 359,880 | $2,161,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 118,627 | $1,950,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 125,534 | $1,875,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 58,284 | $1,872,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 111,558 | $1,560,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 94,379 | $1,559,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 131,582 | $1,549,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 113,428 | $1,485,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 62,643 | $1,468,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 17,990 | $1,423,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8,025 | $1,325,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 27,042 | $1,225,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 45,358 | $1,176,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 74,330 | $1,142,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,163 | $1,083,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 35,745 | $938,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 19,778 | $907,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,236 | $814,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 49,141 | $758,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 50,341 | $756,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 31,571 | $743,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,395 | $699,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 14,874 | $657,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 9,996 | $651,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,711 | $648,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 17,533 | $636,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 8,463 | $634,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 14,356 | $612,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,619 | $586,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 20,392 | $570,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,239 | $567,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,737 | $541,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,602 | $541,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,780 | $537,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 18,739 | $533,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 15,834 | $518,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 12,868 | $503,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,292 | $499,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 12,536 | $476,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,950 | $472,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 74,887 | $462,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 25,584 | $457,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,558 | $436,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,089 | $435,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 36,567 | $433,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,653 | $425,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 51,187 | $424,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 13,497 | $416,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 17,379 | $413,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,966 | $406,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,774 | $399,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 33,226 | $395,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 34,304 | $383,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 26,577 | $377,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,274 | $356,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 14,501 | $353,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,906 | $344,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 15,734 | $334,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,606 | $326,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 29,038 | $326,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,966 | $314,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,322 | $306,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 6,620 | $299,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 421 | $296,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,318 | $284,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 57,162 | $282,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,193 | $280,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 25,767 | $270,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 19,198 | $258,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 31,524 | $248,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 13,273 | $234,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 16,484 | $224,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,922 | $171,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 32,145 | $142,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 14,816 | $137,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-16-015967 | this filing | 2016-08-03 | acceptance time not in the bulk data set |