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NEWGATE CAPITAL MANAGEMENT LLC

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13F filer, CIK 939761, Greenwich, CT

NEWGATE CAPITAL MANAGEMENT LLC reported $134,360,000 across 96 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-02-01. Its ten largest share positions make up 49.47% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001398344-16-009418

Period
2015-12-31
Reported value
$134M
Holdings
96
Top 10 weight
49.47%
New
17
Sold out
16

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ALLIANZGI DIVIDEND INT & PRMnew+239,330$2.96M
AFBnew+123,873$1.7M
ALLIANZGI CONV INCOME FDnew+266,964$1.46M
NUVEEN INS MUNICIPAL OPP FDnew+101,516$1.45M
VOYA PRIME RATE TRUSTadded+250,484$1.27M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
JFRreduced-276,433-$2.82M
DREYFUS STRATEGIC MUN BD FDexited-255,326-$1.98M
BGBreduced-145,180-$1.94M
BTZexited-107,760-$1.3M
TEIreduced-125,005-$1.25M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2015

Share positions as resolved from 13F-HR 0001398344-16-009418, largest first. % of portfolio is the value over $134,362,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,737,091 shares; 2014Q4: 1,495,627 shares; 2015Q1: 1,300,156 shares; 2015Q2: 1,271,326 shares; 2015Q3: 1,640,022 shares; 2015Q4: 1,720,946 shares 1,720,946$13.4M9.97%+80,924Timeline
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 783,931 shares; 2014Q4: 1,874,924 shares; 2015Q1: 2,498,914 shares; 2015Q2: 2,626,932 shares; 2015Q3: 3,110,241 shares; 2015Q4: 3,182,748 shares 3,182,748$10.7M7.98%+72,507
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 509,100 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 520,798 shares; 2015Q3: 1,253,815 shares; 2015Q4: 1,533,336 shares 1,533,336$6.95M5.17%+279,521
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 410,399 shares; 2014Q4: 445,794 shares; 2015Q1: 445,485 shares; 2015Q2: 439,806 shares; 2015Q3: 574,914 shares; 2015Q4: 626,363 shares 626,363$6.56M4.88%+51,449
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 196,229 shares; 2015Q2: 215,655 shares; 2015Q3: 302,928 shares; 2015Q4: 306,863 shares 306,863$5.48M4.08%+3,935
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 598,468 shares; 2014Q4: 527,113 shares; 2015Q1: 587,643 shares; 2015Q2: 632,654 shares; 2015Q3: 804,388 shares; 2015Q4: 860,434 shares 860,434$4.93M3.67%+56,046
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 310,552 shares; 2015Q3: 399,218 shares; 2015Q4: 480,758 shares 480,758$4.76M3.54%+81,540Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,291,635 shares; 2014Q4: 1,132,507 shares; 2015Q1: 1,028,283 shares; 2015Q2: 463,851 shares; 2015Q3: 1,071,773 shares; 2015Q4: 1,155,904 shares 1,155,904$4.64M3.45%+84,131Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,133,597 shares; 2014Q4: 1,295,034 shares; 2015Q1: 1,087,015 shares; 2015Q2: 961,193 shares; 2015Q3: 656,895 shares; 2015Q4: 907,379 shares 907,379$4.59M3.42%+250,484
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 188,288 shares; 2014Q4: 286,540 shares; 2015Q1: 424,751 shares; 2015Q2: 481,643 shares; 2015Q3: 568,987 shares; 2015Q4: 443,982 shares 443,982$4.43M3.29%-125,005Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 676,497 shares; 2014Q4: 596,203 shares; 2015Q1: 590,099 shares; 2015Q2: 639,262 shares; 2015Q3: 460,767 shares; 2015Q4: 392,055 shares 392,055$4.23M3.15%-68,712Timeline
NUVEEN SHORT DURATION CREDITNUVEEN SHORT DURATION CREDITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 234,468 shares; 2014Q4: 210,133 shares; 2015Q1: 209,455 shares; 2015Q2: 206,548 shares; 2015Q3: 247,494 shares; 2015Q4: 255,837 shares 255,837$3.77M2.81%+8,343
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 240,811 shares; 2014Q4: 215,550 shares; 2015Q1: 265,946 shares; 2015Q2: 264,370 shares; 2015Q3: 316,272 shares; 2015Q4: 248,631 shares 248,631$3.35M2.49%-67,641Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 239,330 shares 239,330$2.96M2.21%new
NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 69,405 shares; 2015Q2: 183,304 shares; 2015Q3: 182,600 shares; 2015Q4: 183,400 shares 183,400$2.59M1.92%+800
DSLDOUBLELINE INCOME SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 163,490 shares; 2015Q1: not reported; 2015Q2: 43,481 shares; 2015Q3: 164,379 shares; 2015Q4: 148,493 shares 148,493$2.39M1.78%-15,886Timeline
NRKNUVEEN NY AMT FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 123,317 shares; 2015Q4: 174,246 shares 174,246$2.28M1.7%+50,929Timeline
XFRAXBLACKROCK FLOATING RATE INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 120,463 shares; 2015Q1: 167,456 shares; 2015Q2: 181,660 shares; 2015Q3: 179,063 shares; 2015Q4: 172,040 shares 172,040$2.22M1.65%-7,023Timeline
AFBALLIANCEBERNSTEIN NATL MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 36,232 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 123,873 shares 123,873$1.7M1.27%newTimeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,715 shares; 2014Q4: 9,631 shares; 2015Q1: 9,496 shares; 2015Q2: 9,366 shares; 2015Q3: 9,941 shares; 2015Q4: 8,892 shares 8,892$1.68M1.25%-1,049Timeline
KEPKOREA ELEC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 44,920 shares; 2015Q1: 55,326 shares; 2015Q2: 59,044 shares; 2015Q3: 76,863 shares; 2015Q4: 71,265 shares 71,265$1.51M1.12%-5,598Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 266,964 shares 266,964$1.46M1.09%new
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 123,689 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 101,516 shares 101,516$1.45M1.08%new
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 47,803 shares; 2015Q3: 94,531 shares; 2015Q4: 95,026 shares 95,026$1.31M0.97%+495Timeline
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 120,742 shares; 2014Q4: 103,951 shares; 2015Q1: 100,756 shares; 2015Q2: 63,302 shares; 2015Q3: 51,137 shares; 2015Q4: 54,387 shares 54,387$1.24M0.92%+3,250Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 355,661 shares; 2014Q4: 318,901 shares; 2015Q1: 318,882 shares; 2015Q2: 314,673 shares; 2015Q3: 372,956 shares; 2015Q4: 96,523 shares 96,523$983K0.73%-276,433Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 9,114 shares; 2014Q4: 9,114 shares; 2015Q1: 9,114 shares; 2015Q2: 9,114 shares; 2015Q3: 9,114 shares; 2015Q4: 9,114 shares 9,114$959K0.71%0Timeline
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 30,991 shares; 2014Q4: 140,736 shares; 2015Q1: 124,112 shares; 2015Q2: 123,725 shares; 2015Q3: 116,914 shares; 2015Q4: 107,320 shares 107,320$840K0.63%-9,594Timeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 28,576 shares; 2014Q4: 27,273 shares; 2015Q1: 21,388 shares; 2015Q2: 19,822 shares; 2015Q3: 25,906 shares; 2015Q4: 22,766 shares 22,766$775K0.58%-3,140Timeline
IGEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,599 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 26,987 shares 26,987$759K0.56%newTimeline
INFYINFOSYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 8,146 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 43,831 shares 43,831$734K0.55%newTimeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 467,915 shares; 2014Q4: 418,604 shares; 2015Q1: 414,102 shares; 2015Q2: 344,598 shares; 2015Q3: 117,675 shares; 2015Q4: 126,332 shares 126,332$729K0.54%+8,657Timeline
CECELANESE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,663 shares; 2014Q4: 14,958 shares; 2015Q1: 14,394 shares; 2015Q2: 10,948 shares; 2015Q3: 10,498 shares; 2015Q4: 9,882 shares 9,882$665K0.49%-616Timeline
TESORO CORPTESORO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,376 shares; 2014Q4: 12,023 shares; 2015Q1: 9,285 shares; 2015Q2: 8,610 shares; 2015Q3: 6,659 shares; 2015Q4: 6,305 shares 6,305$664K0.49%-354
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 182,396 shares; 2014Q4: 124,073 shares; 2015Q1: 106,857 shares; 2015Q2: 164,750 shares; 2015Q3: 194,751 shares; 2015Q4: 49,571 shares 49,571$663K0.49%-145,180Timeline
NUVEEN PREMIER MUN INCOME FDNUVEEN PREMIER MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 48,231 shares 48,231$656K0.49%new
JDJD.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 16,487 shares; 2015Q4: 20,240 shares 20,240$653K0.49%+3,753Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,857 shares; 2015Q1: 9,505 shares; 2015Q2: 8,768 shares; 2015Q3: 8,425 shares; 2015Q4: 7,743 shares 7,743$629K0.47%-682Timeline
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 10,134 shares; 2015Q2: 12,395 shares; 2015Q3: 9,420 shares; 2015Q4: 8,879 shares 8,879$628K0.47%-541Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,676 shares; 2014Q4: 10,948 shares; 2015Q1: 8,607 shares; 2015Q2: 7,930 shares; 2015Q3: 7,667 shares; 2015Q4: 7,168 shares 7,168$623K0.46%-499Timeline
HUANENG PWR INTL INCHUANENG PWR INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 23,355 shares; 2014Q4: 23,854 shares; 2015Q1: 18,807 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17,694 shares 17,694$607K0.45%new
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6,914 shares; 2015Q4: 8,630 shares 8,630$602K0.45%+1,716Timeline
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,539 shares; 2015Q4: 11,558 shares 11,558$599K0.45%+1,019Timeline
PBFPBF ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 17,629 shares; 2015Q2: 16,167 shares; 2015Q3: 21,257 shares; 2015Q4: 15,814 shares 15,814$582K0.43%-5,443Timeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 20,881 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 25,901 shares 25,901$578K0.43%new
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 35,849 shares; 2015Q3: 64,573 shares; 2015Q4: 83,941 shares 83,941$578K0.43%+19,368
CIGCIA ENERGETICA DE MINAS GERAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 157,320 shares; 2014Q4: 204,584 shares; 2015Q1: 205,353 shares; 2015Q2: 189,371 shares; 2015Q3: 397,968 shares; 2015Q4: 392,891 shares 392,891$572K0.43%-5,077Timeline
VIPSVIPSHOP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 23,111 shares; 2015Q3: 38,662 shares; 2015Q4: 37,383 shares 37,383$571K0.42%-1,279Timeline
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,401 shares; 2014Q4: 55,338 shares; 2015Q1: 54,363 shares; 2015Q2: 48,704 shares; 2015Q3: 37,192 shares; 2015Q4: 34,194 shares 34,194$567K0.42%-2,998
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 541,576 shares; 2014Q4: 503,690 shares; 2015Q1: 486,358 shares; 2015Q2: 125,043 shares; 2015Q3: 44,559 shares; 2015Q4: 86,159 shares 86,159$545K0.41%+41,600
CXCEMEX SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 146,867 shares; 2014Q4: 151,935 shares; 2015Q1: 164,636 shares; 2015Q2: 169,268 shares; 2015Q3: 173,317 shares; 2015Q4: 96,938 shares 96,938$540K0.4%-76,379Timeline
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 30,032 shares; 2014Q4: 85,388 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 85,170 shares 85,170$500K0.37%new
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,737 shares; 2015Q1: 4,737 shares; 2015Q2: 4,737 shares; 2015Q3: 4,737 shares; 2015Q4: 4,737 shares 4,737$496K0.37%0Timeline
TRINSEO S ATRINSEO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 13,043 shares; 2015Q3: 16,844 shares; 2015Q4: 17,512 shares 17,512$494K0.37%+668
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 37,610 shares; 2015Q2: 35,363 shares; 2015Q3: 34,441 shares; 2015Q4: 32,174 shares 32,174$484K0.36%-2,267Timeline
CFCF INDUSTRIES HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,302 shares; 2014Q4: 7,105 shares; 2015Q1: 5,506 shares; 2015Q2: 19,583 shares; 2015Q3: 13,375 shares; 2015Q4: 11,628 shares 11,628$475K0.35%-1,747Timeline
TRNTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,149 shares; 2014Q4: 26,745 shares; 2015Q1: 26,116 shares; 2015Q2: 27,666 shares; 2015Q3: 26,526 shares; 2015Q4: 18,750 shares 18,750$448K0.33%-7,776Timeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 6,986 shares; 2015Q1: 18,575 shares; 2015Q2: not reported; 2015Q3: 13,805 shares; 2015Q4: 13,066 shares 13,066$446K0.33%-739Timeline
TRANSCANADA CORPTRANSCANADA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 8,545 shares; 2015Q2: 7,900 shares; 2015Q3: 12,205 shares; 2015Q4: 13,645 shares 13,645$445K0.33%+1,440
OGEOGE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 20,979 shares; 2015Q1: 16,784 shares; 2015Q2: 21,175 shares; 2015Q3: 20,291 shares; 2015Q4: 16,940 shares 16,940$441K0.33%-3,351Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,837 shares; 2014Q4: 25,837 shares; 2015Q1: 25,837 shares; 2015Q2: 25,837 shares; 2015Q3: 25,837 shares; 2015Q4: 25,837 shares 25,837$435K0.32%0Timeline
MBTMOBILE TELESYSTEMS PJSCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 75,650 shares; 2015Q4: 69,903 shares 69,903$432K0.32%-5,747Timeline
SCORPIO TANKERS INCSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 51,299 shares; 2015Q3: 50,079 shares; 2015Q4: 53,495 shares 53,495$429K0.32%+3,416
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,818 shares; 2014Q4: 8,074 shares; 2015Q1: 8,074 shares; 2015Q2: 8,074 shares; 2015Q3: 8,074 shares; 2015Q4: 8,074 shares 8,074$417K0.31%0Timeline
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 13,206 shares; 2015Q4: 13,118 shares 13,118$416K0.31%-88Timeline
ALBALBEMARLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 8,389 shares; 2015Q3: 8,158 shares; 2015Q4: 7,071 shares 7,071$396K0.29%-1,087Timeline
NUVEEN SELECT QUALITY MUN FDNUVEEN SELECT QUALITY MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 12,198 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 46,485 shares; 2015Q4: 28,169 shares 28,169$394K0.29%-18,316
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 70,332 shares; 2015Q4: 28,498 shares 28,498$391K0.29%-41,834
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,033 shares; 2014Q4: 4,519 shares; 2015Q1: 4,332 shares; 2015Q2: 5,463 shares; 2015Q3: 5,292 shares; 2015Q4: 5,520 shares 5,520$390K0.29%+228Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,391 shares; 2015Q4: 3,391 shares 3,391$388K0.29%0Timeline
TSAKOS ENERGY NAVIGATION LTDTSAKOS ENERGY NAVIGATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 50,747 shares; 2015Q3: 56,038 shares; 2015Q4: 48,478 shares 48,478$384K0.29%-7,560
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 9,615 shares; 2015Q1: 15,613 shares; 2015Q2: 14,574 shares; 2015Q3: 13,887 shares; 2015Q4: 11,482 shares 11,482$381K0.28%-2,405Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 512,679 shares; 2014Q4: 591,199 shares; 2015Q1: 401,131 shares; 2015Q2: 181,622 shares; 2015Q3: 32,088 shares; 2015Q4: 53,912 shares 53,912$379K0.28%+21,824Timeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 3,626 shares; 2015Q2: 6,162 shares; 2015Q3: 5,928 shares; 2015Q4: 4,518 shares 4,518$370K0.28%-1,410Timeline
SRLNSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 7,055 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,994 shares 7,994$369K0.27%newTimeline
EMNEASTMAN CHEM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 6,483 shares; 2015Q1: 4,720 shares; 2015Q2: 5,915 shares; 2015Q3: 5,732 shares; 2015Q4: 5,276 shares 5,276$356K0.26%-456Timeline
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,326 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 15,406 shares; 2015Q4: 15,406 shares 15,406$356K0.26%0
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 9,287 shares; 2015Q4: 8,919 shares 8,919$348K0.26%-368
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 128,339 shares; 2015Q2: 138,560 shares; 2015Q3: 62,989 shares; 2015Q4: 24,596 shares 24,596$347K0.26%-38,393
WLKWESTLAKE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,626 shares; 2014Q4: 10,617 shares; 2015Q1: 7,585 shares; 2015Q2: 9,678 shares; 2015Q3: 9,318 shares; 2015Q4: 6,329 shares 6,329$344K0.26%-2,989Timeline
LPGDORIAN LPG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 17,653 shares; 2015Q3: 32,970 shares; 2015Q4: 28,360 shares 28,360$334K0.25%-4,610Timeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 26,937 shares 26,937$333K0.25%newTimeline
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,276 shares; 2014Q4: 4,626 shares; 2015Q1: 4,552 shares; 2015Q2: 5,835 shares; 2015Q3: 5,683 shares; 2015Q4: 10,253 shares 10,253$328K0.24%+4,570Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,318 shares; 2014Q4: 11,649 shares; 2015Q1: 8,519 shares; 2015Q2: 11,563 shares; 2015Q3: 8,610 shares; 2015Q4: 7,969 shares 7,969$318K0.24%-641
KRATON CORPORATIONKRATON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,101 shares; 2015Q4: 18,836 shares 18,836$313K0.23%+8,735
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 14,774 shares 14,774$312K0.23%new
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 8,615 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,336 shares 9,336$305K0.23%newTimeline
GBXGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 6,743 shares; 2015Q2: 8,636 shares; 2015Q3: 8,148 shares; 2015Q4: 9,388 shares 9,388$303K0.23%+1,240Timeline
WESTERN REFNG INCWESTERN REFNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,098 shares; 2014Q4: 14,170 shares; 2015Q1: 10,299 shares; 2015Q2: 10,751 shares; 2015Q3: 9,181 shares; 2015Q4: 8,472 shares 8,472$299K0.22%-709
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 4,815 shares; 2015Q3: 4,701 shares; 2015Q4: 4,057 shares 4,057$274K0.2%-644Timeline
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,145 shares; 2014Q4: 15,878 shares; 2015Q1: 11,639 shares; 2015Q2: 14,846 shares; 2015Q3: 14,302 shares; 2015Q4: 11,957 shares 11,957$261K0.19%-2,345Timeline
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 36,060 shares; 2014Q4: 64,726 shares; 2015Q1: 65,839 shares; 2015Q2: 70,684 shares; 2015Q3: 66,427 shares; 2015Q4: 24,518 shares 24,518$259K0.19%-41,909
AGRIUM INCAGRIUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,212 shares; 2015Q2: 3,340 shares; 2015Q3: 3,228 shares; 2015Q4: 2,799 shares 2,799$250K0.19%-429
NOBLE CORP PLCNOBLE CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 22,048 shares 22,048$233K0.17%new
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,671 shares 7,671$209K0.16%new
FRONTLINE LTDFRONTLINE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 58,891 shares 58,891$176K0.13%new

Sold out in Q4 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD255,326$1.98Mshares
BTZBLACKROCK CR ALLOCATION107,760$1.3Mshares
ITUBITAU UNIBANCO HLDG S A100,472$665Kshares
LPLLG DISPLAY CO LTD68,225$648Kshares
VKQINVESCO MUNICIPAL TRUST50,640$618Kshares
NUVEEN MUN ADVANTAGE FD INNUVEEN MUN ADVANTAGE FD IN46,326$614Kshares
BBDBANCO BRADESCO S A111,612$598Kshares
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD42,968$573Kshares
CMCCOMMERCIAL METALS CO34,720$470Kshares
BCCBOISE CASCADE CO DEL14,922$376Kshares
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM26,847$351Kshares
MEOHMETHANEX CORP8,306$275Kshares
STLDSTEEL DYNAMICS INC15,788$271Kshares
MOSMOSAIC CO7,080$220Kshares
HBMHUDBAY MINERALS INC55,064$203Kshares
HUNHUNTSMAN CORP20,695$201Kshares

How Q4 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001398344-16-009418 base2016-02-01acceptance time not in the bulk data set