13F-HR filed by NEWGATE CAPITAL MANAGEMENT LLC
NEWGATE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-27, with 97 holding rows worth $135,104,000.
- Accession
- 0001398344-15-004703
- Filer
- CIK 939761
- Filed
- 2015-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 97 entries on the cover page, a total value of $135,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,104,000 with VALUE read as thousands by filing date, 13F file number 028-03871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,271,326 | $10,882,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 2,626,932 | $9,446,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 639,262 | $7,632,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 481,643 | $5,158,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 439,806 | $5,073,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 961,193 | $5,020,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 215,655 | $4,318,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 264,370 | $4,069,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 632,654 | $4,027,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 206,548 | $3,384,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 310,552 | $3,381,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 314,673 | $3,361,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 520,798 | $2,565,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 164,750 | $2,558,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 183,304 | $2,446,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 181,660 | $2,444,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 344,598 | $2,128,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 463,851 | $2,057,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 252,355 | $1,925,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9,366 | $1,865,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 138,560 | $1,839,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 218,161 | $1,714,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 181,622 | $1,644,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 169,268 | $1,550,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 44,592 | $1,513,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 63,302 | $1,438,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 123,725 | $1,289,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 19,583 | $1,259,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 59,044 | $1,202,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,114 | $1,143,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 113,688 | $1,041,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 95,215 | $948,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 125,043 | $876,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 70,684 | $875,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,822 | $854,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 43,481 | $853,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,930 | $821,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 70,731 | $820,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 48,704 | $795,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 87,787 | $794,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 10,948 | $787,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,395 | $776,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 27,666 | $728,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 8,610 | $727,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 189,371 | $722,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,768 | $721,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 166,201 | $713,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 14,574 | $682,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 9,678 | $664,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 96,162 | $635,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 32,008 | $628,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 51,535 | $616,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 47,127 | $610,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 29,312 | $607,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 47,803 | $606,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 21,175 | $600,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 47,428 | $596,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 15,302 | $561,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,565 | $521,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 51,299 | $518,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 23,111 | $514,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 35,363 | $503,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 8,087 | $499,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,162 | $496,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 11,563 | $494,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,915 | $484,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 50,747 | $484,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 8,684 | $483,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 30,077 | $480,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,463 | $477,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 63,834 | $476,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 21,383 | $472,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 10,751 | $469,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 8,389 | $464,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 16,167 | $459,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,074 | $446,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,512 | $444,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 53,217 | $443,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,837 | $440,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,737 | $406,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,819 | $403,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 14,846 | $403,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 8,636 | $403,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,815 | $374,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,340 | $354,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 13,043 | $350,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,281 | $348,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,835 | $347,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,292 | $342,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 8,686 | $327,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,900 | $321,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 13,028 | $308,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 12,405 | $306,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 17,653 | $294,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 53,856 | $276,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,393 | $254,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 35,849 | $236,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-15-004703 | this filing | 2015-07-27 | acceptance time not in the bulk data set |