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NEWGATE CAPITAL MANAGEMENT LLC

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13F filer, CIK 939761, Greenwich, CT

NEWGATE CAPITAL MANAGEMENT LLC reported $134,538,000 across 95 holdings for the quarter ended 2015-09-30, in a 13F-HR filed 2015-10-22. Its ten largest share positions make up 48.13% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001398344-15-006998

Period
2015-09-30
Reported value
$135M
Holdings
95
Top 10 weight
48.13%
New
16
Sold out
18

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ABERDEEN ASIA-PACIFIC INCOM…added+733,017$3.3M
XJQCXadded+368,696$2.92M
VVRadded+607,922$2.53M
DSLadded+120,898$2.09M
BLACKROCK DEBT STRAT FD INCadded+483,309$1.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
XAWFXreduced-178,495-$1.96M
DREYFUS STRATEGIC MUNS INCexited-218,161-$1.71M
VOYA PRIME RATE TRUSTreduced-304,298-$1.53M
XCAFXexited-44,592-$1.51M
EVFreduced-226,923-$1.32M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR 0001398344-15-006998, largest first. % of portfolio is the value over $134,541,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,737,091 shares; 2014Q4: 1,495,627 shares; 2015Q1: 1,300,156 shares; 2015Q2: 1,271,326 shares; 2015Q3: 1,640,022 shares 1,640,022$13M9.67%+368,696Timeline
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 783,931 shares; 2014Q4: 1,874,924 shares; 2015Q1: 2,498,914 shares; 2015Q2: 2,626,932 shares; 2015Q3: 3,110,241 shares 3,110,241$10.3M7.68%+483,309
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 410,399 shares; 2014Q4: 445,794 shares; 2015Q1: 445,485 shares; 2015Q2: 439,806 shares; 2015Q3: 574,914 shares 574,914$6.04M4.49%+135,108
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 509,100 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 520,798 shares; 2015Q3: 1,253,815 shares 1,253,815$5.64M4.19%+733,017
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 188,288 shares; 2014Q4: 286,540 shares; 2015Q1: 424,751 shares; 2015Q2: 481,643 shares; 2015Q3: 568,987 shares 568,987$5.51M4.1%+87,344Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 196,229 shares; 2015Q2: 215,655 shares; 2015Q3: 302,928 shares 302,928$5.49M4.08%+87,273
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 676,497 shares; 2014Q4: 596,203 shares; 2015Q1: 590,099 shares; 2015Q2: 639,262 shares; 2015Q3: 460,767 shares 460,767$5.06M3.76%-178,495Timeline
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 598,468 shares; 2014Q4: 527,113 shares; 2015Q1: 587,643 shares; 2015Q2: 632,654 shares; 2015Q3: 804,388 shares 804,388$4.73M3.51%+171,734
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 240,811 shares; 2014Q4: 215,550 shares; 2015Q1: 265,946 shares; 2015Q2: 264,370 shares; 2015Q3: 316,272 shares 316,272$4.51M3.35%+51,902Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,291,635 shares; 2014Q4: 1,132,507 shares; 2015Q1: 1,028,283 shares; 2015Q2: 463,851 shares; 2015Q3: 1,071,773 shares 1,071,773$4.45M3.31%+607,922Timeline
NUVEEN SHORT DURATION CREDITNUVEEN SHORT DURATION CREDITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 234,468 shares; 2014Q4: 210,133 shares; 2015Q1: 209,455 shares; 2015Q2: 206,548 shares; 2015Q3: 247,494 shares 247,494$3.74M2.78%+40,946
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 355,661 shares; 2014Q4: 318,901 shares; 2015Q1: 318,882 shares; 2015Q2: 314,673 shares; 2015Q3: 372,956 shares 372,956$3.73M2.77%+58,283Timeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 310,552 shares; 2015Q3: 399,218 shares 399,218$3.68M2.73%+88,666Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,133,597 shares; 2014Q4: 1,295,034 shares; 2015Q1: 1,087,015 shares; 2015Q2: 961,193 shares; 2015Q3: 656,895 shares 656,895$3.31M2.46%-304,298
DSLDOUBLELINE INCOME SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 163,490 shares; 2015Q1: not reported; 2015Q2: 43,481 shares; 2015Q3: 164,379 shares 164,379$2.84M2.11%+120,898Timeline
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 182,396 shares; 2014Q4: 124,073 shares; 2015Q1: 106,857 shares; 2015Q2: 164,750 shares; 2015Q3: 194,751 shares 194,751$2.77M2.06%+30,001Timeline
NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 69,405 shares; 2015Q2: 183,304 shares; 2015Q3: 182,600 shares 182,600$2.48M1.84%-704
XFRAXBLACKROCK FLOATING RATE INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 120,463 shares; 2015Q1: 167,456 shares; 2015Q2: 181,660 shares; 2015Q3: 179,063 shares 179,063$2.31M1.71%-2,597Timeline
DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 246,026 shares; 2015Q1: 256,017 shares; 2015Q2: 252,355 shares; 2015Q3: 255,326 shares 255,326$1.98M1.47%+2,971
KEPKOREA ELEC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 44,920 shares; 2015Q1: 55,326 shares; 2015Q2: 59,044 shares; 2015Q3: 76,863 shares 76,863$1.57M1.17%+17,819Timeline
NRKNUVEEN NY AMT FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 123,317 shares 123,317$1.54M1.15%newTimeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,715 shares; 2014Q4: 9,631 shares; 2015Q1: 9,496 shares; 2015Q2: 9,366 shares; 2015Q3: 9,941 shares 9,941$1.37M1.02%+575Timeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 107,760 shares 107,760$1.3M0.97%newTimeline
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 47,803 shares; 2015Q3: 94,531 shares 94,531$1.23M0.91%+46,728Timeline
CXCEMEX SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 146,867 shares; 2014Q4: 151,935 shares; 2015Q1: 164,636 shares; 2015Q2: 169,268 shares; 2015Q3: 173,317 shares 173,317$1.21M0.9%+4,049Timeline
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 120,742 shares; 2014Q4: 103,951 shares; 2015Q1: 100,756 shares; 2015Q2: 63,302 shares; 2015Q3: 51,137 shares 51,137$1.06M0.79%-12,165Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 9,114 shares; 2014Q4: 9,114 shares; 2015Q1: 9,114 shares; 2015Q2: 9,114 shares; 2015Q3: 9,114 shares 9,114$1M0.75%0Timeline
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 30,991 shares; 2014Q4: 140,736 shares; 2015Q1: 124,112 shares; 2015Q2: 123,725 shares; 2015Q3: 116,914 shares 116,914$980K0.73%-6,811Timeline
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 70,332 shares 70,332$917K0.68%new
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 28,576 shares; 2014Q4: 27,273 shares; 2015Q1: 21,388 shares; 2015Q2: 19,822 shares; 2015Q3: 25,906 shares 25,906$916K0.68%+6,084Timeline
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 128,339 shares; 2015Q2: 138,560 shares; 2015Q3: 62,989 shares 62,989$845K0.63%-75,571
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 36,060 shares; 2014Q4: 64,726 shares; 2015Q1: 65,839 shares; 2015Q2: 70,684 shares; 2015Q3: 66,427 shares 66,427$715K0.53%-4,257
CIGCIA ENERGETICA DE MINAS GERAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 157,320 shares; 2014Q4: 204,584 shares; 2015Q1: 205,353 shares; 2015Q2: 189,371 shares; 2015Q3: 397,968 shares 397,968$708K0.53%+208,597Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 467,915 shares; 2014Q4: 418,604 shares; 2015Q1: 414,102 shares; 2015Q2: 344,598 shares; 2015Q3: 117,675 shares 117,675$687K0.51%-226,923Timeline
ITUBITAU UNIBANCO HLDG S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 106,123 shares; 2014Q4: 89,519 shares; 2015Q1: 84,896 shares; 2015Q2: 95,215 shares; 2015Q3: 100,472 shares 100,472$665K0.49%+5,257Timeline
VIPSVIPSHOP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 23,111 shares; 2015Q3: 38,662 shares 38,662$650K0.48%+15,551Timeline
LPLLG DISPLAY CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 70,838 shares; 2015Q1: 70,013 shares; 2015Q2: 70,731 shares; 2015Q3: 68,225 shares 68,225$648K0.48%-2,506Timeline
TESORO CORPTESORO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,376 shares; 2014Q4: 12,023 shares; 2015Q1: 9,285 shares; 2015Q2: 8,610 shares; 2015Q3: 6,659 shares 6,659$648K0.48%-1,951
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,676 shares; 2014Q4: 10,948 shares; 2015Q1: 8,607 shares; 2015Q2: 7,930 shares; 2015Q3: 7,667 shares 7,667$639K0.47%-263Timeline
CECELANESE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,663 shares; 2014Q4: 14,958 shares; 2015Q1: 14,394 shares; 2015Q2: 10,948 shares; 2015Q3: 10,498 shares 10,498$621K0.46%-450Timeline
NUVEEN SELECT QUALITY MUN FDNUVEEN SELECT QUALITY MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 12,198 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 46,485 shares 46,485$619K0.46%new
VKQINVESCO MUNICIPAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 51,535 shares; 2015Q3: 50,640 shares 50,640$618K0.46%-895Timeline
NUVEEN MUN ADVANTAGE FD INNUVEEN MUN ADVANTAGE FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 25,973 shares; 2015Q2: 47,127 shares; 2015Q3: 46,326 shares 46,326$614K0.46%-801
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,401 shares; 2014Q4: 55,338 shares; 2015Q1: 54,363 shares; 2015Q2: 48,704 shares; 2015Q3: 37,192 shares 37,192$604K0.45%-11,512
CFCF INDUSTRIES HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,302 shares; 2014Q4: 7,105 shares; 2015Q1: 5,506 shares; 2015Q2: 19,583 shares; 2015Q3: 13,375 shares 13,375$601K0.45%-6,208Timeline
PBFPBF ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 17,629 shares; 2015Q2: 16,167 shares; 2015Q3: 21,257 shares 21,257$600K0.45%+5,090Timeline
TRNTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,149 shares; 2014Q4: 26,745 shares; 2015Q1: 26,116 shares; 2015Q2: 27,666 shares; 2015Q3: 26,526 shares 26,526$599K0.45%-1,140Timeline
BBDBANCO BRADESCO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 44,754 shares; 2014Q4: 81,272 shares; 2015Q1: 86,412 shares; 2015Q2: 113,688 shares; 2015Q3: 111,612 shares 111,612$598K0.44%-2,076Timeline
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 42,968 shares 42,968$573K0.43%new
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 10,134 shares; 2015Q2: 12,395 shares; 2015Q3: 9,420 shares 9,420$566K0.42%-2,975Timeline
OGEOGE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 20,979 shares; 2015Q1: 16,784 shares; 2015Q2: 21,175 shares; 2015Q3: 20,291 shares 20,291$550K0.41%-884Timeline
MBTMOBILE TELESYSTEMS PJSCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 75,650 shares 75,650$534K0.4%newTimeline
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 37,610 shares; 2015Q2: 35,363 shares; 2015Q3: 34,441 shares 34,441$524K0.39%-922Timeline
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 9,615 shares; 2015Q1: 15,613 shares; 2015Q2: 14,574 shares; 2015Q3: 13,887 shares 13,887$516K0.38%-687Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,857 shares; 2015Q1: 9,505 shares; 2015Q2: 8,768 shares; 2015Q3: 8,425 shares 8,425$497K0.37%-343Timeline
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,539 shares 10,539$488K0.36%newTimeline
WLKWESTLAKE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,626 shares; 2014Q4: 10,617 shares; 2015Q1: 7,585 shares; 2015Q2: 9,678 shares; 2015Q3: 9,318 shares 9,318$484K0.36%-360Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6,914 shares 6,914$477K0.35%newTimeline
CMCCOMMERCIAL METALS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 30,077 shares; 2015Q3: 34,720 shares 34,720$470K0.35%+4,643Timeline
SCORPIO TANKERS INCSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 51,299 shares; 2015Q3: 50,079 shares 50,079$459K0.34%-1,220
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 3,626 shares; 2015Q2: 6,162 shares; 2015Q3: 5,928 shares 5,928$456K0.34%-234Timeline
TSAKOS ENERGY NAVIGATION LTDTSAKOS ENERGY NAVIGATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 50,747 shares; 2015Q3: 56,038 shares 56,038$456K0.34%+5,291
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 6,986 shares; 2015Q1: 18,575 shares; 2015Q2: not reported; 2015Q3: 13,805 shares 13,805$454K0.34%newTimeline
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 35,849 shares; 2015Q3: 64,573 shares 64,573$446K0.33%+28,724
JDJD.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 16,487 shares 16,487$430K0.32%newTimeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,737 shares; 2015Q1: 4,737 shares; 2015Q2: 4,737 shares; 2015Q3: 4,737 shares 4,737$426K0.32%0Timeline
TRINSEO S ATRINSEO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 13,043 shares; 2015Q3: 16,844 shares 16,844$425K0.32%+3,801
HOLLYFRONTIER CORPHOLLYFRONTIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,318 shares; 2014Q4: 11,649 shares; 2015Q1: 8,519 shares; 2015Q2: 11,563 shares; 2015Q3: 8,610 shares 8,610$421K0.31%-2,953
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,326 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 15,406 shares 15,406$415K0.31%new
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 13,206 shares 13,206$413K0.31%newTimeline
WESTERN REFNG INCWESTERN REFNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,098 shares; 2014Q4: 14,170 shares; 2015Q1: 10,299 shares; 2015Q2: 10,751 shares; 2015Q3: 9,181 shares 9,181$405K0.3%-1,570
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,837 shares; 2014Q4: 25,837 shares; 2015Q1: 25,837 shares; 2015Q2: 25,837 shares; 2015Q3: 25,837 shares 25,837$403K0.3%0Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,818 shares; 2014Q4: 8,074 shares; 2015Q1: 8,074 shares; 2015Q2: 8,074 shares; 2015Q3: 8,074 shares 8,074$401K0.3%0Timeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,033 shares; 2014Q4: 4,519 shares; 2015Q1: 4,332 shares; 2015Q2: 5,463 shares; 2015Q3: 5,292 shares 5,292$385K0.29%-171Timeline
TRANSCANADA CORPTRANSCANADA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 8,545 shares; 2015Q2: 7,900 shares; 2015Q3: 12,205 shares 12,205$385K0.29%+4,305
BCCBOISE CASCADE CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 14,188 shares; 2015Q1: 16,675 shares; 2015Q2: 15,302 shares; 2015Q3: 14,922 shares 14,922$376K0.28%-380Timeline
EMNEASTMAN CHEM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 6,483 shares; 2015Q1: 4,720 shares; 2015Q2: 5,915 shares; 2015Q3: 5,732 shares 5,732$371K0.28%-183Timeline
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 9,287 shares 9,287$368K0.27%new
ALBALBEMARLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 8,389 shares; 2015Q3: 8,158 shares 8,158$360K0.27%-231Timeline
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 74,842 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 26,847 shares 26,847$351K0.26%new
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,391 shares 3,391$350K0.26%newTimeline
LPGDORIAN LPG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 17,653 shares; 2015Q3: 32,970 shares 32,970$340K0.25%+15,317Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 4,815 shares; 2015Q3: 4,701 shares 4,701$311K0.23%-114Timeline
AGRIUM INCAGRIUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,212 shares; 2015Q2: 3,340 shares; 2015Q3: 3,228 shares 3,228$289K0.21%-112
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,145 shares; 2014Q4: 15,878 shares; 2015Q1: 11,639 shares; 2015Q2: 14,846 shares; 2015Q3: 14,302 shares 14,302$278K0.21%-544Timeline
MEOHMETHANEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,933 shares; 2014Q4: 10,551 shares; 2015Q1: 10,486 shares; 2015Q2: 8,684 shares; 2015Q3: 8,306 shares 8,306$275K0.2%-378Timeline
STLDSTEEL DYNAMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 35,122 shares; 2014Q4: 31,862 shares; 2015Q1: 22,696 shares; 2015Q2: 29,312 shares; 2015Q3: 15,788 shares 15,788$271K0.2%-13,524Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 541,576 shares; 2014Q4: 503,690 shares; 2015Q1: 486,358 shares; 2015Q2: 125,043 shares; 2015Q3: 44,559 shares 44,559$271K0.2%-80,484
GBXGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 6,743 shares; 2015Q2: 8,636 shares; 2015Q3: 8,148 shares 8,148$262K0.19%-488Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 512,679 shares; 2014Q4: 591,199 shares; 2015Q1: 401,131 shares; 2015Q2: 181,622 shares; 2015Q3: 32,088 shares 32,088$226K0.17%-149,534Timeline
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 7,725 shares; 2015Q2: 7,292 shares; 2015Q3: 7,080 shares 7,080$220K0.16%-212Timeline
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,276 shares; 2014Q4: 4,626 shares; 2015Q1: 4,552 shares; 2015Q2: 5,835 shares; 2015Q3: 5,683 shares 5,683$211K0.16%-152Timeline
HBMHUDBAY MINERALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 53,217 shares; 2015Q3: 55,064 shares 55,064$203K0.15%+1,847Timeline
HUNHUNTSMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,826 shares; 2014Q4: 37,015 shares; 2015Q1: 35,744 shares; 2015Q2: 21,383 shares; 2015Q3: 20,695 shares 20,695$201K0.15%-688Timeline
KRATON CORPORATIONKRATON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,101 shares 10,101$181K0.13%new

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC218,161$1.71Mshares
XCAFXMORGAN STANLEY CHINA A SH FD44,592$1.51Mshares
PBRPETROLEO BRASILEIRO S A87,787$794Kshares
AU OPTRONICS CORPAU OPTRONICS CORP166,201$713Kshares
ADVANCED SEMICONDUCTOR ENGRADVANCED SEMICONDUCTOR ENGR96,162$635Kshares
MLCOMELCO RESORTS AND ENTMNT LTD32,008$628Kshares
NUVEEN INSD QUALITY MUN FD INUVEEN INSD QUALITY MUN FD I47,428$596Kshares
KMIKINDER MORGAN INC DEL13,565$521Kshares
BAKER HUGHES INCBAKER HUGHES INC8,087$499Kshares
SILICONWARE PRECISION INDS LSILICONWARE PRECISION INDS L63,834$476Kshares
TEEKAY CORPORATIONTEEKAY CORPORATION10,512$444Kshares
DALDELTA AIR LINES INC9,819$403Kshares
EQTEQT CORP4,281$348Kshares
CVICVR ENERGY INC8,686$327Kshares
STATE STREET IG PUBLIC &PRI…STATE STREET IG PUBLIC &PRIVATE C…13,028$308Kshares
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST12,405$306Kshares
OCEAN RIG UDW INCOCEAN RIG UDW INC53,856$276Kshares
ENSCO PLCENSCO PLC11,393$254Kshares

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001398344-15-006998 base2015-10-22acceptance time not in the bulk data set