Skip to content
Disclosery

NEWGATE CAPITAL MANAGEMENT LLC

Follow

13F filer, CIK 939761, Greenwich, CT

NEWGATE CAPITAL MANAGEMENT LLC reported $111,193,000 across 90 holdings for the quarter ended 2016-03-31, in a 13F-HR filed 2016-04-29. Its ten largest share positions make up 50.16% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001398344-16-012580

Period
2016-03-31
Reported value
$111M
Holdings
90
Top 10 weight
50.16%
New
22
Sold out
28

Largest buys vs the previous quarter

SecurityShares changeApprox. value
POWERSHARES GLOBAL ETF TRUSTnew+96,908$2.49M
Market Vectors Etfnew+56,890$1.78M
XBOEXnew+145,508$1.71M
ALPINE GLOBAL PREMIER PPTYSnew+275,927$1.53M
BWXnew+26,365$1.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PIMCO DYNAMIC CR INCOME FDexited-306,863-$5.48M
XAWFXexited-392,055-$4.23M
BGXexited-248,631-$3.35M
XJQCXreduced-425,757-$3.35M
BLACKROCK DEBT STRAT FD INCreduced-865,383-$2.99M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2016

Share positions as resolved from 13F-HR 0001398344-16-012580, largest first. % of portfolio is the value over $111,191,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 1,737,091 shares; 2014Q4: 1,495,627 shares; 2015Q1: 1,300,156 shares; 2015Q2: 1,271,326 shares; 2015Q3: 1,640,022 shares; 2015Q4: 1,720,946 shares; 2016Q1: 1,295,189 shares 1,295,189$10.2M9.15%-425,757Timeline
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 783,931 shares; 2014Q4: 1,874,924 shares; 2015Q1: 2,498,914 shares; 2015Q2: 2,626,932 shares; 2015Q3: 3,110,241 shares; 2015Q4: 3,182,748 shares; 2016Q1: 2,317,365 shares 2,317,365$8M7.19%-865,383
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 509,100 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 520,798 shares; 2015Q3: 1,253,815 shares; 2015Q4: 1,533,336 shares; 2016Q1: 1,485,804 shares 1,485,804$7.38M6.63%-47,532
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 1,133,597 shares; 2014Q4: 1,295,034 shares; 2015Q1: 1,087,015 shares; 2015Q2: 961,193 shares; 2015Q3: 656,895 shares; 2015Q4: 907,379 shares; 2016Q1: 1,184,760 shares 1,184,760$5.94M5.34%+277,381
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 410,399 shares; 2014Q4: 445,794 shares; 2015Q1: 445,485 shares; 2015Q2: 439,806 shares; 2015Q3: 574,914 shares; 2015Q4: 626,363 shares; 2016Q1: 481,867 shares 481,867$5.14M4.63%-144,496
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 310,552 shares; 2015Q3: 399,218 shares; 2015Q4: 480,758 shares; 2016Q1: 515,126 shares 515,126$4.86M4.37%+34,368Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 1,291,635 shares; 2014Q4: 1,132,507 shares; 2015Q1: 1,028,283 shares; 2015Q2: 463,851 shares; 2015Q3: 1,071,773 shares; 2015Q4: 1,155,904 shares; 2016Q1: 1,179,018 shares 1,179,018$4.73M4.26%+23,114Timeline
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 598,468 shares; 2014Q4: 527,113 shares; 2015Q1: 587,643 shares; 2015Q2: 632,654 shares; 2015Q3: 804,388 shares; 2015Q4: 860,434 shares; 2016Q1: 629,247 shares 629,247$3.69M3.32%-231,187
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 188,288 shares; 2014Q4: 286,540 shares; 2015Q1: 424,751 shares; 2015Q2: 481,643 shares; 2015Q3: 568,987 shares; 2015Q4: 443,982 shares; 2016Q1: 288,000 shares 288,000$2.96M2.66%-155,982Timeline
NUVEEN SHORT DURATION CREDITNUVEEN SHORT DURATION CREDITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 234,468 shares; 2014Q4: 210,133 shares; 2015Q1: 209,455 shares; 2015Q2: 206,548 shares; 2015Q3: 247,494 shares; 2015Q4: 255,837 shares; 2016Q1: 193,080 shares 193,080$2.9M2.61%-62,757
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 239,330 shares; 2016Q1: 226,435 shares 226,435$2.78M2.5%-12,895
AFBALLIANCEBERNSTEIN NATL MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 36,232 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 123,873 shares; 2016Q1: 177,513 shares 177,513$2.55M2.3%+53,640Timeline
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 12,561 shares; 2015Q2: 12,405 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 96,908 shares 96,908$2.49M2.24%new
XFRAXBLACKROCK FLOATING RATE INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 120,463 shares; 2015Q1: 167,456 shares; 2015Q2: 181,660 shares; 2015Q3: 179,063 shares; 2015Q4: 172,040 shares; 2016Q1: 148,707 shares 148,707$1.93M1.74%-23,333Timeline
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 123,689 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 101,516 shares; 2016Q1: 122,830 shares 122,830$1.8M1.62%+21,314
Market Vectors EtfMarket Vectors EtfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 56,890 shares 56,890$1.78M1.6%new
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 145,508 shares 145,508$1.71M1.54%newTimeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,715 shares; 2014Q4: 9,631 shares; 2015Q1: 9,496 shares; 2015Q2: 9,366 shares; 2015Q3: 9,941 shares; 2015Q4: 8,892 shares; 2016Q1: 8,017 shares 8,017$1.53M1.38%-875Timeline
ALPINE GLOBAL PREMIER PPTYSALPINE GLOBAL PREMIER PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 275,927 shares 275,927$1.53M1.38%new
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 266,964 shares; 2016Q1: 268,507 shares 268,507$1.47M1.32%+1,543
BWXSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 26,365 shares 26,365$1.47M1.32%newTimeline
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 47,803 shares; 2015Q3: 94,531 shares; 2015Q4: 95,026 shares; 2016Q1: 99,920 shares 99,920$1.41M1.27%+4,894Timeline
KEPKOREA ELEC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 44,920 shares; 2015Q1: 55,326 shares; 2015Q2: 59,044 shares; 2015Q3: 76,863 shares; 2015Q4: 71,265 shares; 2016Q1: 51,657 shares 51,657$1.33M1.2%-19,608Timeline
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 120,742 shares; 2014Q4: 103,951 shares; 2015Q1: 100,756 shares; 2015Q2: 63,302 shares; 2015Q3: 51,137 shares; 2015Q4: 54,387 shares; 2016Q1: 45,948 shares 45,948$1.2M1.08%-8,439Timeline
NRKNUVEEN NY AMT FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 123,317 shares; 2015Q4: 174,246 shares; 2016Q1: 88,845 shares 88,845$1.19M1.07%-85,401Timeline
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,707 shares 20,707$1.04M0.94%new
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 9,114 shares; 2014Q4: 9,114 shares; 2015Q1: 9,114 shares; 2015Q2: 9,114 shares; 2015Q3: 9,114 shares; 2015Q4: 9,114 shares; 2016Q1: 9,114 shares 9,114$993K0.89%0Timeline
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 38,744 shares 38,744$930K0.84%newTimeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 6,914 shares; 2015Q4: 8,630 shares; 2016Q1: 11,894 shares 11,894$877K0.79%+3,264Timeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 28,576 shares; 2014Q4: 27,273 shares; 2015Q1: 21,388 shares; 2015Q2: 19,822 shares; 2015Q3: 25,906 shares; 2015Q4: 22,766 shares; 2016Q1: 22,433 shares 22,433$801K0.72%-333Timeline
CIGCIA ENERGETICA DE MINAS GERAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 157,320 shares; 2014Q4: 204,584 shares; 2015Q1: 205,353 shares; 2015Q2: 189,371 shares; 2015Q3: 397,968 shares; 2015Q4: 392,891 shares; 2016Q1: 341,426 shares 341,426$772K0.69%-51,465Timeline
TFISPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 14,554 shares 14,554$717K0.64%newTimeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,857 shares; 2015Q1: 9,505 shares; 2015Q2: 8,768 shares; 2015Q3: 8,425 shares; 2015Q4: 7,743 shares; 2016Q1: 8,389 shares 8,389$663K0.6%+646Timeline
NTESNETEASE COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,523 shares 4,523$649K0.58%newTimeline
CXCEMEX SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 146,867 shares; 2014Q4: 151,935 shares; 2015Q1: 164,636 shares; 2015Q2: 169,268 shares; 2015Q3: 173,317 shares; 2015Q4: 96,938 shares; 2016Q1: 82,101 shares 82,101$598K0.54%-14,837Timeline
TRANSCANADA CORPTRANSCANADA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 8,545 shares; 2015Q2: 7,900 shares; 2015Q3: 12,205 shares; 2015Q4: 13,645 shares; 2016Q1: 14,025 shares 14,025$551K0.5%+380
PBFPBF ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 17,629 shares; 2015Q2: 16,167 shares; 2015Q3: 21,257 shares; 2015Q4: 15,814 shares; 2016Q1: 16,561 shares 16,561$550K0.49%+747Timeline
INFYINFOSYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,146 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 43,831 shares; 2016Q1: 28,774 shares 28,774$547K0.49%-15,057Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,737 shares; 2015Q1: 4,737 shares; 2015Q2: 4,737 shares; 2015Q3: 4,737 shares; 2015Q4: 4,737 shares; 2016Q1: 4,737 shares 4,737$540K0.49%0Timeline
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 10,134 shares; 2015Q2: 12,395 shares; 2015Q3: 9,420 shares; 2015Q4: 8,879 shares; 2016Q1: 8,253 shares 8,253$529K0.48%-626Timeline
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 40,401 shares; 2014Q4: 55,338 shares; 2015Q1: 54,363 shares; 2015Q2: 48,704 shares; 2015Q3: 37,192 shares; 2015Q4: 34,194 shares; 2016Q1: 37,693 shares 37,693$524K0.47%+3,499
BAKBRASKEM SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 42,041 shares 42,041$512K0.46%newTimeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,676 shares; 2014Q4: 10,948 shares; 2015Q1: 8,607 shares; 2015Q2: 7,930 shares; 2015Q3: 7,667 shares; 2015Q4: 7,168 shares; 2016Q1: 5,942 shares 5,942$509K0.46%-1,226Timeline
TRINSEO S ATRINSEO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 13,043 shares; 2015Q3: 16,844 shares; 2015Q4: 17,512 shares; 2016Q1: 13,841 shares 13,841$509K0.46%-3,671
TESORO CORPTESORO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,376 shares; 2014Q4: 12,023 shares; 2015Q1: 9,285 shares; 2015Q2: 8,610 shares; 2015Q3: 6,659 shares; 2015Q4: 6,305 shares; 2016Q1: 5,904 shares 5,904$508K0.46%-401
OGEOGE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 20,979 shares; 2015Q1: 16,784 shares; 2015Q2: 21,175 shares; 2015Q3: 20,291 shares; 2015Q4: 16,940 shares; 2016Q1: 17,558 shares 17,558$498K0.45%+618Timeline
SILVER WHEATON CORPSILVER WHEATON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 29,441 shares 29,441$488K0.44%new
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,277 shares 18,277$486K0.44%newTimeline
CECELANESE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,663 shares; 2014Q4: 14,958 shares; 2015Q1: 14,394 shares; 2015Q2: 10,948 shares; 2015Q3: 10,498 shares; 2015Q4: 9,882 shares; 2016Q1: 7,335 shares 7,335$478K0.43%-2,547Timeline
MBTMOBILE TELESYSTEMS PJSCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 75,650 shares; 2015Q4: 69,903 shares; 2016Q1: 58,985 shares 58,985$477K0.43%-10,918Timeline
JDJD.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 16,487 shares; 2015Q4: 20,240 shares; 2016Q1: 17,442 shares 17,442$462K0.42%-2,798Timeline
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 13,206 shares; 2015Q4: 13,118 shares; 2016Q1: 12,308 shares 12,308$443K0.4%-810Timeline
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 37,610 shares; 2015Q2: 35,363 shares; 2015Q3: 34,441 shares; 2015Q4: 32,174 shares; 2016Q1: 30,739 shares 30,739$433K0.39%-1,435Timeline
VIPSVIPSHOP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 23,111 shares; 2015Q3: 38,662 shares; 2015Q4: 37,383 shares; 2016Q1: 32,678 shares 32,678$421K0.38%-4,705Timeline
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,276 shares; 2014Q4: 4,626 shares; 2015Q1: 4,552 shares; 2015Q2: 5,835 shares; 2015Q3: 5,683 shares; 2015Q4: 10,253 shares; 2016Q1: 15,324 shares 15,324$420K0.38%+5,071Timeline
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 30,991 shares; 2014Q4: 140,736 shares; 2015Q1: 124,112 shares; 2015Q2: 123,725 shares; 2015Q3: 116,914 shares; 2015Q4: 107,320 shares; 2016Q1: 58,465 shares 58,465$419K0.38%-48,855Timeline
TSAKOS ENERGY NAVIGATION LTDTSAKOS ENERGY NAVIGATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 50,747 shares; 2015Q3: 56,038 shares; 2015Q4: 48,478 shares; 2016Q1: 67,368 shares 67,368$416K0.37%+18,890
KRATON CORPORATIONKRATON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,101 shares; 2015Q4: 18,836 shares; 2016Q1: 23,736 shares 23,736$411K0.37%+4,900
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,539 shares; 2015Q4: 11,558 shares; 2016Q1: 10,867 shares 10,867$404K0.36%-691Timeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,033 shares; 2014Q4: 4,519 shares; 2015Q1: 4,332 shares; 2015Q2: 5,463 shares; 2015Q3: 5,292 shares; 2015Q4: 5,520 shares; 2016Q1: 5,532 shares 5,532$401K0.36%+12Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,744 shares 2,744$386K0.35%new
SHGSHINHAN FINANCIAL GROUP CO LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 19,137 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,927 shares 10,927$385K0.35%newTimeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 3,626 shares; 2015Q2: 6,162 shares; 2015Q3: 5,928 shares; 2015Q4: 4,518 shares; 2016Q1: 4,261 shares 4,261$369K0.33%-257Timeline
EMNEASTMAN CHEM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 6,483 shares; 2015Q1: 4,720 shares; 2015Q2: 5,915 shares; 2015Q3: 5,732 shares; 2015Q4: 5,276 shares; 2016Q1: 5,050 shares 5,050$365K0.33%-226Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 171,127 shares; 2014Q4: 161,308 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 34,856 shares 34,856$364K0.33%newTimeline
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 9,615 shares; 2015Q1: 15,613 shares; 2015Q2: 14,574 shares; 2015Q3: 13,887 shares; 2015Q4: 11,482 shares; 2016Q1: 9,296 shares 9,296$362K0.33%-2,186Timeline
BLACKROCK MUN 2020 TERM TRBLACKROCK MUN 2020 TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 22,170 shares 22,170$358K0.32%new
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,837 shares; 2014Q4: 25,837 shares; 2015Q1: 25,837 shares; 2015Q2: 25,837 shares; 2015Q3: 25,837 shares; 2015Q4: 25,837 shares; 2016Q1: 25,837 shares 25,837$349K0.31%0Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,391 shares; 2015Q4: 3,391 shares; 2016Q1: 3,391 shares 3,391$347K0.31%0Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,818 shares; 2014Q4: 8,074 shares; 2015Q1: 8,074 shares; 2015Q2: 8,074 shares; 2015Q3: 8,074 shares; 2015Q4: 8,074 shares; 2016Q1: 8,074 shares 8,074$337K0.3%0Timeline
NUVEEN PREMIER MUN INCOME FDNUVEEN PREMIER MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 48,231 shares; 2016Q1: 23,963 shares 23,963$337K0.3%-24,268
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 35,849 shares; 2015Q3: 64,573 shares; 2015Q4: 83,941 shares; 2016Q1: 91,512 shares 91,512$336K0.3%+7,571
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,145 shares; 2014Q4: 15,878 shares; 2015Q1: 11,639 shares; 2015Q2: 14,846 shares; 2015Q3: 14,302 shares; 2015Q4: 11,957 shares; 2016Q1: 12,154 shares 12,154$328K0.29%+197Timeline
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 9,287 shares; 2015Q4: 8,919 shares; 2016Q1: 8,969 shares 8,969$328K0.29%+50
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 421 shares 421$321K0.29%newTimeline
SCORPIO TANKERS INCSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 51,299 shares; 2015Q3: 50,079 shares; 2015Q4: 53,495 shares; 2016Q1: 53,999 shares 53,999$315K0.28%+504
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 8,417 shares; 2015Q1: 6,052 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 19,100 shares 19,100$307K0.28%newTimeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 14,774 shares; 2016Q1: 13,770 shares 13,770$299K0.27%-1,004
DIVERSIFIED REAL ASSET INC …DIVERSIFIED REAL ASSET INC FD COM…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,743 shares 18,743$294K0.26%new
WLKWESTLAKE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,626 shares; 2014Q4: 10,617 shares; 2015Q1: 7,585 shares; 2015Q2: 9,678 shares; 2015Q3: 9,318 shares; 2015Q4: 6,329 shares; 2016Q1: 6,240 shares 6,240$289K0.26%-89Timeline
FRONTLINE PLC FFRONTLINE PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 34,396 shares 34,396$288K0.26%new
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 4,815 shares; 2015Q3: 4,701 shares; 2015Q4: 4,057 shares; 2016Q1: 4,039 shares 4,039$276K0.25%-18Timeline
LPGDORIAN LPG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 17,653 shares; 2015Q3: 32,970 shares; 2015Q4: 28,360 shares; 2016Q1: 28,778 shares 28,778$271K0.24%+418Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,318 shares; 2014Q4: 11,649 shares; 2015Q1: 8,519 shares; 2015Q2: 11,563 shares; 2015Q3: 8,610 shares; 2015Q4: 7,969 shares; 2016Q1: 7,567 shares 7,567$267K0.24%-402
CHENIERE ENERGY PTNRS LP HLDCHENIERE ENERGY PTNRS LP HLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 14,270 shares 14,270$258K0.23%new
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 26,937 shares; 2016Q1: 27,254 shares 27,254$249K0.22%+317Timeline
AGRIUM INCAGRIUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,212 shares; 2015Q2: 3,340 shares; 2015Q3: 3,228 shares; 2015Q4: 2,799 shares; 2016Q1: 2,814 shares 2,814$248K0.22%+15
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 36,060 shares; 2014Q4: 64,726 shares; 2015Q1: 65,839 shares; 2015Q2: 70,684 shares; 2015Q3: 66,427 shares; 2015Q4: 24,518 shares; 2016Q1: 22,849 shares 22,849$235K0.21%-1,669
WESTERN REFNG INCWESTERN REFNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,098 shares; 2014Q4: 14,170 shares; 2015Q1: 10,299 shares; 2015Q2: 10,751 shares; 2015Q3: 9,181 shares; 2015Q4: 8,472 shares; 2016Q1: 8,063 shares 8,063$231K0.21%-409
ROWAN COMPANIES PLCROWAN COMPANIES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,077 shares 10,077$162K0.15%new

Sold out in Q1 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD306,863$5.48Mshares
XAWFXALLIANCEBERNSTEIN GLOBAL HIG392,055$4.23Mshares
BGXBLACKSTONE LONG SHORT CR INC248,631$3.35Mshares
NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FD183,400$2.59Mshares
DSLDOUBLELINE INCOME SOLUTIONS148,493$2.39Mshares
JFRNUVEEN FLOATING RATE INCOME96,523$983Kshares
IGEISHARES TR26,987$759Kshares
EVFEATON VANCE SR INCOME TR126,332$729Kshares
BGBBLACKSTONE STRATEGIC CRED 2049,571$663Kshares
HUANENG PWR INTL INCHUANENG PWR INTL INC17,694$607Kshares
POWERSHARESPOWERSHARES25,901$578Kshares
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD86,159$545Kshares
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG C85,170$500Kshares
CFCF INDUSTRIES HOLD11,628$475Kshares
TRNTRINITY INDS INC18,750$448Kshares
PPLPPL CORP13,066$446Kshares
ALBALBEMARLE CORP7,071$396Kshares
NUVEEN SELECT QUALITY MUN FDNUVEEN SELECT QUALITY MUN FD28,169$394Kshares
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITY28,498$391Kshares
BCXBLACKROCK RES & COMMODITIES53,912$379Kshares
SRLNSSGA ACTIVE ETF TR7,994$369Kshares
TWITTER INCTWITTER INC15,406$356Kshares
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUND24,596$347Kshares
VWOVANGUARD INTL EQUITY INDEX F9,336$305Kshares
GBXGREENBRIER COS INC9,388$303Kshares
NOBLE CORP PLCNOBLE CORP PLC22,048$233Kshares
POWERSHARESPOWERSHARES7,671$209Kshares
FRONTLINE LTDFRONTLINE LTD58,891$176Kshares

How Q1 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001398344-16-012580 base2016-04-29acceptance time not in the bulk data set